Advising Representative Jobs

Orientime Capital is an emerging portfolio management firm in Canada, with the intention to manage clients' investments on our portfolio. We are hiring an Advising Representative to join the growing team. An Advising Representative is a person who provides advice on investment products. They will be able to manage an investment portfolio according to firm's mandates and instructions. They will also make decisions and trades on their behalf.

Responsibilities

An advising representative may act as an adviser in respect of a security thatthe individual’s sponsoring firm is permitted to advise on.

Proficiency - individual applicants must meet the applicable education, training and experience requirements prescribed by securities legislation for their category of registration and demonstrate knowledge of securities legislation and the securities they recommend.

Integrity - individuals must also conduct themselves with integrity and have an honest character. The securities regulators will assess the integrity of individuals through their registration application and ongoing compliance reviews.

Qualifications

One of these two options:

1. CFA and 12 months of relevant investment management experience in the 36-month period before applying for registration.

2. CIM and 48 months of relevant investment management experience (12 months gained in the 36-month period before applying for registration).

Securities industry experience may include employment at a registered dealer or in related investment fields such as investment banking, securities trading on behalf of a financial institution or supervision of those activities, in legal, accounting or consulting practices related to the securities industry, in other professional service fields that relate to the securities industry or in a securities related business in a foreign jurisdiction.

Relevant investment management experience may include:

(a) securities research and analysis, which demonstrates an ability in, and understanding of, portfolio analysis or portfolio security selection; or

(b) managing investment portfolios on a discretionary basis, including investment decision-making, rebalancing and evaluating performance.

Advising representatives may acquire relevant investment management experience during employment in a portfolio management capacity with a registered investment dealer or adviser firm.