Compliance Business Analyst Jobs

• You will manage the elicitation of business requirements for multiple complex projects in parallel to successfully suggest and deliver solutions for Information Technology, specifically for Compliance IT.
• In this role you will lead various project’s requirements management process in Corporate IT.
• This is a challenging position requiring a strong, proven experience in business analysis, design, delivery, some project management and people management domains.

The successful candidate must be experienced with identifying and analyzing technology and process problems, while developing business requirements and solutions for tactical and/or strategic projects, in collaboration with Business and Technology stakeholders across the organization. Identify and document gaps in procedures, and create solutions for scalable and repeatable processes, in adherence with the compliance framework and IT best practices established. Own the management information and data requirements gathering initiative to develop and/or streamline the operational reporting capabilities. Ensure that all the necessary processes are thoroughly implemented to take full advantage of the capabilities of the systems. The candidate must be a people manager, technically proficient, able to multi-task well, explain solutions clearly, is well organized, and has the ability to work independently with minimal oversight. Previous exposure/knowledge of the e-Discovery, OFAC Monitoring and/or Trade Surveillance (spoofing, best execution, high volume, front running) control processes/systems at a bank strongly desired

MAJOR RESPONSIBILITIES :

• Identify, document and remediate gaps in processes and ensure the alignment of IT department with internal guidelines and industry best practices.
• Take complete accountability and guide all projects under ownership through the business analysis lifecycle to achieve successful implementation, on time with quality.
• Identify, document and manage risks. Recognize issues and proactively create solutions to mitigate adverse impacts.
• Perform business analysis to understand the requirements for all IT projects that help to improve efficiencies for new and existing applications related to the Compliance department.
• Keep project management informed at all times. Use any tools that are appropriate. These include project status reports, meeting minutes, and face to face meetings.
• Prepare and contribute to any project deliverables - scope documents, requirements, project plans, test plans, communication plans, standard operating procedures, etc.

REQUIRED QUALIFICATIONS:

• 5-7 years’ work experience with IT or process engineering
• Strong analytical, problem solving, and decision making skills
• Effective presentation skills, combined with extreme attention to detail
• Ability to prioritize and effectively manage multiple tasks
• Collaborative team player and relationship builder
• Excellent interpersonal, written and verbal communication skills
• Bachelor’s Degree in Computer Science, Management of Information Systems, or related business discipline(s).
• Simple SQL query knowledge
• Process mapping/ process improvement experience
• Experience as a business analyst working with e-Discovery and/or Trade Surveillance applications would be a plus
• High motivated, self-directed individual with the ability to work independently and in team environments