Register
Recruit Create CV

Regulatory Compliance Analyst Jobs

Compliance Analyst Jobs
By ATCO At Edmonton, Alberta, Canada
You bring 1-3 years experience in accounting or finance is preferred.
Support the Compliance Officer and Compliance Plan Committees with their respective compliance requirements.
Prepare compliance reports to meet internal and external reporting requirements.
Experience working in a regulatory or policy development environment considered an asset.
Excellent interpersonal, organizational, and verbal and written communication skills.
Interpretation and application of the Inter-Affiliate Code of Conduct (IACC), Code of Conduct Regulation (COCR) and the Code of Ethics (CofE)
Director – Itsm Compliance & Regulatory
By RBC At Toronto, Ontario, Canada
Bachelor’s degree in Engineering or Computer Science or equivalent Industry-recognized qualifications and certifications in Information Security and/or Risk Management (CISSP /CRISC/CISSP).
Seek industry trends and knowledge to support effective risk management practices.
Excellent communication (verbal and written) skills, including relationship management, problem-solving, analytical, research, detail-oriented, and quantitative skills.
People management and leadership skills and Ability to influence senior management, risk groups, and operational teams.
Have self-discipline and organization with proven time management skills.
Ensure fair presentation of risk statements, findings, responses, and controls in ongoing reporting and escalate to senior management when necessary.
Regulatory Compliance Data Specialist
By VantEdge At Calgary, Alberta, Canada
Manage internal DevOps board and lead the outsourcing team to label priorities, answer questions and complete oversight of completed work tasks.
Customer Success: Manage incoming support tickets through the HubSpot ticket platform and/or VOIP phone system, providing prompt and efficient assistance.
Minimum 1-2 years of industry and/or role experience.
Excellent written and verbal communication skills.
The following education is considered an asset but not required:
Develop a strong understanding of VantEdge software solutions.
Compliance Analyst Jobs
By Work4We At Greater Toronto Area, Canada
W/CompTIA(A+),CISSAM/HAM,SQL,IT,MS,Cloud,WAS,WAMtrainedtoensure corporation stayed in compliance with PCI DSS
Maintained system quality control, surveying users, collecting metrics data and handling IT
audits to support updates and maintenance - weekly, monthly and quarterly.
Director Of Quality & Regulatory Compliance
By Realize Medical Inc. At Ottawa, Ontario, Canada
Are familiar with product development and project management
Prepare, submit and manage regulatory filings
Report to the CPO and working closely with the CEO and other product owners
Engage with regulatory agencies and auditing agencies to facilitate timely approvals
Monitor regulatory trends and changes to applicable regulations
Assist with the development and implementation of the company regulatory strategy
Regulatory Analyst Jobs
By Peak Power Inc At Greater Toronto Area, Canada
4 years of experience within the energy and regulatory space, preferably an understanding of IESO, NY-ISO, ISO-NE, PJM, and ERCOTT
Strong research, written communication skills, with a strategic mindset
Keep Learning. Sharpen your skills through continuous development paid for by Peak Power.
Cultivate an understanding of the various revenue stacks available within each ISO
Research and analyze large volumes of material and distill and summarize the most critical elements to provide relevant updates the business
Through a strategic lens, synthesize what the implications of these regulatory updates and changes mean for Peak Power
Regulatory Analyst Jobs
By Peak Power Inc At Ontario, Canada
The experience and education. You have proven experience delivering success in a fast-paced, multi-tasking role where you are comfortable working autonomously.
4 years of experience within the energy and regulatory space, preferably an understanding of IESO, NY-ISO, ISO-NE, PJM, and ERCOTT
Strong research, written communication skills, with a strategic mindset
Keep Learning. Sharpen your skills through continuous development paid for by Peak Power.
Cultivate an understanding of the various revenue stacks available within each ISO
Research and analyze large volumes of material and distill and summarize the most critical elements to provide relevant updates the business
Regulatory And Compliance Manager
By Stoakley-Stewart Consultants Ltd. At Oshawa, Ontario, Canada
A comprehensive compensation package is on offer, including salary, benefits, and wellness program.
Guides and supervises ongoing procedures with an application of GMP knowledge and adherence to Health Canada guidelines.
Oversees, aids, and coordinates in-house audits and inspections according to GMP standards.
Formulates, observes, and enhances the organization’s quality structure.
Regularly refines areas impacted by deviations and sanctions suitable CAPAs.
Organizes and carries out tasks related to quality.
Regulatory Compliance Management Consultant
By Kelly Services (Canada), Ltd. At Toronto, Ontario, Canada
Support person for all DCOR and CNB risk management which may include attending weekly risk meetings and monitoring department level compliance
Liaise with DCOR and CNB towers to gather requirements, track and manage audit findings to ensure successful audit completion
Assist and support with Vendor onboarding and supplier risk management
Update reporting documentation for Senior Management Team on risk and compliance items
Knowledge/previous experience in audit, governance, or project administration
Communicate with RBC and CNB partners on matters related to compliance, risk, regulations, and audit requirements
Assistant Director Legal Services -Sanctions And Financial Regulatory Compliance - Hybrid!
By Life After Law At Montreal, Quebec, Canada
-Strong leadership, interpersonal, communication and project management skills; and
-Approximately 8-12 years of pertinent legal experience in increasingly responsible positions;
-Experience in engaging with regulators on sanctions and/or financial payments regulation matters;
Provide legal advice on diverse matters, including but not limited to: sanctions, financial regulatory matters and anti-money laundering;
Act as a liaison with regulatory authorities regarding disclosure and other related matters;
Coordinate re: all reporting and notification activities to banks and regulators re: sanctions matters;
Compliance Analyst (Ech-On) Jobs
By Echelon Insurance At Mississauga, Ontario, Canada
Prior Ethidex regulatory compliance management system experience an asset
Completed post-secondary education in legal, insurance or finance
Minimum of two years’ experience in an analyst capacity within a legal, finance, compliance or similar department.
Prior knowledge/experience with Governance, Risk and Compliance and Controls frameworks
Maintain Compliance related records within Ethidex regulatory compliance system with Manager, Compliance approval
With the guidance of the Manager, Compliance provide general advice and assistance to business units on Regulatory Compliance
Operations Specialist- Regulatory/Compliance- Lending/Deposit
By BeachHead At Toronto, Ontario, Canada
Review processes and procedures of the Operating Areas, to assess the sufficiency of controls for current regulatory requirements.
2+ years of experience in Deposit Compliance
2+ years of experience in Banking Compliance
Strong computer skills; Must be strong in Microsoft Outlook, Excel, Word and PowerPoint.
Assess the impact of Federal and/or State rules and regulations governing lending & deposits to each Operating Area
Assist in the completion of Regulatory Compliance Risk Assessments
Analyst, Compliance Jobs
By FortisBC At Trail, British Columbia, Canada
Assists with the implementation of the compliance management program and the application of BC Reliability Standards, policies, procedures and technologies.
Completion of a recognized Business Diploma with a focus on project management, business or financial analysis.
3 years of related experience with process and procedure development and training, preferred.
Excellent multi-tasking, critical thinking, problem solving and decision making skills.
Highly organized (ability to manage multiple priorities and/or issues)
Strong analytical skills with attention to details process efficiency and streamlining.
Marketing And Regulatory Compliance Specialist
By Empire Life At Ontario, Canada
Provide research, file management and other support
Knowledge of financial services and marketing/advertising regulations and requirements with regards to compliance review
Participate in the product development process to determine marketing compliance requirements
Work experience in insurance/financial services industry, preferably with distribution or marketing
Understanding of insurance, mutual funds and marketing, preferably with related legislative and regulatory knowledge
Knowledge of word processing, spreadsheet, database, email, internet, and presentation software
Regulatory Analyst/Senior Analyst - Energy Supply, Compliance & Mandatory Reliability Standards
By British Columbia Utilities Commission At Vancouver, British Columbia, Canada
Experience working in progressively responsible roles providing analysis and project management expertise;
5+ years post-qualification experience in a related field (i.e. audit, risk, compliance, electrical engineering etc.);
Experience analyzing large amounts of data and converting analysis into quantitative and qualitative information to aid in the decision-making process;
Experience working in the energy sector and/or with utilities and/or in a related business environment is considered an asset;
Experience preparing or analyzing applications for a regulatory body is considered an asset;
Experience working with Energy commodities and/or supply contracts is considered an asset;
Compliance Analyst Jobs
By Aquanow At Vancouver, British Columbia, Canada
Prior experience in compliance, risk management or a related field within the financial services industry
Assist in investigating compliance violations and identifying and escalating any red flags or suspicious activities to senior management.
Support members our the Legal and Compliance team to ensure adherence to company policies, industry regulations and legal requirements
Excellent analytical skills and attention to detail
Effective written and verbal communication skills
Strong communication and interpersonal skills
Regulatory Compliance Manager Jobs
By TekWissen ® At Montreal, Quebec, Canada
Project management & organizational skills
Regulatory Inquiries and Examinations Management:
Ensure regular update to management on key implementation risks
10 to 15 years’ experience in financial sector. The role is open to Senior VPs who would meet the requirements below.
Ability to work both independently and collaboratively with members of the management team and other colleagues across the bank
Ability to interact with experienced managers (COO, CEO level) and provide effective briefs on risks and issues
Regulatory And Indigenous Engagement Records Compliance Specialist
By DIMEC At Canada
Provide guidance and support to project teams in data management best practices, ensuring compliance with relevant privacy and confidentiality requirements.
Stay up-to-date with industry trends, regulatory changes, and emerging best practices related to stakeholder engagement and indigenous consultation data management.
Proficiency in data management techniques and tools, with a strong attention to detail and accuracy.
Familiarity with stakeholder data management software and platforms.
Bachelor's degree in a relevant field or equivalent practical experience.
Demonstrated experience in stakeholder engagement or Indigenous consultation for energy or mining projects in Canada.
Regulatory Compliance Advisor Jobs
By Energy Jobline At Calgary, Alberta, Canada

Airswift has been tasked by one of our major clients to seek for a Regulatory Compliance Advisor to join them on 12-month contract in Calgary, Alberta. Responsibilities: Research, track, and ...

Manager, Regulatory Compliance Jobs
By Vancouver Fraser Port Authority At Vancouver, British Columbia, Canada
Develop strategy for compliance, information management and reporting by requirements and audience (internal, regulators, Indigenous, public).
Implement, manage and oversee compliance for all environmental project approval and permit conditions and requirements.
Develop a resource and management plan for RBT2 construction and operations compliance monitoring and reporting
The Manager, Regulatory Compliance Will Have The Following Accountabilities
Lead environmental and consultation-related data room uploads and upkeep, assigning roles and responsibilities to contractors, input into RFQ, reviews.
Oversee and manage significant environmental budgets and work stream scope including financial reporting, preparation of submissions, and scope change authorization.

Are you looking for an exciting opportunity to join a dynamic team and make a real impact? We are looking for a Regulatory Compliance Analyst to join our team and help ensure our company is compliant with all applicable laws and regulations. You will be responsible for monitoring and analyzing regulatory changes, developing and implementing compliance policies and procedures, and providing guidance and support to the organization. If you are a detail-oriented problem solver with a passion for compliance, this could be the perfect job for you!

Overview Regulatory Compliance Analysts are responsible for ensuring that organizations comply with all applicable laws and regulations. They are responsible for researching and interpreting laws and regulations, developing and implementing compliance programs, and monitoring compliance with applicable laws and regulations. Detailed Job Description Regulatory Compliance Analysts are responsible for researching and interpreting laws and regulations, developing and implementing compliance programs, and monitoring compliance with applicable laws and regulations. They must be knowledgeable of the laws and regulations that apply to their organization and be able to identify potential areas of non-compliance. They must be able to develop and implement compliance programs that are tailored to the organization’s specific needs. They must also be able to monitor compliance with applicable laws and regulations and take corrective action when necessary. Job Skills Required
• Knowledge of applicable laws and regulations
• Ability to research and interpret laws and regulations
• Ability to develop and implement compliance programs
• Ability to monitor compliance with applicable laws and regulations
• Ability to identify potential areas of non-compliance
• Ability to take corrective action when necessary
• Excellent communication and interpersonal skills
• Excellent organizational and time management skills
• Ability to work independently and as part of a team
Job Qualifications
• Bachelor’s degree in business, law, or a related field
• Relevant experience in regulatory compliance
• Professional certification in regulatory compliance (e.g., Certified Regulatory Compliance Manager (CRCM))
Job Knowledge
• Knowledge of applicable laws and regulations
• Knowledge of compliance programs and procedures
• Knowledge of risk management principles
• Knowledge of auditing principles and practices
Job Experience
• At least two years of experience in regulatory compliance
• Experience in developing and implementing compliance programs
• Experience in monitoring compliance with applicable laws and regulations
• Experience in identifying potential areas of non-compliance
Job Responsibilities
• Research and interpret applicable laws and regulations
• Develop and implement compliance programs
• Monitor compliance with applicable laws and regulations
• Identify potential areas of non-compliance
• Take corrective action when necessary
• Prepare reports and presentations on compliance activities
• Provide guidance and advice on compliance matters
• Maintain up-to-date knowledge of applicable laws and regulations