Unfortunately, this job posting is expired.
Don't worry, we can still help! Below, please find related information to help you with your job search.
Don't worry, we can still help! Below, please find related information to help you with your job search.
Related keywords
Some similar recruitments
Product Quality & Compliance Manager
Recruited by IKEA 8 months ago
Address Greater Toronto Area, Canada
Manager, Advisory Services - Associates
Recruited by Nicola Wealth 8 months ago
Address Vancouver, British Columbia, Canada
Branch Manager - Large
Recruited by BMO 8 months ago
Address Vernon, British Columbia, Canada
Production Manager Jobs
Recruited by G3 Genuine Guide Gear 8 months ago
Address Burnaby, British Columbia, Canada
Compliance Service Delivery Manager
Recruited by Ntirety 9 months ago
Address Vancouver, British Columbia, Canada
Branch Administrator And Compliance Officer
Recruited by BMO 9 months ago
Address Kelowna, British Columbia, Canada
Production Manager Jobs
Recruited by Goldbeck Recruiting 9 months ago
Address Vancouver, British Columbia, Canada
Manager Internal Controls Testing (Infrastructure)
Recruited by BMO Groupe financier 9 months ago
Address British Columbia, Canada
Production Manager Jobs
Recruited by The Bridger Group 9 months ago
Address Grand Forks, British Columbia, Canada
Branch Manager I Jobs
Recruited by Global Credit Union 9 months ago
Address North Vancouver, British Columbia, Canada
Branch Manager (Equest) Jobs
Recruited by BCJobs 9 months ago
Address Delta, British Columbia, Canada
Branch Manager (Equest) Jobs
Recruited by BCJobs 9 months ago
Address Vancouver, British Columbia, Canada
Production Manager Jobs
Recruited by MaxPeople HR 9 months ago
Address Scarborough, Ontario, Canada
Territory Manager - Payments & Rewards (Not Remote)
Recruited by President's Choice Financial 10 months ago
Address Nanaimo, British Columbia, Canada
Research Reporting & Compliance Manager
Recruited by Conestoga College 10 months ago
Address Kitchener, Ontario, Canada
Production Manager Jobs
Recruited by Savers | Value Village 10 months ago
Address Prince George, British Columbia, Canada
Tax Manager, Compliance Jobs
Recruited by Fuller Landau LLP 10 months ago
Address Greater Toronto Area, Canada
Senior Program Manager, Employment Policy & Compliance
Recruited by lululemon 11 months ago
Address Vancouver, British Columbia, Canada
Senior Manager, Lululemon Labs
Recruited by lululemon 11 months ago
Address Vancouver, British Columbia, Canada
Vendor Compliance Manager - (Hybrid)
Recruited by Central 1 11 months ago
Address Vancouver, British Columbia, Canada
Team Manager Disability Claims Administration & Payments
Recruited by Canada Life 11 months ago
Address Vancouver, British Columbia, Canada
Senior Manager, Operational Tax Compliance
Recruited by HSBC 1 year ago
Address Vancouver, British Columbia, Canada
Manager, Advisory Communications Jobs
Recruited by KPMG Canada 1 year ago
Address Chilliwack, British Columbia, Canada
Compliance/Branch Manager Jobs
Recruited by De Thomas Wealth Management 1 year ago
Address Kelowna, British Columbia, Canada
Compliance Program Manager Jobs
Recruited by lululemon 1 year ago
Address Vancouver, British Columbia, Canada
Senior Manager, Payments And Cash Management, Victoria/Surrey Areas
Recruited by Scotiabank 1 year ago
Address Vancouver, British Columbia, Canada
Production Manager Jobs
Recruited by Bimbo Canada 1 year ago
Address City of Langley, British Columbia, Canada
Global Trade Compliance Manager (Vancouver - Hybrid)
Recruited by lululemon 1 year ago
Address Vancouver, British Columbia, Canada
Production Manager Jobs
Recruited by The Beneva Group 1 year ago
Address Greater Toronto Area, Canada
Compliance Manager Jobs
Company | First West Credit Union |
Address | Langley, British Columbia, Canada |
Employment type | FULL_TIME |
Salary | |
Category | Financial Services |
Expires | 2024-01-22 |
Posted at | 9 months ago |
We are currently seeking a Compliance Manager to join our team.
The Compliance Manager provides expert advice and guidance regarding Banking Laws, Rules, and Regulations necessary to support the development of new products, services, initiatives, systems and technologies. This role facilitates business units navigating regulatory changes and ensures operational process and procedures adhere to regulatory obligations. Functioning as an independent and objective second line of defense, the Compliance Manager provides oversight and challenge over first line of defense compliance operations, reviews and evaluates compliance issues within the organization and provides expertise and direction to correct non-compliance with regulatory requirements. This position collaborates and interacts with leadership and key stakeholders at all levels throughout the Credit Union, providing expert consultation in the field of Compliance.
Here’s what would be included as a part of your typical day
1. Regulatory Advice: Provides First West with thought leadership, expert advice and recommendations on Banking laws, rules and regulatory expectations including interpretation of complex regulatory requirements applicable to First West’s operations (including The Bank Act, FCAC, FATCA & OSFI Regulations and Guidelines). Analyzes industry trends to support the development and maintenance of compliance policies and procedures to meet changing regulatory requirements. Develops strong relationships and acts as an effective partner to support achievement of business goals.
2. Oversight & Challenge: Provides oversight and challenge to the First Line of Defense on the design and development of controls and processes for identifying, assessing, mitigating, and monitoring regulatory compliance risk. Monitors compliance reports and escalates breaches & regulatory risks to ensure timely resolution. Facilitates the development and maintenance of compliance KRI’s/KPI’s as well as overseeing closure and remediation of compliance issues. Prepares reporting to inform, the CCO, Executive Risk Committee and the Board on Regulatory Compliance risks.
3. Regulatory Impact Assessments: Partners with business units to facilitate completion of Impact Assessments for new products, services, initiatives & technologies to ensure all applicable regulatory obligations have been identified and adequate controls implemented prior to launch. Ensures recommendations comply with all applicable Laws, Rules & Regulations while considering operational impacts and member experience.
4. Regulatory Research: conducts research and analysis of banking laws, and regulations and maintains continuing professional development and knowledge of industry compliance best practices (including, Bank Act, FCAC, FATCA/CRS, OSFI) to ensure First West remains current with the evolving regulatory environment.
5. Education & Training: Provides education, training and awareness on applicable regulatory obligations to build a compliance culture at all levels across the organization and builds accountability of regulatory risk and ownership at the business unit level in line with the 3 lines of defense model. Develops and facilitates education and training to management and staff on regulatory compliance processes, tools and concepts.
6. Regulatory Engagement: Supports the VP, Compliance maintain effective working relationships with applicable regulatory bodies; (FCAC, OPC, OSFI & CRA) during regulatory examinations, request for information and regulatory reporting including Reportable Compliance Issues (RCI’s).
Required Skills, Experience & Qualifications
- Bachelor’s degree in Law, Audit, Risk – or equivalent combination of education/experience required
- 5+ years of experience in regulatory compliance, legal or related field required
- Compliance, governance, Audit or risk management designation is an asset
- Expertise of regulatory and legislative environment for Federally Regulated Financial Institutions (For Schedule I Bank or Federal Credit Union) including The Bank Act, FCAC, FATCA & OSFI Regulations and Guidelines is required
- Previous experience working in the compliance function within a Bank or Federally Regulated Credit Union is preferred
- Strong communication skills with the ability to influence and collaborate effectively with a wide range of stakeholders
- Ability to analyze, interpret and communicate complex legislative and regulatory requirements
- Sound judgement with an ability to develop strategic and innovative recommendations that meet regulatory obligations as well as operational needs
- High degree of professional and ethical standards and integrity
- Excellent written and verbal communication skills, with strong attention to detail
- Strong understanding of consumer protection laws under the Bank Act and FCAC regulations impacting Federal Credit Unions and Banks.
- Strong knowledge of financial products and services
- Displays an understanding of risk and risk ownership by being able to demonstrate adherence to policies and procedures.
Why work for us?
We offer a total rewards package that recognizes the meaningful work you do to support our members and our communities, which includes:
- A competitive base salary plus performance-based incentive compensation
- Annual merit pay increases
- Flexible benefits as well as support for retirement benefits
- Vacation time, a flexible “Day4U” and the option to purchase up to five additional vacation days
- Other financial perks such as our Employee Banking Advantages which includes waived or reduced financial service fees, reduced rates on personal loans, mortgages and no-interest loans on lifestyle-related items that promote health, wellness, learning and business aptitude
In addition, you can enjoy socially conscious perks, like three paid days off every year, to volunteer for causes you care about.
What’s your place in the First West story? Apply now and let’s find out together!
First West regrets that only candidates selected for an interview will be contacted.
Diversity & Inclusion:
First West Credit Union is committed to diversity and inclusion. Our goal is to create an inclusive, accessible environment for our candidates and employees that reflects the communities in which we operate. If you require an accommodation for the recruitment or interview process (including alternate formats of materials, accessible meeting rooms or other types of accommodation), please let us know and we will work with you to meet your needs.
The Compliance Manager provides expert advice and guidance regarding Banking Laws, Rules, and Regulations necessary to support the development of new products, services, initiatives, systems and technologies. This role facilitates business units navigating regulatory changes and ensures operational process and procedures adhere to regulatory obligations. Functioning as an independent and objective second line of defense, the Compliance Manager provides oversight and challenge over first line of defense compliance operations, reviews and evaluates compliance issues within the organization and provides expertise and direction to correct non-compliance with regulatory requirements. This position collaborates and interacts with leadership and key stakeholders at all levels throughout the Credit Union, providing expert consultation in the field of Compliance.
Here’s what would be included as a part of your typical day
1. Regulatory Advice: Provides First West with thought leadership, expert advice and recommendations on Banking laws, rules and regulatory expectations including interpretation of complex regulatory requirements applicable to First West’s operations (including The Bank Act, FCAC, FATCA & OSFI Regulations and Guidelines). Analyzes industry trends to support the development and maintenance of compliance policies and procedures to meet changing regulatory requirements. Develops strong relationships and acts as an effective partner to support achievement of business goals.
2. Oversight & Challenge: Provides oversight and challenge to the First Line of Defense on the design and development of controls and processes for identifying, assessing, mitigating, and monitoring regulatory compliance risk. Monitors compliance reports and escalates breaches & regulatory risks to ensure timely resolution. Facilitates the development and maintenance of compliance KRI’s/KPI’s as well as overseeing closure and remediation of compliance issues. Prepares reporting to inform, the CCO, Executive Risk Committee and the Board on Regulatory Compliance risks.
3. Regulatory Impact Assessments: Partners with business units to facilitate completion of Impact Assessments for new products, services, initiatives & technologies to ensure all applicable regulatory obligations have been identified and adequate controls implemented prior to launch. Ensures recommendations comply with all applicable Laws, Rules & Regulations while considering operational impacts and member experience.
4. Regulatory Research: conducts research and analysis of banking laws, and regulations and maintains continuing professional development and knowledge of industry compliance best practices (including, Bank Act, FCAC, FATCA/CRS, OSFI) to ensure First West remains current with the evolving regulatory environment.
5. Education & Training: Provides education, training and awareness on applicable regulatory obligations to build a compliance culture at all levels across the organization and builds accountability of regulatory risk and ownership at the business unit level in line with the 3 lines of defense model. Develops and facilitates education and training to management and staff on regulatory compliance processes, tools and concepts.
6. Regulatory Engagement: Supports the VP, Compliance maintain effective working relationships with applicable regulatory bodies; (FCAC, OPC, OSFI & CRA) during regulatory examinations, request for information and regulatory reporting including Reportable Compliance Issues (RCI’s).
Required Skills, Experience & Qualifications
- Bachelor’s degree in Law, Audit, Risk – or equivalent combination of education/experience required
- 5+ years of experience in regulatory compliance, legal or related field required
- Compliance, governance, Audit or risk management designation is an asset
- Expertise of regulatory and legislative environment for Federally Regulated Financial Institutions (For Schedule I Bank or Federal Credit Union) including The Bank Act, FCAC, FATCA & OSFI Regulations and Guidelines is required
- Previous experience working in the compliance function within a Bank or Federally Regulated Credit Union is preferred
- Strong communication skills with the ability to influence and collaborate effectively with a wide range of stakeholders
- Ability to analyze, interpret and communicate complex legislative and regulatory requirements
- Sound judgement with an ability to develop strategic and innovative recommendations that meet regulatory obligations as well as operational needs
- High degree of professional and ethical standards and integrity
- Excellent written and verbal communication skills, with strong attention to detail
- Strong understanding of consumer protection laws under the Bank Act and FCAC regulations impacting Federal Credit Unions and Banks.
- Strong knowledge of financial products and services
- Displays an understanding of risk and risk ownership by being able to demonstrate adherence to policies and procedures.
Why work for us?
We offer a total rewards package that recognizes the meaningful work you do to support our members and our communities, which includes:
- A competitive base salary plus performance-based incentive compensation
- Annual merit pay increases
- Flexible benefits as well as support for retirement benefits
- Vacation time, a flexible “Day4U” and the option to purchase up to five additional vacation days
- Other financial perks such as our Employee Banking Advantages which includes waived or reduced financial service fees, reduced rates on personal loans, mortgages and no-interest loans on lifestyle-related items that promote health, wellness, learning and business aptitude
In addition, you can enjoy socially conscious perks, like three paid days off every year, to volunteer for causes you care about.
What’s your place in the First West story? Apply now and let’s find out together!
First West regrets that only candidates selected for an interview will be contacted.
Diversity & Inclusion:
First West Credit Union is committed to diversity and inclusion. Our goal is to create an inclusive, accessible environment for our candidates and employees that reflects the communities in which we operate. If you require an accommodation for the recruitment or interview process (including alternate formats of materials, accessible meeting rooms or other types of accommodation), please let us know and we will work with you to meet your needs.
-
Agente Ou Agent De Prévention De Soir Au Service De La Gestion Des Sentences
By Ministère de la sécurité publique At Montreal, Quebec, Canada 8 months ago
-
Lead Line Cook/Manager On Duty
By Impact Kitchen At Greater Toronto Area, Canada 8 months ago
-
Refinish Tech (Temporary) Jobs
By Boyd Group Services Inc. At Saskatoon, Saskatchewan, Canada 8 months ago
-
Vice President - Treasury
By Boyd Group Services Inc. At Winnipeg, Manitoba, Canada 8 months ago
-
Rock Mechanics Eit Jobs
By WSP in Canada At Greater Sudbury, Ontario, Canada 8 months ago