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Compliance Testing Manager Jobs

Manager Oversight Testing, Financial Crimes
By RBC At Toronto, Ontario, Canada
Knowledge of Capital Markets or Wealth Management
Awareness of Regulatory Change Management changes, and ensuring they are incorporated in testing.
Assists the Senior Manager Oversight Testing in developing documented OT unit procedures/ standards, reviewing regularly, and updating as needed
University degree in business, international affairs, or equivalent experience
Strong knowledge of Sanctions process and risk
Knowledge of Canadian and International Sanctions laws & regulations (ideally US, EU and UK)
Compliance Analyst (Controls Testing)
By TekStaff IT Solutions At Toronto, Ontario, Canada
• Support risk management activities in Canadian P&BB Business Units i.e. issue management, control documentation, reporting
Role Responsibilities Include (but are not limited to):
• 3-5+ years Banking Compliance experience, specifically in Personal and Commercial banking realms
• Detailed knowledge of the Bank Act and Consumer Protection regulations
• Proven experience with testing - whether in operations, risk or compliance risk audit testing
This is an approximate 12 month contract located in Toronto, ON/ Hybrid/Minimal Office Presence.
Manager, Business Compliance Monitoring & Testing, Canada Wealth Management
By BMO At Toronto, Ontario, Canada
3+ years experience in a compliance or audit role ideally in a dealer and/or portfolio management environment.
Working knowledge of information technology tools required including: MS Excel, MS Word and portfolio management or investment industry software.
Ability to demonstrate effective use of judgment, interpretation, knowledge and skill in the application of regulations and compliance requirements.
Act as a liaison and compliance support to various internal business partners across the Wealth Management businesses.
Prepare reports and related test results dashboard for various stakeholders including management.
Excellent data analysis skills, organizational, analytical and communication skills.
Compliance Manager Jobs
By American Iron & Metal (AIM) At Montréal-Est, Quebec, Canada
Bachelor Degree in Business, Economics, Operations, Finance, or applicable experience.
Maintain a database with local, state/provincial and federal legislation and operating requirements.
Knowledge of the Catalyst Industry a strong asset.
Competitive salary + other perks
Group insurance & RRSP program
Company-wide events throughout the year (BBQ, Holiday party etc.)
Manager Internal Controls Testing (Infrastructure)
By BMO Groupe financier At British Columbia, Canada
Des tâches et des responsabilités plus larges peuvent être attribuées au besoin. Qualifications:
Gérer la complexité à l’échelle des modèles relatifs à la valeur de l’organisation, à la technologie et aux interactions.
Recommander des solutions et les mettre en œuvre en s’appuyant sur l’analyse des problèmes et les répercussions pour l’organisation.
Cerner les tendances et les enjeux émergents pour éclairer la prise de décision.
Effectuer des analyses et des évaluations indépendantes pour résoudre les problèmes stratégiques.
Effectuer la surveillance et le suivi du rendement et traiter les problèmes.
Compliance Manager Jobs
By First West Credit Union At Langley, British Columbia, Canada

We are currently seeking a Compliance Manager to join our team. The Compliance Manager provides expert advice and guidance regarding Banking Laws, Rules, and Regulations necessary to support the ...

Rcm Compliance Manager Jobs
By Exchange Bank of Canada At Toronto, Ontario, Canada
Knowledgeable in Risk Management, Compliance and Governance requirements and standards
Detailed oriented with multi-tasking, analytical, time management and organizational skills
Ensure that findings raised within the Issue Management Framework are completed in a timely manner
Escalate significant issues to the CCO and Senior Management (as applicable)
Excellent knowledge of Regulatory Compliance Requirements and industry expectations.
Thorough knowledge and understanding of the practical application of relevant Regulatory Requirements to Canadian Financial Institutions
Compliance Testing Analyst Jobs
By Butterfield Group At Halifax, Nova Scotia, Canada
Strong organizational and time management skills with the ability to handle multiple projects.
Evaluating potential compliance risks and vulnerabilities arising from emerging risks and how the Bank has embedded changes and requirements.
Your qualifications and skills include:
Good verbal and written communication skills and ability to reach out to diverse and geographically distributed teams.
Strong analytical and problem-solving skills to facilitate the data collation required for investigations, monitoring and surveillance.
Conducting comprehensive testing and assessments to determine the organization's adherence to relevant laws, regulations, and policies.
Manager, Compliance Services [Worksafenb]
By CareerBeacon At Saint John, New Brunswick, Canada
Post-secondary education in a relevant discipline.
At least three years experience leading teams or supervisory experience.
Strong knowledge of the Occupational Health and Safety Act and health and safety principles.
Health and/or safety certification/accreditation would be an asset.
Comprehensive benefits package (health, dental, life insurance and LTD insurance)
Ability to work remotely from any location in New Brunswick
Compliance Operations Manager Jobs
By AstraZeneca At Mississauga, Ontario, Canada
Participating in the management and maintenance of a strong change control process throughout the duration of Projects
Minimum 2-3 years of experience running complex business projects
Excellent relationship and interpersonal skills, leadership and influencing - able to influence without authority commanding respect through actions
Exceptional organisational skills and attention to detail
Excellent problem-solving skills – able to find pragmatic solutions with an analytical mindset
Excellent communication and interpersonal skills, ability to convey complex concepts in simple terms
Manager, Compliance Services Jobs
By WorkSafeNB/Travail sécuritaire NB At New Brunswick, Canada
WorkSafeNB offers a competitive annual salary with excellent benefits, including:
Work Remotely Anywhere in The Province Of New Brunswick
· Post-secondary education in a relevant discipline.
· At least three years experience leading teams or supervisory experience.
· Strong knowledge of the Occupational Health and Safety Act and health and safety principles.
· Health and/or safety certification/accreditation would be an asset.
Compliance Manager Jobs
By Catalent Pharma Solutions At Strathroy, Ontario, Canada
5+ years of management level experience in pharmaceutical industry.
Direct experience hosting and leading the preparation, management, and follow-up relating to FDA and HPFBI inspections.
Knowledge and experience in dosage forms involving gelatin encapsulation is an asset.
Experience working in a manufacturing, pharmaceutical and/or GMP facility.
Expertise in contemporary tools to meet current and advancing cGMP requirements.
Excellent verbal and written communication skills.
Signifi Manager – Testing Lead
By Johnson & Johnson At Toronto, Ontario, Canada
You have relevant experience with Test management Tools and Test management analytics and automation
You have an understanding of corporate finance business capabilities, planning processes, data structures and related systems
You are familiar with the SAP S/4 Hana Finance suite, Central Finance and Anaplan
Accountable for the testing scope definition and testing approach
Define governance, Test Team structure and interactions between teams
Mobilize teams and motivate and hold teams & key partners accountable to deliver
Qe Testing Manager Jobs
By Aarorn Technologies Inc At Toronto, Ontario, Canada
Knowledge of Agile/Scrum methodologies and experience working in Agile development environments.
Collaborate with cross-functional teams to understand software requirements, identify test scenarios, and develop comprehensive test plans.
Perform manual testing when necessary, ensuring comprehensive coverage of functional and non-functional requirements.
Provide guidance and mentorship to junior team members, promoting knowledge sharing and best practices.
Proven work experience as a Quality Engineer or a similar role in software testing and quality assurance.
Strong programming skills in Python for test automation and scripting. Robot Framework is added advantage.
Compliance Manager Jobs
By American Iron & Metal (AIM) At Laval, Quebec, Canada
Bachelor Degree in Business, Economics, Operations, Finance, or applicable experience.
Maintain a database with local, state/provincial and federal legislation and operating requirements.
Knowledge of the Catalyst Industry a strong asset.
Competitive salary + other perks
Group insurance & RRSP program
Company-wide events throughout the year (BBQ, Holiday party etc.)
Compliance Manager Jobs
By Sun Life At Toronto, Ontario, Canada
Demonstrated experience and knowledge of Regulatory Compliance Management framework components and linkages, with a focus on Monitoring & Testing
Post-secondary education in Finance, Accounting, or another relevant field
Self-motivated and driven to independently maintain and develop knowledge and skills
Analytical thinker with strong conceptual and problem-solving skills
Flexible Benefits from the day you join to meet the needs of you and your family
Plan individual testing engagements and contribute to the development of the overall annual test plan
Jr. Compliance Analyst/Auditor - Testing
By BeachHead At Toronto, Ontario, Canada
Support risk management activities in Canadian P&BB Business Units i.e. issue management, control documentation, reporting
Exposure to Risk Management, Audit, Compliance or Operational Risk
3-5+ years of experience working in Banking Compliance, specifically in Personal and Commercial banking realms
Previous experience in compliance or operational risk control testing
Detailed knowledge of the Bank Act and Consumer Protection regulations
Proven experience with testing - whether in operations, risk or compliance risk audit testing
Manager, It Compliance Jobs
By Canopy Growth Corporation At Ottawa, Ontario, Canada
Proven verbal, written, presentation and communications skills with all levels of management.
Definition and management of user security roles within the ERP and other core business systems
Manage and improve the control processes to ensure Canopy’s compliance with ITGC and ICFR.
5+ years’ experience in IT testing for ICFR, ITGC, SOX or other compliance programs
5+ years’ experience in creating security roles for core business applications
Ability to manage conflicting priorities
Manager, Program Compliance Jobs
By Angi At Ottawa, Ontario, Canada
Bachelor’s degree in a field such as Law, Business Management, Finance, etc.
Develop and maintain internal policies that drive adherence to consumer rights laws and regulations, including TCPA, state-specific, and other requirements
Able manage multiple projects simultaneously and willingness to quickly pivot into new tasks as needed
Pave the way by establishing our first, dedicated compliance function focused on our telemarketing activities
Establish reporting and ongoing monitoring to ensure proper strategic execution
Continuously assess the efficiency of policies and processes, ensuring the issues are surfaced and addressed in a timely manner
Manager, Monitoring And Testing
By Scotiabank At Edmonton, Alberta, Canada
Support the Electronic Communications monitoring program within Global Wealth Management
University degree, preferably in Finance, Commerce or Business Administration with 5+ years of experience in financial services
Support the execution of the annual monitoring and testing plan in accordance with methodologies, enterprise requirements and standards
Champions a customer-focused culture and leverages broader Bank relationships, systems, and knowledge
Power BI experience is preferred
Knowledge of quality assurance and control testing processes