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Company | Questrade Financial Group |
Address | North York, Ontario, Canada |
Employment type | FULL_TIME |
Salary | |
Category | Financial Services |
Expires | 2023-07-30 |
Posted at | 10 months ago |
Questrade Financial Group (QFG) of Companies is committed to helping our customers become much more financially successful and secure.
- Paid vacation, personal, and sick days for work-life balance
- Competitive compensation and benefits packages
- Health & wellbeing resources and programs
- Career growth and development opportunities
- Opportunities to contribute to community causes
- Hybrid and flexible work arrangements
- Work with diverse team members in an inclusive and collaborative environment
- Supporting the “Gatekeeper” duty at the account opening stage
- Being knowledgeable about recent regulatory updates and changes
- Reviewing and approving/rejecting option trading for clients as per regulations
- Assisting our sales and customer service team in dealing with different account opening issues
- Escalating accounts to Enhanced Due Diligence for review, where necessary.
- Reviewing client cases, on-hold accounts and resolving them or re-assigning them properly
- Conducting account opening suitability assessments for CFD accounts
- Reviewing and approving/rejecting accounts as per our pre-established guidelines and regulations
- Performing client due diligence on new and existing accounts
- Liaising with other business units including CSS, Sales and Operations with respect to account opening issues.
- Performing other duties as assigned
- Supporting our AML policies at all levels of account administration
- Post-secondary education in Finance or Economics
- Excellent organizational skills
- Proven knowledge of the securities industry
- Successfully completed: CSC, CPH, DFOL, OPSC. FLC, CCSE
- Excellent computer skills, especially MS Excel
- Working knowledge of registered accounts such as RRSP, RESP, LIRA, and RIF
- Problem-solving and analytical skills
- Excellent written and verbal communication skills
- 2+ years of brokerage experience, preferably in Customer Service, Trading, Operations or Compliance
- Customer service experience
- New accounts opening experience
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