Jr. Compliance Analyst Jobs

Working with one of the top financial clients this role calls for a Jr. Compliance Analyst who will be responsible for performing regulatory and compliance program-required monitoring and control testing (M&T) for Personal & Business Banking (P&BB) lines of business.

Responsibilities:

• Conducting monitoring and control testing (M&T) for P&C lines of business
• Documenting work completed and requesting approval
• Support the execution of initiatives with stakeholders
• Collecting and analyzing relevant evidence
• Support risk management activities in Canadian P&BB Business Units i.e. issue management, control documentation, reporting
• Maintaining documentation in appropriate repositories or systems
• Ad hoc activities as it relates to identifying improvement opportunities
• Assist with ensuring exceptions noted are addressed in order to remediate issues or action plans

Desired Skill Set:

• Ability to read & understand technical compliance material
• 3-5+ years of experience working in Banking Compliance, specifically in Personal and Commercial banking realms
• Problem-solving skills
• Exposure to risk and control environment requires someone with a similar mindset
• Proven experience with testing - whether in operations, risk or compliance risk audit testing
• Strong computer skills with proficiency in Microsoft Outlook, Excel (SumIf, Pivot, Vlookups), & Word. PowerPoint
• Previous experience in compliance or operational risk control testing
• Detailed knowledge of the Bank Act and Consumer Protection regulations
• Undergraduate degree
• Ability to build relationships with internal and external stakeholders

Nice To Have:

• Experience writing queries in Database
• Previous experience working at FI
• CFA/CMA Certifications
• Exposure to Risk Management, Audit, Compliance or Operational Risk
• Previous experience working with FCAC

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