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Compliance Analyst Jobs in Russell, Manitoba

Compliance Analyst, Complex Accounts Onboarding (Hybrid)
By Questrade Financial Group At North York, Ontario, Canada
Post-secondary education in Finance or Economics
Competitive compensation and benefits packages
Being knowledgeable about recent regulatory updates and changes
2+ years of brokerage experience, preferably in Customer Service, Trading, Operations or Compliance
Working knowledge of registered accounts such as RRSP, RESP, LIRA, and RIF
Proven knowledge of the securities industry
Compliance Analyst Jobs
By Sun Life At North York, Ontario, Canada
Knowledge of SLGI Asset Management Inc. product offering and categories of registration
Experience working in the asset management compliance function within a federally regulated financial institution
College diploma or University degree with 3-6 years of experience or an equivalent combination of education and experience
Solid understanding of the Regulatory Compliance Management (RCM) lifecycle and program elements
Excellent analytical skills (planning, quantitative skills, attention to detail and quality standards)
Ability to manage and prioritize high work volumes during peak periods (annual planning, quarterly reporting cycles, etc.)
Compliance Analyst (Controls Testing)
By TekStaff IT Solutions At Toronto, Ontario, Canada
• Support risk management activities in Canadian P&BB Business Units i.e. issue management, control documentation, reporting
Role Responsibilities Include (but are not limited to):
• 3-5+ years Banking Compliance experience, specifically in Personal and Commercial banking realms
• Detailed knowledge of the Bank Act and Consumer Protection regulations
• Proven experience with testing - whether in operations, risk or compliance risk audit testing
This is an approximate 12 month contract located in Toronto, ON/ Hybrid/Minimal Office Presence.
Jr. Compliance Analyst Jobs
By BeachHead At Toronto, Ontario, Canada
Support risk management activities in Canadian P&BB Business Units i.e. issue management, control documentation, reporting
Exposure to Risk Management, Audit, Compliance or Operational Risk
3-5+ years of experience working in Banking Compliance, specifically in Personal and Commercial banking realms
Previous experience in compliance or operational risk control testing
Detailed knowledge of the Bank Act and Consumer Protection regulations
Proven experience with testing - whether in operations, risk or compliance risk audit testing
Operations And Compliance Analyst
By nanopay Corporation At Toronto, Ontario, Canada
Preparation and submission of regulatory reports and internal management reports on Compliance and Operations;
Maintain accurate and up-to-date client information within our internal systems, ensuring adherence to recordkeeping and data privacy requirements;
Bachelor's degree in Finance, Business Administration, Law, or a related field.
Minimum of 1 year of experience in a FinCrime role within the financial services, payments, or a related industry.
Proficient in using Google Workspace applications, and experience with KYC/AML software or tools is a plus.
Excellent analytical, problem-solving, and decision-making skills.
Senior Compliance Analyst Jobs
By Fiera Capital At Toronto, Ontario, Canada
Three years or more of experience in a compliance function with a global asset manager;
Knowledge of regulatory controls and testing methodologies pertaining to asset managers;
Strong organizational skills and demonstrated ability to manage simultaneous priorities;
Your Inclusive Experience: We are committed to cultivating an inclusive, safe, and trusting work environment.
Bachelor’s degree in a relevant field (finance, business administration, accounting, etc.);
Experience with conducting compliance reviews of marketing materials and social media postings;
Junior Compliance Analyst Jobs
By The Citco Group Limited At Toronto, Ontario, Canada
You have strong verbal, written and interpersonal skills and the ability to liaise with all levels of management
You will review and maintain relevant policies and procedures as local legislation and requirements are amended
You have a Bachelor’s degree in Business Administration/Accounting/ Finance or Economics
You have at least 2 years of experience in the Financial Industry
You have knowledge of compliance and regulatory matters, specifically Know Your Customer (KYC) and Anti-Money Laundering (AML)
You have prior experience as a Compliance Analyst, KYC Officer
Jr. Compliance Analyst/Auditor - Testing
By BeachHead At Toronto, Ontario, Canada
Support risk management activities in Canadian P&BB Business Units i.e. issue management, control documentation, reporting
Exposure to Risk Management, Audit, Compliance or Operational Risk
3-5+ years of experience working in Banking Compliance, specifically in Personal and Commercial banking realms
Previous experience in compliance or operational risk control testing
Detailed knowledge of the Bank Act and Consumer Protection regulations
Proven experience with testing - whether in operations, risk or compliance risk audit testing
Compliance Analyst Jobs
By Dawn InfoTek At Toronto, Ontario, Canada
2) Good knowledge of regulatory rule/obligations applicable to the Wealth Management Businesses (e.g., MFDA, IIROC, OSC, etc.)
1)Experience in the records and information management field
•Together with the Senior Manager, provides status reporting to track the progress and completion of records inventories
•Offers support to ongoing and additional projects within the GWM RIM team as required
3) Experience facilitating working sessions with key stakeholders
4) Good working knowledge of Microsoft Excel, PowerPoint, and Word
Business Analyst, Compliance Jobs
By Kontingence Recruitment At Toronto, Ontario, Canada
Completing requirements (BRD) and associated functional requirements (FDD) by working with business stakeholders and facilitating working sessions and meetings.
Complete business future state process flows based on requirements and gap analysis.
Determine client requirements and transform them into system requirements.
Bridge understanding of business requirements between business partners and technology and assist/and or translate business requirements to system requirements.
Work with end users to determine business needs/requirements for new/enhanced systems or applications.
Be comfortable with MS Office Suite (Excel, Word, Visio, PowerPoint, and Project). MS-Visio and MS Project experience is a must.
Senior Analyst, Compliance Jobs
By Li-Cycle At Toronto, Ontario, Canada
Deliver timely and concise communication, including developing and producing management reporting, illustrating SOX status, trends, and remediation of deficiencies
Help prepare executive management and Audit Committee materials highlighting overall SOX progress and results
Strong understanding of SOX regulations and experience with SOX compliance requirements
Facilitate the coordination efforts between external auditors and internal process owners as part of testing and certification of controls
Bachelor's degree in accounting, finance, or a related field
3-5 years of experience in external or internal audit, risk advisory, or SOX compliance roles
Analyst, Risk & Compliance Jobs
By Brookfield Asset Management At Toronto, Ontario, Canada
Assist with searches for portfolio management due diligence including using Dow Jones and Lexis Nexis
Assist risk management team with tracking of various initiatives
Operational Excellence – outstanding time-management, strong attention to detail, dedication to accuracy and
A minimum of 2+ years of work experience in a professional services environment
Excellent written and verbal communication skills
Critical Thinking - Utilizes problem-solving skills, analysis, sound judgement and evidence to support well-considered recommendations to resolve issues
Senior Analyst, Compliance & Operations
By RBC At Toronto, Ontario, Canada
3-5 years experience in Information Technology, Infrastructure, Risk Management, Software Development, Project Management, and/or Business/Finance.
Hands-on experience and exposure to technology compliance & risk management activities, principles and knowledge
Analyze user needs to determine technical requirements, collaborate and include inputs from cross-functional teams
Inquisitive mindset, strong problem-solving skills, and drive to learn
Superior collaboration & communication skills
Experience working in a professional, deadline driven environment an asset
Analyst, Listed Company Compliance
By Canadian Securities Exchange (CSE) At Toronto, Ontario, Canada
Comprehensive benefits package (health, life insurance, dental, disability, vision care)
Financial support for fitness programs and job-related education
•Foster strong relationships with enforcement and corporate finance branches of securities commissions.
•excellent analytical and communication skills
Vacation and leaves (e.g., personal days, sick leave)
We’re looking for an Analyst, Listed Company Compliance to join the team in Toronto or Vancouver.
Compliance Analyst Jobs
By ATCO At Edmonton, Alberta, Canada
You bring 1-3 years experience in accounting or finance is preferred.
Support the Compliance Officer and Compliance Plan Committees with their respective compliance requirements.
Prepare compliance reports to meet internal and external reporting requirements.
Experience working in a regulatory or policy development environment considered an asset.
Excellent interpersonal, organizational, and verbal and written communication skills.
Interpretation and application of the Inter-Affiliate Code of Conduct (IACC), Code of Conduct Regulation (COCR) and the Code of Ethics (CofE)
Compliance Analyst Jobs
By Work4We At Greater Toronto Area, Canada
W/CompTIA(A+),CISSAM/HAM,SQL,IT,MS,Cloud,WAS,WAMtrainedtoensure corporation stayed in compliance with PCI DSS
Maintained system quality control, surveying users, collecting metrics data and handling IT
audits to support updates and maintenance - weekly, monthly and quarterly.
Business Analyst - Compliance Exp.
By Nityo Infotech At Mississauga, Ontario, Canada
Well-developed Project Management Skills, familiarity with software development life cycle, excellent written and oral communication skills.
Provide timely and accurate status reports to Senior Management and Stakeholders
Liaise with Compliance and Business to define requirements for developing Compliance testing and monitoring routine.
Collaborate with the development teams and manage model development efforts from the beginning to the end
5+ years of relevant work experience (Capital Markets)
Working knowledge of products and markets is required.
Compliance Business Analyst, Jobs
By LTIMindtree At Mississauga, Ontario, Canada
Well-developed Project Management Skills, familiarity with software development life cycle, excellent written and oral communication skills.
Provide timely and accurate status reports to Senior Management and Stakeholders
5+ years of work experience within Capital Markets or financial services.
A good working knowledge of data analysis tools, such as Excel and SQL is a must.
Liaise with Compliance and Business to define requirements for developing Compliance testing and monitoring routine.
Collaborate with the development teams and manage model development efforts from the beginning to the end.
Compliance Analyst (Ech-On) Jobs
By Echelon Insurance At Mississauga, Ontario, Canada
Prior Ethidex regulatory compliance management system experience an asset
Completed post-secondary education in legal, insurance or finance
Minimum of two years’ experience in an analyst capacity within a legal, finance, compliance or similar department.
Prior knowledge/experience with Governance, Risk and Compliance and Controls frameworks
Maintain Compliance related records within Ethidex regulatory compliance system with Manager, Compliance approval
With the guidance of the Manager, Compliance provide general advice and assistance to business units on Regulatory Compliance
Compliance Business Analyst Jobs
By Sumeru Inc At Montreal, Quebec, Canada
In this role you will lead various project’s requirements management process in Corporate IT.
Bachelor’s Degree in Computer Science, Management of Information Systems, or related business discipline(s).
Prepare and contribute to any project deliverables - scope documents, requirements, project plans, test plans, communication plans, standard operating procedures, etc.
Identify, document and manage risks. Recognize issues and proactively create solutions to mitigate adverse impacts.
5-7 years’ work experience with IT or process engineering
Process mapping/ process improvement experience
Analyst, External Compliance Monitoring – Iso Rules
By AESO At Calgary, Alberta, Canada
You thrive in a dynamic environment, identifying changing priorities to help guide and lead change management within the team;
AESO teams through the reciprocal sharing of subject matter knowledge;
Demonstrated and extensive working knowledge and understanding of ISO rules, and governing legislation;
Experience programming, data modeling, and data visualization, including experience with Power BI, SQL, or Python is considered an asset;
Accountabilities include but are not limited to:
Conduct and enhance CMP through technology and process improvements;
Senior Compliance Analyst Jobs
By Staffing Lab LLC At Canada
Work with teams and manage effective action plans in response to audit discoveries and compliance violations.
6+ years work experience in Information Technology, IT Audit and/or Security-related field
Bachelor’s degree in IT Audit, Computer Science, Information Security or related field of study; or commensurate working experience
Minimum 3 year experience with security standards such ISO 27001, NIST 800-xx, SOC 2
A positive attitude with an eagerness to learn and develop professional knowledge.
SOC2 AICPA Trust Service Principles implementation experience.
Compliance Testing Analyst Jobs
By Butterfield Group At Halifax, Nova Scotia, Canada
Strong organizational and time management skills with the ability to handle multiple projects.
Evaluating potential compliance risks and vulnerabilities arising from emerging risks and how the Bank has embedded changes and requirements.
Your qualifications and skills include:
Good verbal and written communication skills and ability to reach out to diverse and geographically distributed teams.
Strong analytical and problem-solving skills to facilitate the data collation required for investigations, monitoring and surveillance.
Conducting comprehensive testing and assessments to determine the organization's adherence to relevant laws, regulations, and policies.
Analyst, Compliance Jobs
By FortisBC At Trail, British Columbia, Canada
Assists with the implementation of the compliance management program and the application of BC Reliability Standards, policies, procedures and technologies.
Completion of a recognized Business Diploma with a focus on project management, business or financial analysis.
3 years of related experience with process and procedure development and training, preferred.
Excellent multi-tasking, critical thinking, problem solving and decision making skills.
Highly organized (ability to manage multiple priorities and/or issues)
Strong analytical skills with attention to details process efficiency and streamlining.
Compliance Analyst Jobs
By Aquanow At Vancouver, British Columbia, Canada
Prior experience in compliance, risk management or a related field within the financial services industry
Assist in investigating compliance violations and identifying and escalating any red flags or suspicious activities to senior management.
Support members our the Legal and Compliance team to ensure adherence to company policies, industry regulations and legal requirements
Excellent analytical skills and attention to detail
Effective written and verbal communication skills
Strong communication and interpersonal skills
Sr. Finance & Compliance Analyst
By Nestlé At Mississauga, Ontario, Canada
Prior Experience in Accounting/Finance (IFRS, Large CPG, and direct exposure to manufacturing, supply chain and sales/marketing functions)
Additional discounts on a variety of products and services offered by our preferred vendors and partnerships
Support the Finance team as required, in order to meet group objectives and projects.
Completion of University Degree in Finance or Accounting working towards a recognized Accounting Designation (CPA or CFA).
2-3 years financial reporting experience at a large company and 4-5 years overall accounting experience
A self-starter, with strong analytical skills, the ability to prioritize workflow and operate independently in a demanding, fast-paced environment
Compliance Analyst - Alberta
By AML Incubator At Alberta, Canada
Experience and/or knowledge with Blockchain Technology and cryptocurrency is an asset
Management that is invested in your personal career development,
Conduct thorough needs assessments to understand client requirements and recommended suitable products and services.
Collaborate with internal teams such as Operations, and Compliance to streamline processes and deliver exceptional client experiences.
Update internal policies and procedures to ensure changing regulatory requirements and industry best practices are met
Banking, money services business, or fintech industry experience considered an asset,
Senior Compliance Analyst Jobs
By Butterfield Group At Halifax, Nova Scotia, Canada
• Notifying management upon any discovery of standards not met with recommendations for rectification or improvement.
• Providing relative data for KRI and MI reporting to Management.
Your qualifications and skills include:
• Ability to promptly and appropriately escalate risks and/or failure of standards to be met, to management.
• Minimum of five years’ Compliance/Financial Crime experience, or other experience deemed to be equivalent.
• Technical knowledge and ability to assist in developing and facilitating Compliance and Financial Crime training activities.
Senior Compliance Analyst, Payments (Presto)
By Metrolinx At Ontario, Canada
Strong knowledge and experience with risk/impact assessments and change management
Knowledge and skills in project management methods and techniques to manage threat risk/impact assessment projects,
Familiarity with Third Party/Vendor PCI DSS Compliance Impact Assessment and contract management requirements
Review compliance exception requests from internal/external stakeholders and approve exception requests or escalate to senior management for final approval/decision-making.
Participate in the planning, development, and implementation of risk and change management activities
Completion of a degree in Computer Science or a related discipline-or a combination of education, training and experience deemed equivalent.
Analyst, Finance - Compliance, The Source
By Bell At Barrie, Ontario, Canada
CPA (or working towards) with 2+ years of experience in public accounting or industry; SOX experience is an asset
Very strong analytical, organization and problem-solving skills with proven ability and tenacity to resolve issues independently
Ability to partner and build strong relationships with cross-functional operational and finance teams
Highly proficient in Microsoft Office; advanced excel skills preferred
Liaise between our Corporate Responsibility & Environment team and business operations to monitor, report and support solutions on Environmental compliance.
Prime all other policy and compliance work not limited to analyzing income and sales taxes, insurance activities and provisioning review.
Distribution Compliance Analyst Jobs
By Manulife Bank of Canada At Greater Toronto Area, Canada
Bachelor’s degree or the equivalent combination of education and experience is required.
Review and approve sales practice activities pursuant to Canadian regulatory requirements (NI 81-105) and related internal policies and procedures
1-3 years of experience in the financial services industry and experience with the investment advisory industry experience.
Knowledge of US financial regulations such as the New SEC marketing rules would be helpful.
A competitive salary and benefits packages.
A growth trajectory that extends upward and outward, encouraging you to follow your passions and learn new skills.
Analyst, Risk Compliance Jobs
By KPMG Canada At Vancouver, British Columbia, Canada
Excellent time management and communication skills.
Work collectively with a dynamic team to maintain internal compliance systems and execute on general audit risk management projects.
Support the Risk Compliance team in the documentation and testing of various controls in the firm’s System of Quality Management.
Assist in preparing risk management guidance and training compliance materials for system end-users.
Provide support on a scheduled and ad-hoc basis to risk management teams.
Proven track record of teambuilding, relationship management, and dealing effectively with Senior Management

Are you looking for an exciting opportunity to use your compliance expertise to help protect a company's reputation? We are looking for a Compliance Analyst to join our team and help ensure our company meets all applicable laws and regulations. You will be responsible for developing and implementing compliance policies, monitoring compliance activities, and providing guidance to ensure compliance with applicable laws and regulations. If you are a detail-oriented professional with a passion for compliance, this could be the perfect job for you!

A Compliance Analyst is responsible for ensuring that an organization is adhering to applicable laws, regulations, and standards. They are responsible for developing, implementing, and monitoring compliance programs, as well as conducting internal audits and investigations.

What is Compliance Analyst Skills Required?

• Knowledge of applicable laws, regulations, and standards
• Analytical and problem-solving skills
• Attention to detail
• Excellent communication and interpersonal skills
• Ability to work independently and as part of a team
• Ability to manage multiple tasks and prioritize

What is Compliance Analyst Qualifications?

• Bachelor’s degree in a related field such as law, accounting, or finance
• Relevant certifications such as Certified Regulatory Compliance Manager (CRCM)
• Relevant experience in compliance, risk management, or auditing

What is Compliance Analyst Knowledge?

• Knowledge of applicable laws, regulations, and standards
• Knowledge of risk management and auditing principles
• Knowledge of internal control systems
• Knowledge of data analysis and reporting

What is Compliance Analyst Experience?

• Previous experience in a compliance or risk management role
• Experience in conducting internal audits and investigations
• Experience in developing and implementing compliance programs

What is Compliance Analyst Responsibilities?

• Develop, implement, and monitor compliance programs
• Conduct internal