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Senior Auditor Wealth Management Jobs

Senior Manager, Wealth Management Taxation [Scotiabank]
By CareerBeacon At Vancouver, British Columbia, Canada
Continuously identifying opportunities to enhance the Advanced Planning and Services and the Wealth Management Taxation teams' service offerings.
Preparing and presenting tax education and training content and material for internal professional development purposes as well as client-facing presentations;
Leading the facilitation of professional development activities for colleagues with more advanced tax knowledge; and
Tax strategies related to leveraging, philanthropy, education, and strategic insurance planning;
Knowledge of U.S. income taxation and related issues;
At least 7 years of experience in a professional organization providing tax planning and compliance for HNW and UHNW clients; and
Senior Project Manager-Wealth Management
By Prodigy Labs At Toronto, Ontario, Canada
Previous experience managing or supporting Wealth Management projects (i.e. PM, Tech Roles, Business Roles, etc)
Advanced knowledge of change, issue, and risk management and working knowledge of Software development lifecycle (SDLC) and Agile delivery methodologies
Project/Program Management certifications (e.g. PMP and/or PgMP)
Effectively manage IT project deliverables on a large Reporting Wealth Program
Oversee financials and staffing levels to efficiently meet project delivery requirements and tracks value for effective decision-making
Proven experience managing large scale Reporting projects and their integration with applications in a Financial Institution
Senior Auditor Jobs
By MPA Recruitment At Toronto, Ontario, Canada
Working closely with managers and partners to complete audit, review and NTR engagements.
A minimum of 4 years of relevant experience within Audit.
Experience with Audit, Review and Notice to Reader engagements in a variety of Industries
Experience with various software (MS Office, Caseware, Tax Prep).
Strong communication skills in English.
Lead field engagement teams, coaching and mentoring junior team members.
Senior Manager, Wealth Management Risk
By BMO At Toronto, Ontario, Canada
Develops and maintains in-depth knowledge of business and related risk management requirements and legislative/ regulatory directives and guidance.
In-depth / expert knowledge of Wealth Management regulatory requirements.
In-depth / expert knowledge operational risk management practices - specifically non financial risk(ONFR) and/or credit
In-depth / expert knowledge of the Wealth Management business / product portfolio.
Leads/participates in the design, implementation and management of core business/group processes.
Leads change management programs of varying scope and type, including readiness assessments, planning, stakeholder management, execution, evaluation and sustainment of initiatives.
Senior Digital Analyst, Digital Wealth Management
By CIBC At Toronto, Ontario, Canada

You know that details matter. You notice things that others don't. Your critical thinking skills help to inform your decision making.

What You Need To Know

Senior Total Wealth Planner [Scotiabank]
By CareerBeacon At Toronto, Ontario, Canada
Actively share knowledge and experience to enhance the development of all team members
Fostering and encouraging Advisors and Relationship Managers to incorporate financial planning in their business model.
Championing the value, benefits and outcomes of financial planning to both advisors/RMs and clients.
Presentation skills particularly related to financial matters including the ability to present complex financial concepts in an easily understood manner
Excellent inter-personal skills and ability to quickly build relationships and trust.
Expert knowledge of financial planning software (Naviplan) in order to prepare financial plans
Senior Auditor Jobs
By York Region (The Regional Municipality of York) At Newmarket, Ontario, Canada

POSITION PURPOSE: Reporting to the Director, Audit Services, is responsible for planning and performing complex internal audit assurance and advisory engagements related to the operations and ...

Senior Business Analyst - Wealth Management & Investments
By iA Financial Group (Industrial Alliance) At Toronto, Ontario, Canada
Experience in Wealth Management & Investments
Provides discipline, rigor, and technical skills to the requirements definition and validation process
Works in collaboration with the journey owner to understand, elicit, analyze, document, and communicate program and platform/application requirements
Works ahead of the delivery team to elicit requirements for next iteration’s user stories
Can visualize business needs / requirements as user stories
Time-boxed requirement gathering from the right mix of stakeholders
Wealth Management Ba - Regulatory
By Apex Systems At Toronto, Ontario, Canada
Ability to speak with Wealth Management business stakeholders and also collaborate and discuss requirements with technology stakeholders
5+ years of Wealth Management/Capital Markets experience; Understanding of Mutual Funds and related platforms such as Broadridge and FundServ
Experience working on CFR related regulatory projects as a BA in the Wealth Management domain
Wealth Management BA - Regulatory
6+ years of Business Analyst experience working at enterprise financial corporations
Experience with Agile Development Cycle
Senior Business Analyst - Wealth Management & Investments
By iA Financial Group (Industrial Alliance) At Greater Toronto Area, Canada
Experience in Wealth Management & Investments
Provides discipline, rigor, and technical skills to the requirements definition and validation process
Works in collaboration with the journey owner to understand, elicit, analyze, document, and communicate program and platform/application requirements
Works ahead of the delivery team to elicit requirements for next iteration’s user stories
Can visualize business needs / requirements as user stories
Time-boxed requirement gathering from the right mix of stakeholders
Wealth Management Consultant Jobs
By 1st Choice Savings and Credit Union Ltd. At Lethbridge, Alberta, Canada
Minimum 5 years’ wealth management experience
Provide expert advice and solutions in financial planning – including investments, financial management, insurance planning, tax planning, and retirement planning.
Certified Financial Planner (CFP) designation or able to complete within the year; will consider a combination of education and experience.
Working with members to create strategies
Implementing and monitoring planning tactics to ensure the member is well prepared for all financial and insurance realities.
Conduct regular reviews of member investment plans and identify additional opportunities.
Adminstrative Assistant - Wealth Management
By Arima Consulting At Montreal, Quebec, Canada
Organizational and priority management skills
Support the Portfolio Manager in providing superior customer service, including responding to clients’ inquiries by phone and email.
Familiarize and adhere to compliance requirements, including all aspects of new and existing account documentation and marketing materials.
Manage the advisors’ agenda, book appointments and prepare documentation for client meetings.
Two years of relevant experience in the banking, insurance and/or financial industry
Strong communication skills with the ability to build relationships and work collaboratively, confidentially and independently
Wealth Management Administrator Jobs
By Staffing In Motion At Greater Toronto Area, Canada
To provide administrative support to the wealth management and financial planning divisions
To manage the flow of outgoing and incoming investment applications and forms needed in the administration of new and existing clients
Excellent benefits package that includes full health, medical, dental and vision care for you and any dependents
To provide superior client service support
Assist with client review reports and new client orientation processes
To respond to client inquiries about accounts and provide them with prompt, courteous administrative support
Administrative Assistant - Wealth Management
By RBC Wealth Management At Victoria, British Columbia, Canada
High level of time management and organization skills
Impact client experience through execution of client account administration, including account opening, account maintenance and efficient resolution of client request.
Become well-versed in internal controls and industry regulatory requirements, ensuring client files and other necessary documentation is accurate, up-to-date and compliant.
Tap into your superior problem resolution skills to provide proactive client service.
Effectively manage incoming communications from clients, Advisors and other internal and external partners.
Strong skills in working with various business applications/technology
Senior Auditor - En
By Sobeys At Vancouver, British Columbia, Canada
Demonstrate strong planning, project management and organizational skills
Undergraduate degree in Information Technology related field such as IT Systems, Computer Science, IT Management or Data Analytics
Experience auditing large enterprise IT implementations with knowledge of project methodologies, risk, and controls
Proximity with senior management and openness to new ideas
Execute ITGC testing, according to plan, working closely with the IT Audit Manager
Assist the IT Audit Manager with the preparation of quarterly reports on plan progress and deficiency updates to IT leadership
Senior Auditor Jobs
By Crowe BGK At Westmount, Quebec, Canada
2 to 3 weeks paid vacation, according to experience
3 years of relevant experience in public accounting, including audit
Solid verbal and written communication skills
Excellent interpersonal, organizational, leadership and client relations skills
Experience with CaseWare, Tax Prep is an asset
Office closure during the holiday period
Senior Consultant, Wealth Management Software Implementation
By State Street At Toronto, Ontario, Canada
Strong time management skills including the ability to manage multiple projects in parallel.
Strong problem solving skills. Analytical thinker who can decompose complex issues into components and perform root cause analysis.
Provide assistance to other members of the Professional Services team and pro-actively develop and share best practices.
Basic command of SQL and understanding of relational databases. Familiarity with FIX or similar protocols is a plus.
What We Are Looking For
Why this job is important to us
Wealth Management Business Analyst (Ifds)
By Apex Systems At Toronto, Ontario, Canada
Direct experience with IFDS, or IFDS vendor experience
Create and maintain a prioritized backlog of requirements; work with development teams to establish release plans to deliver this new functionality
Evaluating business processes, anticipating requirements, uncovering areas for improvement, and developing and implementing solutions.
Exceptional analytical and conceptual thinking skills
Excellent verbal and written communication skills.
Team player with strong interpersonal skills and ability to take a leadership role when necessary
Senior Wealth Advisor Jobs
By TPD® Workforce & HR Solutions At Vancouver, British Columbia, Canada
Proven track record in investment management as a financial planner, investment advisor, or wealth management operations manager;
Become very comfortable in delivering the client experience, and
Ability to build relationships so that families will hand over their hard-earned money for you to manage;
Certified Financial Planning (CFP) Designation or Certified Investment Manager (CIM) (an asset);
Convenient downtown office very close to transit;
Strong base salary plus bonus
Administrative Assistant - Wealth Management
By Randstad Canada At Comox, British Columbia, Canada
Minimum one year experience in professional office setting, preferably in finance or banking sectors
Strong computer skills and knowledge of MS Word, Excel, Outlook
Benefits including health, dental, and extended healthcare from Day 1!
3 weeks vacation to start
First point of contact - incoming telephone and email contacts from clients, Advisors and other partners
Assist Advisors in preparing account documentation including client reviews, presentations, correspondence and reports