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Manager Compliance Advisory Jobs

Senior Manager, Risk Advisory Services
By BDO Canada At Montreal, Quebec, Canada
We help you become a better professional within our services, industries, and markets with extensive opportunities for learning and development.
We support your achievement of personal goals outside of the office and making an impact on your community.
Putting people first, every day
Ready to make your mark at BDO?
To explore other opportunities at BDO, check out our
Manager, Advisory Services - Associates
By Nicola Wealth At Vancouver, British Columbia, Canada
Actively engage in ongoing learning and development to continuously upskill management and strategic knowledge
Advanced MS Word, Excel Outlook and CRM skills. Experience with other productivity, reporting, and resource management tools is an asset.
Previous team leadership/management experience is required
Recruitment; manage the hiring process and ensure adequate resourcing requirements of the team
Performance Management; establish and monitor clear goals and KPI’s with a consistent feedback loop
Excellent interpersonal, communication and collaboration skills with the ability to effectively manage and influence multiple stakeholders.
Manager, Supervision Compliance Jobs
By Wealthsimple At Ottawa, Ontario, Canada
5+ years of experience working in a brokerage environment with expertise in supervision
Business judgment - demonstrated ability to link business imperatives and regulatory requirements; business creativity and problem-solving mindset
Strong analytical and problem-solving skills with superior attention to detail; ability to exercise strong judgment in gray areas
Conducting supervision of account activity and the opening and approving of new accounts for securities and options
Managing and advising on the processes and vendors used to conduct and maintain evidence of supervision
Supporting with other assignments and projects as required
Director, Governance Advisory Jobs
By Robert Half At Toronto, Ontario, Canada
Strong people management skills and experience in client facing roles
Solid organizational and time management skills along with the ability to resolve client issues before escalation in a professional manner
Solid, demonstrated knowledge of Microsoft Office (Word, PowerPoint, Excel, Outlook), Bloomberg, Disclosure Net, Thomson Reuters Eikon, Enterprise Content Management
Conduct vulnerability analysis of both management nominees and dissident nominees for contested or potentially contested election of directors.
Experienced team player with strong analytical and problem-solving skills
Ability to liaise with clients, colleagues, management, and senior leaders within any organization
Manager, Advisory Services - (Remote)
By Hi-Quality Recruits At Whitchurch-Stouffville, Ontario, Canada
Preparing financial statements and the management discussion and analysis for quarterly and year-end filings for various clients
Assist with continuous disclosure requirements; Common complex accounting issues include accounting for acquisitions, stock based compensation, translations and consolidations
Degree from an accredited institution in Accounting or Finance
Significant public company audit and/or financial reporting experience - ideally with small to mid-sized product-based companies
SEC or Canadian Securities regulators disclosure experience
Strong analytical and problem solving skills
Manager, It Advisory Risk & Assurance
By OXARO Inc. At Ottawa, Ontario, Canada
Experience in ITGCs, ITACs, cyber security, project risk, security governance, Cloud, data governance, application security, IT business continuity management, etc.
Provide ongoing feedback to clients, project team and senior management alike.
- Data Governance and Management
Conduct fieldwork (remote or at client site) such as walkthroughs, interviews, technical testing, document findings and observations, conduct interviews, etc.
Maintain knowledge of risk and governance frameworks, regulatory and compliance mandates, and latest industry trends
Bachelor's degree required in one of these disciplines: accounting, business, finance, economics, computer science, engineering, or other relevant degree.
Compliance Manager Jobs
By American Iron & Metal (AIM) At Montréal-Est, Quebec, Canada
Bachelor Degree in Business, Economics, Operations, Finance, or applicable experience.
Maintain a database with local, state/provincial and federal legislation and operating requirements.
Knowledge of the Catalyst Industry a strong asset.
Competitive salary + other perks
Group insurance & RRSP program
Company-wide events throughout the year (BBQ, Holiday party etc.)
Trade Compliance Manager Jobs
By BMW Group At Goodwood, Ontario, Canada
Challenge and steer the ongoing maintenance of the AEO accreditation within RRMC in accordance with Finance expectations.
To manage and executes the resolution of all relevant trade compliance related issues.
Lead, manage, motivate and develop the intern position within the Trade Compliance and graduates on placement
Significant experience of working in International Trade.
Working knowledge of SAP GTS system.
The position reports local topics to the LECF at least once a year and reports a quarterly summary to the board.
Manager, Digital & Automation, Accounting Operations Advisory
By Deloitte At Montreal, Quebec, Canada
Review client deliverables prepared by staff and develop staff skillsets related to Technical Knowledge, Communication skills, Leadership and Project Management;
Experience in Finance, Audit, or IT will be considered as a very strong asset;
Be encouraged to deepen your technical skills…whatever those may be.
Contribute to market and eminence initiatives, including development of new service offerings and marketing campaigns within the practice;
A Bachelor’s degree in Accounting, Finance, Engineering, Commerce, CPA/CA designation;
A minimum of 6 years of work experience including financial system implementations;
Analyst, Advisory Services Jobs
By Crowe BGK At Westmount, Quebec, Canada
Strong time management skills and ability to cope with changing priorities and strict deadlines.
Strong technical accounting skills and knowledge of Generally Accepted Accounting Principles (GAAP);
2 to 3 weeks paid vacation, according to experience
Executing financial due diligence mandates which include the preparation of data books, assessing the quality of earnings and working capital requirements;
3+ years of public accounting experience;
Experience in due diligence, an asset;
Manager - (Esg), Advisory - Based In Bermuda
By KPMG in Bermuda At Ontario, Canada
Effective interpersonal skills to interact with highly experienced professionals within global asset management companies
Over 3 years of experience working on ESG/ climate change risk management related topics, either in a consultancy or industry role
A primary degree in finance, commerce, business, environmental science or a related discipline
Experience in leading ESG assurance projects
Exceptional attention to detail, combined with excellent English written and verbal communication skills
Manager - Environmental, Social and Governance (ESG), Advisory
Manager- Advisory Services Jobs
By Ignite Recruitment At Toronto, Ontario, Canada
Preparing financial statements and the management discussion and analysis for quarterly and year end filings for various clients;
Completing consolidation and translation files;
Assisting clients with financial analysis, preparing financial analysis of various balance sheet and income statement accounts;
Monthly variance analysis of corporate costs compared with quarterly forecasts and the annual business plan;
Assisting with the annual budget and quarterly forecast process for clients;
Bookkeeping on special projects for clients and for some clients regular period ending closing entries;
Manager, Risk Advisory Services (Evaluation)
By BDO Canada At Ottawa, Ontario, Canada
You possess strong time management skills.
Demonstrate managerial skills in working with high-performing teams.
You have at least 5 years of professional experience in an evaluation setting or other related field.
You display strong problem solving, leadership, and writing and communication skills.
You can prioritize workload based on priorities and you have the flexibility to manage multiple tasks and deadlines.
You display exceptional communication skills, both written and verbal, and presentation skills for internal/external purposes.
Accounting - Manager, Advisory Services - (Remote)
By Avery Devoux At Toronto, Ontario, Canada
Preparing financial statements and the management discussion and analysis for quarterly and year end filings for various clients;
After the base experience requirements are met, we hire first and foremost, strong analytical and problem solvers
Work from home/remote options available
Assist with continuous disclosure requirements; Common complex accounting issues include accounting for acquisitions, stock based compensation, translations and consolidations
Significant public company audit and/or financial reporting experience - ideally with small to mid-sized product based companies
Completing consolidation and translation files;
Compliance Manager Jobs
By First West Credit Union At Langley, British Columbia, Canada

We are currently seeking a Compliance Manager to join our team. The Compliance Manager provides expert advice and guidance regarding Banking Laws, Rules, and Regulations necessary to support the ...

Compliance Project Manager Jobs
By Public Services and Procurement Canada | Services publics et Approvisionnement Canada At Greater Edmonton Metropolitan Area, Canada
*Recent experience in project management of **Real Property projects.
What qualifications do you need to join our team?
*Recent experience in the planning and design of **Real Property projects.
*Recent experience in reviewing plans and specifications for **Real Property projects prepared by consulting architects and engineers.
Experience in providing advice to clients
Experience in preparing scope of work, developing work plans, and prioritizing projects.
Rcm Compliance Manager Jobs
By Exchange Bank of Canada At Toronto, Ontario, Canada
Knowledgeable in Risk Management, Compliance and Governance requirements and standards
Detailed oriented with multi-tasking, analytical, time management and organizational skills
Ensure that findings raised within the Issue Management Framework are completed in a timely manner
Escalate significant issues to the CCO and Senior Management (as applicable)
Excellent knowledge of Regulatory Compliance Requirements and industry expectations.
Thorough knowledge and understanding of the practical application of relevant Regulatory Requirements to Canadian Financial Institutions
Environmental Advisory Lawyers Jobs
By Government Legal Department At Bristol-London, Ontario, Canada
Proactively manage risks and identify solutions.
Experience in effective handling of public law or environmental litigation.
Qualifications – Minimum Eligibility Criteria
Technical – Legal Professional Skills
Legal Professional Skills, Communicating and Influencing and Managing a Quality Service
Providing legal advice on policies
Senior Manager, Brokerage & Advisory Operations - Toronto [Scotiabank]
By CareerBeacon At Toronto, Ontario, Canada
5-10 years of experience in the Financial Services industry, managing complex projects with operational, process reengineering, change management and IT components
Knowledge of Asset Management products, services, operations, technology and best practices
Countries / regions / business units supported: International and Domestic Wealth Management Operations
Champions a customer focused culture to deepen client relationships and leverage broader Bank relationships, systems and knowledge.
Recognized university degree in Finance, Economics, Mathematics, or related fields.
Understand how the Bank's risk appetite and risk culture should be considered in day-to-day activities and decisions.
Manager, Compliance Services [Worksafenb]
By CareerBeacon At Saint John, New Brunswick, Canada
Post-secondary education in a relevant discipline.
At least three years experience leading teams or supervisory experience.
Strong knowledge of the Occupational Health and Safety Act and health and safety principles.
Health and/or safety certification/accreditation would be an asset.
Comprehensive benefits package (health, dental, life insurance and LTD insurance)
Ability to work remotely from any location in New Brunswick

Are you looking for an exciting opportunity to use your compliance expertise to help shape the future of a leading financial services company? We are looking for a Manager Compliance Advisory to join our team and help us ensure our compliance with all applicable laws and regulations. You will have the opportunity to work with a dynamic team of professionals and be part of a culture that values collaboration and innovation. If you are passionate about compliance and want to make a difference, this is the job for you!

Overview:

Manager Compliance Advisory jobs involve ensuring that an organization is in compliance with all applicable laws and regulations. They are responsible for developing and implementing policies and procedures to ensure compliance, as well as monitoring and auditing compliance with those policies and procedures. They also provide guidance to staff on compliance issues and ensure that any non-compliance issues are addressed. How To Become an Manager Compliance Advisory jobs ? To become a Manager Compliance Advisory, you will need to have a bachelor’s degree in a related field, such as business, finance, accounting, or law. You may also need to have experience in a related field, such as auditing or risk management. Additionally, you may need to obtain certifications or licenses, depending on the industry and the specific job requirements. Manager Compliance Advisory Skills requied For Your Resume And Career?
• Knowledge of applicable laws and regulations
• Ability to develop and implement policies and procedures
• Ability to monitor and audit compliance
• Excellent communication and interpersonal skills
• Strong analytical and problem-solving skills
• Ability to work independently and as part of a team
• Ability to prioritize tasks and manage multiple projects
• Proficiency in Microsoft Office Suite
Manager Compliance Advisory Knowledge For Your Resume And Career?
• Knowledge of applicable laws and regulations
• Knowledge of risk management principles
• Knowledge of auditing principles
• Knowledge of corporate governance principles
• Knowledge of data privacy and security principles
• Knowledge of financial reporting principles
• Knowledge of internal control systems
Manager Compliance Advisory Responsibilities For Your Resume And Career?
• Develop and implement policies and procedures to ensure compliance with applicable laws and regulations
• Monitor and audit compliance with policies and procedures
• Provide guidance to staff on compliance issues
• Investigate and address any non-compliance issues
• Prepare reports on compliance activities
• Develop and maintain relationships with external stakeholders
• Liaise with internal and external auditors
• Keep abreast of changes in applicable laws and regulations
Manager Compliance Advisory Experience For Your Resume And Career?
• Experience in a related field, such as auditing, risk management, or corporate governance
• Experience in developing and implementing policies and procedures
• Experience in monitoring and auditing compliance
• Experience in preparing reports
• Experience in liaising with external stakeholders
• Experience in working with internal and external auditors
Manager Compliance Advisory Qualifications For Your Resume And Career?
• Bachelor’s degree in a related field, such as business, finance, accounting, or law
• Professional certifications or licenses, depending on the industry and the specific job requirements
• Knowledge of applicable laws and regulations
• Knowledge of risk management principles
• Knowledge of auditing principles
• Knowledge of corporate governance principles
• Knowledge of data privacy and security principles
• Knowledge of financial reporting principles
• Knowledge of internal control systems
Manager Compliance Advisory Educations For Your Resume And Career?
• Bachelor’s degree in a related field, such as business, finance, accounting, or law
• Professional certifications or licenses, depending on the industry and the specific job requirements
• Courses in risk management, auditing, corporate governance, data privacy and security, financial reporting, and internal control systems
What tools help Manager Compliance Advisory work better?
• Compliance management software: This software helps to automate compliance processes, such as policy and procedure development, monitoring, and auditing.
• Risk management software: This software helps to identify, assess, and manage risks.
• Data privacy and security software: This software helps to protect sensitive data and ensure compliance with data privacy and security regulations.
• Internal control systems software: This software helps to ensure that internal controls are in place and functioning properly.
Good tips to help Manager Compliance Advisory do more effectively?
• Stay up to date on applicable laws and regulations.
• Develop and implement policies and procedures that are tailored to the organization’s specific needs.
• Monitor and audit compliance regularly to ensure that policies and procedures are being followed.
• Provide guidance and training to staff on compliance issues.
• Investigate and address any non-compliance issues promptly.
• Prepare reports on compliance activities.
• Develop and maintain relationships with external stakeholders.
• Liaise with internal and external auditors.
Common Manager Compliance Advisory interview questions?
• What experience do you have in developing and implementing policies and procedures?
• How have you monitored and audited compliance in the past?
• What steps have you taken to investigate and address any non-compliance issues?
• How do you stay up to date on applicable laws and regulations?
• What experience do you have in liaising with external stakeholders?
• How have you worked with internal and external auditors in the past?