Compliance Training Analyst Jobs

You bring 1-3 years experience in accounting or finance is preferred.

Support the Compliance Officer and Compliance Plan Committees with their respective compliance requirements.

Prepare compliance reports to meet internal and external reporting requirements.

Experience working in a regulatory or policy development environment considered an asset.

Excellent interpersonal, organizational, and verbal and written communication skills.

Interpretation and application of the Inter-Affiliate Code of Conduct (IACC), Code of Conduct Regulation (COCR) and the Code of Ethics (CofE)

Requires practical experience related to the overall power system design, management and control.

Requires experience with leadership skills to effectively lead, manage and facilitate teams.

Requires a knowledge of English and technical writing skills, to prepare reports and to communicate effectively with stakeholders.

Carry out human performance analysis and prepare reports with specific focus in the attainment of the Cornerstone benefits and improvement opportunities.

Requires experience and understanding of the SAP and related computer technology.

Requires experience in working with other utilities and benchmarking associations to establish data definition and exchange, measurement design, and benchmarking processes.

W/CompTIA(A+),CISSAM/HAM,SQL,IT,MS,Cloud,WAS,WAMtrainedtoensure corporation stayed in compliance with PCI DSS

Maintained system quality control, surveying users, collecting metrics data and handling IT

audits to support updates and maintenance - weekly, monthly and quarterly.

Support risk management activities in Canadian P&BB Business Units i.e. issue management, control documentation, reporting

Exposure to Risk Management, Audit, Compliance or Operational Risk

3-5+ years of experience working in Banking Compliance, specifically in Personal and Commercial banking realms

Previous experience in compliance or operational risk control testing

Detailed knowledge of the Bank Act and Consumer Protection regulations

Proven experience with testing - whether in operations, risk or compliance risk audit testing

Strong analytical and problem-solving skills

Excellent written and verbal communication skills

Assist in the collection and analysis of data using various data analytics tools and techniques.

Perform data cleaning, data preprocessing, and data visualization tasks.

Help develop insightful dashboards and reports using data visualization tools such as Tableau, Power BI, or Google Data Studio

Collaborate with team members to design, implement, and evaluate experiments.

Well-developed Project Management Skills, familiarity with software development life cycle, excellent written and oral communication skills.

Provide timely and accurate status reports to Senior Management and Stakeholders

5+ years of work experience within Capital Markets or financial services.

A good working knowledge of data analysis tools, such as Excel and SQL is a must.

Liaise with Compliance and Business to define requirements for developing Compliance testing and monitoring routine.

Collaborate with the development teams and manage model development efforts from the beginning to the end.

Prior Ethidex regulatory compliance management system experience an asset

Completed post-secondary education in legal, insurance or finance

Minimum of two years’ experience in an analyst capacity within a legal, finance, compliance or similar department.

Prior knowledge/experience with Governance, Risk and Compliance and Controls frameworks

Maintain Compliance related records within Ethidex regulatory compliance system with Manager, Compliance approval

With the guidance of the Manager, Compliance provide general advice and assistance to business units on Regulatory Compliance

In this role you will lead various project’s requirements management process in Corporate IT.

Bachelor’s Degree in Computer Science, Management of Information Systems, or related business discipline(s).

Prepare and contribute to any project deliverables - scope documents, requirements, project plans, test plans, communication plans, standard operating procedures, etc.

Identify, document and manage risks. Recognize issues and proactively create solutions to mitigate adverse impacts.

5-7 years’ work experience with IT or process engineering

Process mapping/ process improvement experience

8 years of progressively more senior and diverse work experience in Fleet and Asset Management

Incident Management: Participate in incident reviews. Identify mitigation and training opportunities to prevent future occurrences

Preference will be given to candidates with operational experience in the Transportation, Environmental, Infrastructure and Energy sectors

Remote position, candidates are encouraged to apply nationally

We value and are committed to upholding a culture of Inclusion and Belonging

Preventative Maintenance: Maintain, review and update preventative maintenance programs for operational and regulatory compliance

8 years of progressively more senior and diverse work experience in Fleet and Asset Management

Incident Management: Participate in incident reviews. Identify mitigation and training opportunities to prevent future occurrences

Preference will be given to candidates with operational experience in the Transportation, Environmental, Infrastructure and Energy sectors

Remote position, candidates are encouraged to apply nationally

We value and are committed to upholding a culture of Inclusion and Belonging

Preventative Maintenance: Maintain, review and update preventative maintenance programs for operational and regulatory compliance

Work with teams and manage effective action plans in response to audit discoveries and compliance violations.

6+ years work experience in Information Technology, IT Audit and/or Security-related field

Bachelor’s degree in IT Audit, Computer Science, Information Security or related field of study; or commensurate working experience

Minimum 3 year experience with security standards such ISO 27001, NIST 800-xx, SOC 2

A positive attitude with an eagerness to learn and develop professional knowledge.

SOC2 AICPA Trust Service Principles implementation experience.

Diploma or certificate in Business Management with 2 - 3 years Petroleum Operations experience. Bachelor of Commerce is preferred.

Demonstrated skills in Change Management. Demonstrated leadership ability an asset

Working knowledge of Enterprise Systems, Customer Relationship Management (CRM) tools, SAP, and Microsoft Dynamics

Provides consultation to management for the development of job-specific training.

Strong background in training and development, customer service, and practical knowledge of UFA process and procedures.

Superior communication skills, both oral and written

Assists with the implementation of the compliance management program and the application of BC Reliability Standards, policies, procedures and technologies.

Completion of a recognized Business Diploma with a focus on project management, business or financial analysis.

3 years of related experience with process and procedure development and training, preferred.

Excellent multi-tasking, critical thinking, problem solving and decision making skills.

Highly organized (ability to manage multiple priorities and/or issues)

Strong analytical skills with attention to details process efficiency and streamlining.

Prior experience in compliance, risk management or a related field within the financial services industry

Assist in investigating compliance violations and identifying and escalating any red flags or suspicious activities to senior management.

Support members our the Legal and Compliance team to ensure adherence to company policies, industry regulations and legal requirements

Excellent analytical skills and attention to detail

Effective written and verbal communication skills

Strong communication and interpersonal skills

Experience and/or knowledge with Blockchain Technology and cryptocurrency is an asset

Management that is invested in your personal career development,

Conduct thorough needs assessments to understand client requirements and recommended suitable products and services.

Collaborate with internal teams such as Operations, and Compliance to streamline processes and deliver exceptional client experiences.

Update internal policies and procedures to ensure changing regulatory requirements and industry best practices are met

Banking, money services business, or fintech industry experience considered an asset,

• Notifying management upon any discovery of standards not met with recommendations for rectification or improvement.

• Providing relative data for KRI and MI reporting to Management.

Your qualifications and skills include:

• Ability to promptly and appropriately escalate risks and/or failure of standards to be met, to management.

• Minimum of five years’ Compliance/Financial Crime experience, or other experience deemed to be equivalent.

• Technical knowledge and ability to assist in developing and facilitating Compliance and Financial Crime training activities.

Three years or more of experience in a compliance function with a global asset manager;

Knowledge of regulatory controls and testing methodologies pertaining to asset managers;

Strong organizational skills and demonstrated ability to manage simultaneous priorities;

Your Inclusive Experience: We are committed to cultivating an inclusive, safe, and trusting work environment.

Bachelor’s degree in a relevant field (finance, business administration, accounting, etc.);

Experience with conducting compliance reviews of marketing materials and social media postings;

CPA (or working towards) with 2+ years of experience in public accounting or industry; SOX experience is an asset

Very strong analytical, organization and problem-solving skills with proven ability and tenacity to resolve issues independently

Ability to partner and build strong relationships with cross-functional operational and finance teams

Highly proficient in Microsoft Office; advanced excel skills preferred

Liaise between our Corporate Responsibility & Environment team and business operations to monitor, report and support solutions on Environmental compliance.

Prime all other policy and compliance work not limited to analyzing income and sales taxes, insurance activities and provisioning review.

Bachelor’s degree or the equivalent combination of education and experience is required.

Review and approve sales practice activities pursuant to Canadian regulatory requirements (NI 81-105) and related internal policies and procedures

1-3 years of experience in the financial services industry and experience with the investment advisory industry experience.

Knowledge of US financial regulations such as the New SEC marketing rules would be helpful.

A competitive salary and benefits packages.

A growth trajectory that extends upward and outward, encouraging you to follow your passions and learn new skills.

Experience/knowledge of Cap & Trade Programs

4+ years of experience working in Commodity/Energy Compliance within a related industry (Energy, Oil & Gas, Utilities)

Experience with indirect tax, fuel tax, and commodity tax

Direct NGL (Natural Gas Liquids) industry experience

Experience working with government audits

Ability to use and create Pivot Tables in Excel