Compliance Analyst (Controls Testing)

This is an approximate 12 month contract located in Toronto, ON/ Hybrid/Minimal Office Presence.

Role Responsibilities Include (but are not limited to):

• Conducting monitoring and control testing (M&T) for P&C lines of business

• Collecting and analyzing relevant evidence

• Documenting work completed and requesting approval

• Ad hoc activities as it relates to identifying improvement opportunities

• Maintaining documentation in appropriate repositories or systems

• Assist with ensuring exceptions noted are addressed in order to remediate issues or action plans

• Support risk management activities in Canadian P&BB Business Units i.e. issue management, control documentation, reporting

• Support the execution of initiatives with stakeholders

Must-Have Skills:

• 3-5+ years Banking Compliance experience, specifically in Personal and Commercial banking realms

• Ability to read & understand technical compliance material, previous experience is compliance or operational risk control testing is desired.

• Detailed knowledge of the Bank Act and Consumer Protection regulations

• Proven experience with testing - whether in operations, risk or compliance risk audit testing

• Ability to build relationship with internal and external stakeholders

• Problem solving skills

• Strong computer skills; Must be strong in Microsoft Outlook, Excel (SumIf, Pivot, Vlookups), & Word. PowerPoint skills

• Exposure to risk and control environment and requires someone with a similar mindset