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Compliance Testing Analyst Jobs

Compliance Analyst (Controls Testing)
By TekStaff IT Solutions At Toronto, Ontario, Canada
• Support risk management activities in Canadian P&BB Business Units i.e. issue management, control documentation, reporting
Role Responsibilities Include (but are not limited to):
• 3-5+ years Banking Compliance experience, specifically in Personal and Commercial banking realms
• Detailed knowledge of the Bank Act and Consumer Protection regulations
• Proven experience with testing - whether in operations, risk or compliance risk audit testing
This is an approximate 12 month contract located in Toronto, ON/ Hybrid/Minimal Office Presence.
Servicenow Testing Analyst - Remote
By Talentify.io At Canada
Collaborate with business and development teams to clarify requirements for testability.
Execute test procedures based on software requirements specifications.
Minimum 1 year of experience working under Agile methodology.
Minimum 3 years of experience with ServiceNow testing, ITIL, and Test Automation.
Create and maintain test plans, test cases, and automated test scripts.
Identify and log defects, providing recommendations for resolution.
Servicenow Testing Analyst - Remote
By NTT DATA Services At Vancouver, British Columbia, Canada
Works with business and development teams to clarify requirements to ensure testability.
Executes test procedures according to software requirements specifications.
Excellent communication skills, both written and verbal, and a passion for working in highly collaborative environments.
Minimum 1 year working experienced under Agile.
Minimum 3 years experience with ServiceNow testing, ITIL and Test Automation.
Drafts, revises, and maintains test plans, test cases, and automated test scripts.
Manager, Business Compliance Monitoring & Testing, Canada Wealth Management
By BMO At Toronto, Ontario, Canada
3+ years experience in a compliance or audit role ideally in a dealer and/or portfolio management environment.
Working knowledge of information technology tools required including: MS Excel, MS Word and portfolio management or investment industry software.
Ability to demonstrate effective use of judgment, interpretation, knowledge and skill in the application of regulations and compliance requirements.
Act as a liaison and compliance support to various internal business partners across the Wealth Management businesses.
Prepare reports and related test results dashboard for various stakeholders including management.
Excellent data analysis skills, organizational, analytical and communication skills.
Compliance Testing Analyst Jobs
By Butterfield Group At Halifax, Nova Scotia, Canada
Strong organizational and time management skills with the ability to handle multiple projects.
Evaluating potential compliance risks and vulnerabilities arising from emerging risks and how the Bank has embedded changes and requirements.
Your qualifications and skills include:
Good verbal and written communication skills and ability to reach out to diverse and geographically distributed teams.
Strong analytical and problem-solving skills to facilitate the data collation required for investigations, monitoring and surveillance.
Conducting comprehensive testing and assessments to determine the organization's adherence to relevant laws, regulations, and policies.
Analyst, Compliance Jobs
By FortisBC At Trail, British Columbia, Canada
Assists with the implementation of the compliance management program and the application of BC Reliability Standards, policies, procedures and technologies.
Completion of a recognized Business Diploma with a focus on project management, business or financial analysis.
3 years of related experience with process and procedure development and training, preferred.
Excellent multi-tasking, critical thinking, problem solving and decision making skills.
Highly organized (ability to manage multiple priorities and/or issues)
Strong analytical skills with attention to details process efficiency and streamlining.
Compliance Analyst Jobs
By Aquanow At Vancouver, British Columbia, Canada
Prior experience in compliance, risk management or a related field within the financial services industry
Assist in investigating compliance violations and identifying and escalating any red flags or suspicious activities to senior management.
Support members our the Legal and Compliance team to ensure adherence to company policies, industry regulations and legal requirements
Excellent analytical skills and attention to detail
Effective written and verbal communication skills
Strong communication and interpersonal skills
Compliance Analyst - Alberta
By AML Incubator At Alberta, Canada
Experience and/or knowledge with Blockchain Technology and cryptocurrency is an asset
Management that is invested in your personal career development,
Conduct thorough needs assessments to understand client requirements and recommended suitable products and services.
Collaborate with internal teams such as Operations, and Compliance to streamline processes and deliver exceptional client experiences.
Update internal policies and procedures to ensure changing regulatory requirements and industry best practices are met
Banking, money services business, or fintech industry experience considered an asset,
Cst Business Support Analyst - Testing
By Vancouver Coastal Health At Vancouver, British Columbia, Canada
Resourceful; well-organized; systematic analysis; strategic thinking; critical thinking; attention to detail; leadership and management skills.
Provide guidance to senior staff to determine requirements for new health informatics initiatives, including performance measurement and reporting, and program development.
Superior analytical skills , documentation, workflows, including the ability to comprehend, analyze and resolve complex issues.
Highly developed business writing and verbal communication skills with the ability to document work appropriately.
Knowledge of project structures; business case development; documentation of workflows; health care setting and analytical tools.
Demonstrable skills handling change requests, impacts, and tracking tasks, actions, risks, issues and impacts.
Product Experience Testing Analyst
By lululemon At Vancouver, British Columbia, Canada
Works closely with Manager, Product Experience Strategy and Operations on process governance.
Excellent MS Excel, MS Word, and MS PowerPoint experience react to changes in demand or capacity
Experience with SQL and database reporting
Acknowledge the presence of choice in every moment and take personal responsibility for your life.
Support with product tester database and provide tester recruiting support to coordinators
Ability to work and deliver in changing environments, under limited enhancements guidance while adhering to specified deadlines and budgets
Compliance Analyst Jobs
By Insight Global At Canada
Experience/knowledge of Cap & Trade Programs
4+ years of experience working in Commodity/Energy Compliance within a related industry (Energy, Oil & Gas, Utilities)
Experience with indirect tax, fuel tax, and commodity tax
Direct NGL (Natural Gas Liquids) industry experience
Experience working with government audits
Ability to use and create Pivot Tables in Excel
Compliance Analyst Jobs
By Insight Global At Calgary, Alberta, Canada
Experience/knowledge of Cap & Trade Programs
4+ years of experience working in Commodity/Energy Compliance within a related industry (Energy, Oil & Gas, Utilities)
Experience with indirect tax, fuel tax, and commodity tax
Direct NGL (Natural Gas Liquids) industry experience
Experience working with government audits
Ability to use and create Pivot Tables in Excel
Junior Compliance Analyst Jobs
By The Citco Group Limited At Toronto, Ontario, Canada
You have strong verbal, written and interpersonal skills and the ability to liaise with all levels of management
You will review and maintain relevant policies and procedures as local legislation and requirements are amended
You have a Bachelor’s degree in Business Administration/Accounting/ Finance or Economics
You have at least 2 years of experience in the Financial Industry
You have knowledge of compliance and regulatory matters, specifically Know Your Customer (KYC) and Anti-Money Laundering (AML)
You have prior experience as a Compliance Analyst, KYC Officer
Compliance Analyst Jobs
By Sun Life At North York, Ontario, Canada
Knowledge of SLGI Asset Management Inc. product offering and categories of registration
Experience working in the asset management compliance function within a federally regulated financial institution
College diploma or University degree with 3-6 years of experience or an equivalent combination of education and experience
Solid understanding of the Regulatory Compliance Management (RCM) lifecycle and program elements
Excellent analytical skills (planning, quantitative skills, attention to detail and quality standards)
Ability to manage and prioritize high work volumes during peak periods (annual planning, quarterly reporting cycles, etc.)
Jr. Compliance Analyst/Auditor - Testing
By BeachHead At Toronto, Ontario, Canada
Support risk management activities in Canadian P&BB Business Units i.e. issue management, control documentation, reporting
Exposure to Risk Management, Audit, Compliance or Operational Risk
3-5+ years of experience working in Banking Compliance, specifically in Personal and Commercial banking realms
Previous experience in compliance or operational risk control testing
Detailed knowledge of the Bank Act and Consumer Protection regulations
Proven experience with testing - whether in operations, risk or compliance risk audit testing
Compliance Analyst Jobs
By Dawn InfoTek At Toronto, Ontario, Canada
2) Good knowledge of regulatory rule/obligations applicable to the Wealth Management Businesses (e.g., MFDA, IIROC, OSC, etc.)
1)Experience in the records and information management field
•Together with the Senior Manager, provides status reporting to track the progress and completion of records inventories
•Offers support to ongoing and additional projects within the GWM RIM team as required
3) Experience facilitating working sessions with key stakeholders
4) Good working knowledge of Microsoft Excel, PowerPoint, and Word
Compliance Analyst Jobs
By Prime Hires At Waterloo, Ontario, Canada
Ensure accurate case management and record keeping protocols are maintained with regards to regulatory filing requirements
Solid experience with AML/ATF management & reporting systems (e.g., PRM, FCRM, FINTRAC F2R)
Strong oral and written communication skills to communicate complex issues and circumstances to all levels of staff and management.
Understanding of the AML/ATF regulations and risk management
Strong time management with the ability to take responsibility and operate independently to ensure that compliance objectives are achieved.
2+ years of AML/ATF experience, bank AML/ATF experience would be an asset.
Manual Testing Analyst - Hybrid
By Citi At Mississauga, Ontario, Canada
Works closely with key stakeholders to understand business and functional requirements to develop test plans, test cases and scripts.
Executes test scripts according to application requirements documentation.
Interfaces with development teams if clarification is needed on requirements or to convey test results.
Exhibits good understanding of concepts and principles in own technical area and a basic knowledge of these elements in other areas.
Resolves problems by identifying and selecting solutions through the application of acquired technical experience and guided by precedents
Requires sound and comprehensive communication and diplomacy skills to exchange complex information.
Compliance Analyst - En
By Laurentian Bank At Montreal, Quebec, Canada

Job Description Seeing beyond numbersº At Laurentian Bank, we believe we can change banking for the better. Founded in Montreal in 1846, Laurentian Bank helps families, businesses and communities ...

Analyst, Listed Company Compliance
By Canadian Securities Exchange (CSE) At Toronto, Ontario, Canada
Comprehensive benefits package (health, life insurance, dental, disability, vision care)
Financial support for fitness programs and job-related education
•Foster strong relationships with enforcement and corporate finance branches of securities commissions.
•excellent analytical and communication skills
Vacation and leaves (e.g., personal days, sick leave)
We’re looking for an Analyst, Listed Company Compliance to join the team in Toronto or Vancouver.