Operations Specialist- Regulatory/Compliance- Lending/Deposit

Working with one of the top financial clients this role calls for an Operations Specialist- Regulatory/Compliance- Lending/Deposit who will be responsible for providing regulatory and compliance analysis and support to the Business Unit Compliance Officers for Lending & Deposit Operations. This candidate will work with the Product Operations Business Unit Compliance Team to assist in enhancing the Operating areas’ compliance programs while keeping the businesses abreast of all legislative and regulatory updates and changes. The successful candidate must entail identifying, analyzing and assessing various rules and regulations for applicability to the Operating area, assisting with conducting Risk Assessments of regulations, conducting monitoring and testing activities to validate controls, managing compliance issues, and other compliance and administrative activities as assigned.

Responsibilities:

• Assist with drafting of processes internal to the Business Unit Compliance Team.
• Assist in developing a regulatory control inventory
• Assist in developing controls monitoring and testing plans, and assist in the execution of monitoring & testing plans.
• Assist in the completion of Regulatory Compliance Risk Assessments
• Prepare and provide summary reporting on the progress of regulatory review assessment, Risk Assessment execution, and Monitoring & Testing execution to Business Unit Compliance Officers
• Assess the impact of Federal and/or State rules and regulations governing lending & deposits to each Operating Area
• Review processes and procedures of the Operating Areas, to assess the sufficiency of controls for current regulatory requirements.
• Assisting in reviewing Quality assurance programs completed tas
• Identify opportunities to implement compliance-related processes and controls.

Desired Skill Set:

• Strong analytical skills
• Strong computer skills; Must be strong in Microsoft Outlook, Excel, Word and PowerPoint.
• Strong oral and written communication
• 2+ years of experience in Deposit Compliance
• Ability to work independently, with little direction
• Ability to work with deadlines and prioritize tasks
• Understanding of project management & some project management skills; including the ability to coordinate the efforts of people and resources not under their direct control
• 2+ years of experience in Banking Compliance
• Ability to read & understand technical compliance material

Nice To Have:

• Exposure to Risk Management
• Advanced degree

BeachHead is an equal opportunity agency and employer. We advocate for you and welcome anyone regardless of race, color, religion, national origin, sex, physical or mental disability, or age.