Team Manager, Accounts Transfers

At Fidelity, we’ve been helping Canadian investors build better financial futures for over 35 years. We offer individuals and institutions a range of trusted investment portfolios and services - and we’re constantly seeking to find new and better ways to help our clients. As a privately owned company, we boldly embrace innovation in all areas as we continue to grow our business into the future.

Working with us means you’ll be part of a diverse and dedicated group of people who make a real difference for our clients and communities every day. You’ll have a wide range of opportunities to grow and develop your career in an inclusive environment where you’ll feel valued and supported to be your best - both personally and professionally.

What We Do

Based in Toronto, Fidelity Clearing Canada (FCC) is the leading independent clearing broker and custodian in the Canadian market. We provide trade execution, clearing, custody and back-office support services to Canadian-based brokerage firms and registered Portfolio Managers.

For more information about Fidelity Clearing Canada, please visit https//clearingcanada.fidelity.com/.

Business Overview

The Team Manager, Accounts Transfers, manages a functional team of operations employees. This role manages the day to day operations of Accounts Transfers team ensuring processing volumes across all available queues and Service Level Opportunities (SLO) are met. This role is responsible for ensuring that Fidelity's brand and reputation is protected by adhering to Fidelity's compliance and risk framework.

The ideal candidate is a natural coordinator who has a strong sense of big-picture objectives and a sharp eye for detail.

What You Will Do

Operations management.

• Provides input into business planning and resource planning
• Responsible for overseeing and assessing the daily workload of the respective operations team, to ensure accepted policies and procedures are adhered to, client needs are exceeded and that any risk to FCC or its client is mitigated.
• Ensure Employees have the necessary tools to perform and be successful at their job.
• Working relationships.
• Oversee business practices in Account Transfers and improve them when necessary
• Ensuring a positive client experience from all business units.
• Seeks out Continuous Improvement opportunities to enhance ease of doing business for clients and to further support the team
• Participates in internal and external audit engagements;
• Develop and maintain supervisory procedures that are designed to strengthen regulatory and risk controls for assigned team.
• Daily review of departures
• Ensure employees understand the values, policies and procedures of Fidelity and their business unit.
• Compliance and risk management.
• Collaborates with other Operations Team Managers and senior management within the Operations Departments to resolve problems, enhance processes and seek the most efficient way in processing transactions
• Works closely with the Account Transfer Manager on other special planning and departmental projects
• Accountable for identifying issues and risks (financial and regulatory); resolves where possible or escalates appropriately
• Collaborate with external business partners such as 3rd party vendors, custodians to communicate and resolve issues
• Provide regular coaching and feedback to help employees meet business objectives and enhance individual performance.
• People management.
• Provides functional area expertise, oversight, problem resolution, training, analysis, and reporting as required across a variety of group responsibilities.
• Ensure team receives the training on the skills and knowledge to proficiently perform the role.
• Provides subject matter expertise and plays a project lead role in corporate and divisional projects and initiatives, including client onboarding.

The Expertise You Bring

• Effective management skills including ability to motivate people
• Ability to learn and teach on systems and products quickly and gain an understanding of FCC’s product offerings
• Proven experience in building and managing relationships with customers and team
• Members.
• Organized self-starter, with a customer service focus and ability to manage a team and complex tasks
• Strong customer service orientation and excellent written and verbal communication skills
• Contributes to divisional and departmental initiatives by contributing to the success of assigned projects

We are in search of a candidate with the following

• Completion of Canadian Securities Course would be considered an asset
• 3+ years in Financial Services or 3 – 4 years progressive experience in operations or customer service within the brokerage or financial services industry
• University Degree or equivalent work experience.
• Being Bilingual in French is considered an asset
• Experience coaching, training, mentoring, and leading people an asset

Fidelity Canada is an equal opportunity employer

Fidelity Canada is committed to fostering a diverse and inclusive workplace. We will consider all qualified applicants for employment regardless of race, color, religion, sex, sexual orientation, gender identity or expression, national or ethnic origin, age, disability, family status, protected veterans’ status, Aboriginal/Native American status or any other legally-protected ground.

Accommodation during the application process

Fidelity Canada welcomes and encourages applications from people with disabilities. Accommodations are available on request for candidates taking part in the selection process. If you require an accommodation, please email us at [email protected].

No telephone inquiries or agencies please. We thank all applicants for their interest, please be advised that only those selected for an interview will be contacted.

Why Work at Fidelity?

We are proud to be recipients of the following

Awards

• Venngo Healthy Workplaces Award Workplace Benefits Awards – Health and Wellness Program
• HRDC Best Places to Work 2023
• Greater Toronto's Top Employers 2023 (10th consecutive year)
• Canada's Top Employers for Young People 2023
• Canada's Top Family-Friendly Employers 2023 (7th consecutive year)
• Canada's Top 100 Employers 2023 (7th consecutive year)

Designations

• Great Place to Work (Dec 2022 - Nov 2023)
• Best Workplaces for Women 2023 by Great Place to Work
• A Canadian Compassionate Company