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Senior Compliance Manager Jobs

Senior Manager - Reimbursements
By Brainhunter Systems Ltd At Mississauga, Ontario, Canada
Senior Manager - Reimbursements (Pharmaceutical Industry experience required)
Job Role/Title: Senior Manager - Reimbursements
Remote-Work Options: Hybrid work - 3 days per week in the office required.
Minimum 5+ years previous Reimbursement/Drug Coverage/Insurance experience or equivalent demonstrated experience (e.g., Specialty Pharmaceuticals)
Minimum 3+ years of experience leading teams
Ability to manage complex projects independently
Manager, Supervision Compliance Jobs
By Wealthsimple At Ottawa, Ontario, Canada
5+ years of experience working in a brokerage environment with expertise in supervision
Business judgment - demonstrated ability to link business imperatives and regulatory requirements; business creativity and problem-solving mindset
Strong analytical and problem-solving skills with superior attention to detail; ability to exercise strong judgment in gray areas
Conducting supervision of account activity and the opening and approving of new accounts for securities and options
Managing and advising on the processes and vendors used to conduct and maintain evidence of supervision
Supporting with other assignments and projects as required
Senior Manager- Compliance, Safety & Quality
By CAD Railway Industries Ltd. At Toronto, Ontario, Canada
Excellent problem-solving, project management and planning/organizing skills
Advise Upper Management of any developing issues or potential issues that could arise, in a timely manner
University degree in Management, Engineering or Administration / Operations
Govern, manage and direct all Safety and Compliance aspects of the project including Health and Safety as well as System Safety
Manage the Quality Assurance within the organization ensuring they perform with the proper resources and diligence
Produce timely and quality periodic reports/analyses that are required at the Senior Manager level
Compliance Manager Jobs
By American Iron & Metal (AIM) At Montréal-Est, Quebec, Canada
Bachelor Degree in Business, Economics, Operations, Finance, or applicable experience.
Maintain a database with local, state/provincial and federal legislation and operating requirements.
Knowledge of the Catalyst Industry a strong asset.
Competitive salary + other perks
Group insurance & RRSP program
Company-wide events throughout the year (BBQ, Holiday party etc.)
Senior Advisor, Compliance - En
By Laurentian Bank At Toronto, Ontario, Canada
Experience in preparing and drafting reports for management
Business-oriented collaborative leadership and stakeholder management skills
Ability to breakdown complex information and tailor it to various audiences, including Senior Management
Experience in managing projects; knowledge of project practices and standards and in delivery of enterprise level changes in a financial institution
Able to manage ambiguity and distill concepts in easy-to-understand language for stakeholders
Work experience involving multidisciplinary teams and executives
Senior Manager Jobs
By UpCounting At Canada
We're hiring a Virtual Senior Manager to help support our clients in a fully remote position.
✅ Manage the accounting team and ensure the timely completion of statements
⭐ 8+ years of experience working with a public practice accounting firm
⭐ Comfortable working remotely and using remote collaboration tools
We heavily leverage technology and value high-quality work done efficiently. 🤖
✅ Review of compilation and review engagement financial statements
Compliance Manager Jobs
By First West Credit Union At Langley, British Columbia, Canada

We are currently seeking a Compliance Manager to join our team. The Compliance Manager provides expert advice and guidance regarding Banking Laws, Rules, and Regulations necessary to support the ...

Senior Compliance Consultant Jobs
By Manulife At Toronto, Ontario, Canada
Job Requirements (Education, Experience, Knowledge, Skills, And Competencies)
Strong social skills for building and managing relationships with peers, management, business partners, senior management, regulators, industry colleagues, etc;
Excellent organizational, prioritization, and time management skills;
Prepare self-assessments and other reports required by Canada Segment Compliance and business management.
Maintaining awareness and knowledge of regulatory developments pertaining to the business unit.
Outstanding knowledge of the technical aspects Individual Insurance and Wealth products, services, distribution channels and operations.
Compliance Project Manager Jobs
By Public Services and Procurement Canada | Services publics et Approvisionnement Canada At Greater Edmonton Metropolitan Area, Canada
*Recent experience in project management of **Real Property projects.
What qualifications do you need to join our team?
*Recent experience in the planning and design of **Real Property projects.
*Recent experience in reviewing plans and specifications for **Real Property projects prepared by consulting architects and engineers.
Experience in providing advice to clients
Experience in preparing scope of work, developing work plans, and prioritizing projects.
Rcm Compliance Manager Jobs
By Exchange Bank of Canada At Toronto, Ontario, Canada
Knowledgeable in Risk Management, Compliance and Governance requirements and standards
Detailed oriented with multi-tasking, analytical, time management and organizational skills
Ensure that findings raised within the Issue Management Framework are completed in a timely manner
Escalate significant issues to the CCO and Senior Management (as applicable)
Excellent knowledge of Regulatory Compliance Requirements and industry expectations.
Thorough knowledge and understanding of the practical application of relevant Regulatory Requirements to Canadian Financial Institutions
Senior Manager, Wm Fiance [Scotiabank]
By CareerBeacon At Toronto, Ontario, Canada
Prepare monthly, quarterly, whole year revenue and expense forecasts for submission to Wealth Management and Finance.
Minimum of three years work experience at a management level position within the Financial Services Industry.
Recommend and develop financial models and set target levels and/or strategic benchmarks to Wealth Management business heads and management.
Work with PB Management to ensure timeliness of completion and accuracy of data
Ability to provide strong analysis and recommendations to Senior Management relating to the business lines' performance.
Ability to deal with all levels of management
Manager, Compliance Services [Worksafenb]
By CareerBeacon At Saint John, New Brunswick, Canada
Post-secondary education in a relevant discipline.
At least three years experience leading teams or supervisory experience.
Strong knowledge of the Occupational Health and Safety Act and health and safety principles.
Health and/or safety certification/accreditation would be an asset.
Comprehensive benefits package (health, dental, life insurance and LTD insurance)
Ability to work remotely from any location in New Brunswick
Senior Compliance Specialist Jobs
By Canada Life At Toronto, Ontario, Canada
Effective management, oversight, and effective challenge of risk and regulatory compliance management for Distribution
Oversee strategic initiatives by supporting change management, ensuring planning and implementation appropriately considers risks, impacts and dependencies
Post-secondary education preferred, however applicants with an equivalent level of training or experience will be considered
Effectively demonstrate a high level of technical and business acumen to ensure our compliance and conduct risk is managed appropriately.
Collaborate with various internal stakeholders to provide comprehensive support to the business and ensure compliance risk is appropriately managed
Experience in insurance and/or securities rules and regulations is an asset
Compliance Manager, Business Development Budgeting & Compliance
By Plan International Canada At Toronto, Ontario, Canada
Maximizing cost recovery, ensuring value for Money and compliance with Donor requirements during budget process.
Proven experience in developing costing models / budgets at the project design stage and risk assessment/ mitigation for $4M+ proposals
Plan International Canada is a hybrid workplace. You will work from the office and from home.
Other related tasks, as required.
Develop strong working relationships within Plan International Canada and with Plan International Country Offices.
Create innovative ways to improve budgeting processes.
Senior Manager, Product Owner Compliance Systems - Global Compliance
By Scotiabank At Toronto, Ontario, Canada
Education, Information technology /Business Management
Partner with Change Management team to develop and execute on adoption strategy and continuous enhancement of training materials
Champions a customer focused culture to deepen client relationships and leverage broader Bank relationships, systems and knowledge
IBM OpenPages / GRC certification
Knowledge of the Bank's application systems and their relationships within the Bank is an asset
Regulatory Compliance, Audit or Internal Controls role in a large Financial Institution experience
Compliance Operations Manager Jobs
By AstraZeneca At Mississauga, Ontario, Canada
Participating in the management and maintenance of a strong change control process throughout the duration of Projects
Minimum 2-3 years of experience running complex business projects
Excellent relationship and interpersonal skills, leadership and influencing - able to influence without authority commanding respect through actions
Exceptional organisational skills and attention to detail
Excellent problem-solving skills – able to find pragmatic solutions with an analytical mindset
Excellent communication and interpersonal skills, ability to convey complex concepts in simple terms
Manager, Compliance Services Jobs
By WorkSafeNB/Travail sécuritaire NB At New Brunswick, Canada
WorkSafeNB offers a competitive annual salary with excellent benefits, including:
Work Remotely Anywhere in The Province Of New Brunswick
· Post-secondary education in a relevant discipline.
· At least three years experience leading teams or supervisory experience.
· Strong knowledge of the Occupational Health and Safety Act and health and safety principles.
· Health and/or safety certification/accreditation would be an asset.
Senior Manager Jobs
By Red Apple Marketing International Inc. At Calgary, Alberta, Canada
Experience adapting to challenges, providing support, and guiding communications in a constantly changing retail environment
You have demonstrated leadership ability with at least five years of experience in a customer-facing sales setting.
Cross-industry experience is welcome - a retail background is not necessary.
Proven ability to inspire, coach, train, and develop store team members to consistently provide exceptional customer service and drive for results
You have a passion for learning about Apple technology and products.
You’re fluent in English (both written and spoken) and the local language. Multilingual ability is a plus.
Senior Compliance Investigator Jobs
By Canada Life At London, Ontario, Canada
Report your findings to senior management and other key internal and external stakeholders (i.e. Regulators, professional liability insurers, legal counsel etc.)
A post-secondary degree, experience, and knowledge of the legal, compliance, financial, and/or insurance industries and products
Demonstrated knowledge and experience resolving complaints and/or conflicts
Plan and execute special projects to enhance the effectiveness and capabilities of the Market Conduct Investigations team
A strong understanding of privacy obligations and regulatory requirements involving life insurance, mutual fund, and/or securities products
Speak and write using plain, clear, and concise language, demonstrating excellent communication skills
Manager / Senior Manager, Valuations
By Grant Thornton Australia At Toronto, Ontario, Canada
Relevant degree or accounting / finance professional qualification(s)
Excellent written and spoken communication skills, with the ability to provide coaching and leadership to less experienced team members
Funded CA qualification and additional study support classes to foster continuous learning
Oversee valuations research offering value-added insights into comparable companies and transactions, industry trends and market conditions
Significant accounting valuations experience, ideally gained within an accounting, boutique valuations or investment firm setting
CFA or MAppFin qualification(s) or other relevant overseas qualification(s) would be highly regarded

Are you an experienced Compliance Manager looking for a new challenge? We are looking for a Senior Compliance Manager to join our team and help ensure our organization is compliant with all applicable laws and regulations. You will be responsible for developing and implementing compliance policies, procedures, and programs, as well as monitoring and reporting on compliance activities. If you have a passion for compliance and a commitment to excellence, we want to hear from you!

Overview:

A Senior Compliance Manager is responsible for ensuring that an organization is compliant with all applicable laws and regulations. They are responsible for developing and implementing policies and procedures to ensure compliance, monitoring compliance, and providing training and guidance to staff. They must also stay up to date on changes in laws and regulations and ensure that the organization is in compliance with them.

How To Become an Senior Compliance Manager:

To become a Senior Compliance Manager, you will need to have a bachelor’s degree in a related field such as business, law, or accounting. You may also need to have several years of experience in a related field such as risk management or auditing. Additionally, you may need to obtain certifications such as Certified Compliance and Ethics Professional (CCEP) or Certified Regulatory Compliance Manager (CRCM).

Senior Compliance Manager Skills:

• Knowledge of applicable laws and regulations
• Ability to develop and implement policies and procedures
• Excellent communication and interpersonal skills
• Ability to analyze data and identify trends
• Strong problem-solving and decision-making skills
• Excellent organizational and time management skills
• Ability to work independently and as part of a team

What is Senior Compliance Manager Knowledge?

• Knowledge of applicable laws and regulations
• Knowledge of risk management principles
• Knowledge of auditing principles
• Knowledge of corporate governance principles
• Knowledge of data analysis techniques
• Knowledge of compliance management systems
• Knowledge of corporate compliance programs

What is Senior Compliance Manager Responsibilities?

• Develop and implement policies and procedures to ensure compliance with applicable laws and regulations
• Monitor compliance with applicable laws and regulations
• Provide training and guidance to staff on compliance issues
• Stay up to date on changes in laws and regulations
• Analyze data and identify trends
• Investigate potential compliance issues
• Prepare reports on compliance activities
• Develop and implement corrective action plans

What is Senior Compliance Manager Experience?

• Experience in a related field such as risk management or auditing
• Experience developing and implementing policies and procedures
• Experience monitoring compliance with applicable laws and regulations
• Experience providing training and guidance to staff
• Experience analyzing data and identifying trends
• Experience investigating potential compliance issues
• Experience preparing reports on compliance activities
• Experience developing and implementing corrective action plans

What is Senior Compliance Manager Qualifications?

• Bachelor’s degree in a related field such as business, law, or accounting
• Certifications such as Certified Compliance and Ethics Professional (CCEP) or Certified Regulatory Compliance Manager (CRCM)
• Several years of experience in a related field

Senior Compliance Manager Education:

• Bachelor’s degree in a related field such as business, law, or accounting
• Certifications such as Certified Compliance and Ethics Professional (CCEP) or Certified Regulatory Compliance Manager (CRCM)

Tools to Help Senior Compliance Manager Work Better:

• Compliance management systems
• Risk management software
• Data analysis software
• Document management systems
• Training and development software
• Audit management software

Good Tips to Help Senior Compliance Manager Do More Effectively:

• Stay up to date on changes in laws and regulations
• Develop and implement policies and procedures to ensure compliance
• Monitor compliance with applicable laws and regulations
• Provide training and guidance to staff on compliance issues
• Analyze data and identify trends
• Investigate potential compliance issues
• Prepare reports on compliance activities
• Develop and implement corrective action plans

Common Senior Compliance Manager Interview Questions:

• What experience do you have in developing and implementing policies and procedures?
• How do you stay up to date on changes in laws and regulations?
• What experience do you have in monitoring compliance with applicable laws and regulations?
• How do you analyze data and identify trends?
• What experience do you have in investigating potential compliance issues?
• How do you prepare reports on compliance activities?
• What experience do you have in developing and implementing corrective action plans?