Financial Controls And Compliance Lead Jobs

• Support risk management activities in Canadian P&BB Business Units i.e. issue management, control documentation, reporting

Role Responsibilities Include (but are not limited to):

• 3-5+ years Banking Compliance experience, specifically in Personal and Commercial banking realms

• Detailed knowledge of the Bank Act and Consumer Protection regulations

• Proven experience with testing - whether in operations, risk or compliance risk audit testing

This is an approximate 12 month contract located in Toronto, ON/ Hybrid/Minimal Office Presence.

Superior knowledge of accounting principles, risk management, regulations and policies

Minimum of 10 years relevant experience, including 5 years management experience

Professional Accounting Designation, preferably a Certified Professional Accountant (CPA) with prior brokerage audit experience

Experience at an investment dealer

Superior knowledge of CIRO rules and Canadian securities laws

Superior knowledge of the Generally Accepted Audit Standards and International Financial Accounting and Reporting Standards

Highly qualified in accounting/IFRS and excellent computer skills with advanced knowledge of MS Office Excel, Outlook, PowerPoint, etc.

Liaison/coordination with Global and GCC, including obtaining/providing sub-certifications, testing etc as required.

Strong planning, organizational and analytical skills.

Excellent people and communication skills in English and French (spoken and written)

Lead the control and compliance activities within Sandoz Canada for various functions

Liaison with stakeholders, including CFO, Internal Audit (IA), external Audit and Corporate Financial Controls (CFC)