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Regulatory Compliance Officer Jobs

Director – Itsm Compliance & Regulatory
By RBC At Toronto, Ontario, Canada
Bachelor’s degree in Engineering or Computer Science or equivalent Industry-recognized qualifications and certifications in Information Security and/or Risk Management (CISSP /CRISC/CISSP).
Seek industry trends and knowledge to support effective risk management practices.
Excellent communication (verbal and written) skills, including relationship management, problem-solving, analytical, research, detail-oriented, and quantitative skills.
People management and leadership skills and Ability to influence senior management, risk groups, and operational teams.
Have self-discipline and organization with proven time management skills.
Ensure fair presentation of risk statements, findings, responses, and controls in ongoing reporting and escalate to senior management when necessary.
Regulatory Compliance Data Specialist
By VantEdge At Calgary, Alberta, Canada
Manage internal DevOps board and lead the outsourcing team to label priorities, answer questions and complete oversight of completed work tasks.
Customer Success: Manage incoming support tickets through the HubSpot ticket platform and/or VOIP phone system, providing prompt and efficient assistance.
Minimum 1-2 years of industry and/or role experience.
Excellent written and verbal communication skills.
The following education is considered an asset but not required:
Develop a strong understanding of VantEdge software solutions.
Director Of Quality & Regulatory Compliance
By Realize Medical Inc. At Ottawa, Ontario, Canada
Are familiar with product development and project management
Prepare, submit and manage regulatory filings
Report to the CPO and working closely with the CEO and other product owners
Engage with regulatory agencies and auditing agencies to facilitate timely approvals
Monitor regulatory trends and changes to applicable regulations
Assist with the development and implementation of the company regulatory strategy
Regulatory And Compliance Manager
By Stoakley-Stewart Consultants Ltd. At Oshawa, Ontario, Canada
A comprehensive compensation package is on offer, including salary, benefits, and wellness program.
Guides and supervises ongoing procedures with an application of GMP knowledge and adherence to Health Canada guidelines.
Oversees, aids, and coordinates in-house audits and inspections according to GMP standards.
Formulates, observes, and enhances the organization’s quality structure.
Regularly refines areas impacted by deviations and sanctions suitable CAPAs.
Organizes and carries out tasks related to quality.
Regulatory Compliance Management Consultant
By Kelly Services (Canada), Ltd. At Toronto, Ontario, Canada
Support person for all DCOR and CNB risk management which may include attending weekly risk meetings and monitoring department level compliance
Liaise with DCOR and CNB towers to gather requirements, track and manage audit findings to ensure successful audit completion
Assist and support with Vendor onboarding and supplier risk management
Update reporting documentation for Senior Management Team on risk and compliance items
Knowledge/previous experience in audit, governance, or project administration
Communicate with RBC and CNB partners on matters related to compliance, risk, regulations, and audit requirements
Assistant Director Legal Services -Sanctions And Financial Regulatory Compliance - Hybrid!
By Life After Law At Montreal, Quebec, Canada
-Strong leadership, interpersonal, communication and project management skills; and
-Approximately 8-12 years of pertinent legal experience in increasingly responsible positions;
-Experience in engaging with regulators on sanctions and/or financial payments regulation matters;
Provide legal advice on diverse matters, including but not limited to: sanctions, financial regulatory matters and anti-money laundering;
Act as a liaison with regulatory authorities regarding disclosure and other related matters;
Coordinate re: all reporting and notification activities to banks and regulators re: sanctions matters;
Operations Specialist- Regulatory/Compliance- Lending/Deposit
By BeachHead At Toronto, Ontario, Canada
Review processes and procedures of the Operating Areas, to assess the sufficiency of controls for current regulatory requirements.
2+ years of experience in Deposit Compliance
2+ years of experience in Banking Compliance
Strong computer skills; Must be strong in Microsoft Outlook, Excel, Word and PowerPoint.
Assess the impact of Federal and/or State rules and regulations governing lending & deposits to each Operating Area
Assist in the completion of Regulatory Compliance Risk Assessments
Marketing And Regulatory Compliance Specialist
By Empire Life At Ontario, Canada
Provide research, file management and other support
Knowledge of financial services and marketing/advertising regulations and requirements with regards to compliance review
Participate in the product development process to determine marketing compliance requirements
Work experience in insurance/financial services industry, preferably with distribution or marketing
Understanding of insurance, mutual funds and marketing, preferably with related legislative and regulatory knowledge
Knowledge of word processing, spreadsheet, database, email, internet, and presentation software
Regulatory Compliance Manager Jobs
By TekWissen ® At Montreal, Quebec, Canada
Project management & organizational skills
Regulatory Inquiries and Examinations Management:
Ensure regular update to management on key implementation risks
10 to 15 years’ experience in financial sector. The role is open to Senior VPs who would meet the requirements below.
Ability to work both independently and collaboratively with members of the management team and other colleagues across the bank
Ability to interact with experienced managers (COO, CEO level) and provide effective briefs on risks and issues
Regulatory And Indigenous Engagement Records Compliance Specialist
By DIMEC At Canada
Provide guidance and support to project teams in data management best practices, ensuring compliance with relevant privacy and confidentiality requirements.
Stay up-to-date with industry trends, regulatory changes, and emerging best practices related to stakeholder engagement and indigenous consultation data management.
Proficiency in data management techniques and tools, with a strong attention to detail and accuracy.
Familiarity with stakeholder data management software and platforms.
Bachelor's degree in a relevant field or equivalent practical experience.
Demonstrated experience in stakeholder engagement or Indigenous consultation for energy or mining projects in Canada.
Regulatory Compliance Advisor Jobs
By Energy Jobline At Calgary, Alberta, Canada

Airswift has been tasked by one of our major clients to seek for a Regulatory Compliance Advisor to join them on 12-month contract in Calgary, Alberta. Responsibilities: Research, track, and ...

Manager, Regulatory Compliance Jobs
By Vancouver Fraser Port Authority At Vancouver, British Columbia, Canada
Develop strategy for compliance, information management and reporting by requirements and audience (internal, regulators, Indigenous, public).
Implement, manage and oversee compliance for all environmental project approval and permit conditions and requirements.
Develop a resource and management plan for RBT2 construction and operations compliance monitoring and reporting
The Manager, Regulatory Compliance Will Have The Following Accountabilities
Lead environmental and consultation-related data room uploads and upkeep, assigning roles and responsibilities to contractors, input into RFQ, reviews.
Oversee and manage significant environmental budgets and work stream scope including financial reporting, preparation of submissions, and scope change authorization.
Director, Regulatory Compliance & Governance
By Robert Walters At Toronto, Ontario, Canada
Knowledge and experience in the operation of a Schedule III foreign bank branch.
Evaluate business objectives, regulatory developments and propose customized compliance solutions within the firm’s risk tolerance and regulatory requirements.
Knowledge and understanding of the bank act, OFSI regulations and FINTRAC
Minimum 3 years of experience in managing people or practicing law in a leading Canadian law firm.
Good communicator with a high level of written and oral communication skills.
Jointly responsible for drafting and updating the AML/AFT and sanctions policies and procedures.
Regulatory Compliance Coordinator Jobs
By Recochem Inc. At Milton, Ontario, Canada
Preferred Skills: Familiarity with pesticide and VOC regulations. Familiarity with CEPA DSL and TSCA requirements.
Support regulatory assessment of new products and/or new markets.
Keep track of new government regulations affecting Recochem.
Other duties as specified by the Director.
Regulatory Compliance Officer Jobs
By 8Twelve Mortgage At North York, Ontario, Canada
Monitor and access compliance risks, create and maintain compliance risk management programs.
Knowledge of federal and provincial regulatory bodies, requirements, and guidelines.
knowledge of federal and provincial regulatory bodies, requirements, and guidelines.
Minimum of 4 years' of experience in Compliance within the financial services industry.
Strong Analytical and problem-solving skills.
Strong written and verbal communication skills.
Regulatory Compliance Specialist Jobs
By BioNiagara At St. Catharines, Ontario, Canada

BioNiagara a Contract Development and Manufacturing Organization (CDMO) based in St.Catharines, Ontario is searching for professional and talented individuals who are enthusiastic, goal oriented and ...

Regulatory And Compliance Specialist
By Trojan Technologies At London, Ontario, Canada
Minimum 2 years Post-secondary education (college or university) in technical or science area required
Experience with Microsoft Office required
Experience in writing technical documents required
It would be a plus if you are also experienced in:
Collaborate with cross-functional teams to gather information and data to ensure compliance with applicable regulations and standards
Coordinate with cross-functional teams to implement product and process changes based on current standards
Chief Complaints And Regulatory Affairs Officer & Head Of Corporate Compliance
By American Express At Toronto, Ontario, Canada
Talent development and people leadership. Lead, recruit, manage, develop, mentor, empower and review performance and talent assessment of Compliance personnel.
Experience dealing with US banking regulators would be considered an asset.
Experience operating in a regulated environment. Strong banking experience preferred.
Previous experience as Ombudsperson or leading a complaints resolution function would be considered an asset.
The incumbent must have experience in helping define and document policies, procedures and process flows.
Comprehensive medical, dental, vision, life insurance, and disability benefits (depending on location)
Sr Advisor Regulatory & Compliance
By Enbridge At Calgary, Alberta, Canada
Equivalent combinations of education and experience in related field may be considered.
7+ years of directly related compliance experience.
Working knowledge of Federal and Provincial Regulations as well as applicable industry standards for pipeline systems.
Establish and build effective relationships with field personnel through pro-active involvement in field activities and a regular presence in the field.
Provide advice, support and regional training, to ensure proper internal and external reporting of pipeline incidents in accordance with company processes.
Provide regulatory compliance support through an on-call rotation to all of our Canadian assets.
Senior Specialist, Regulatory Capital Compliance
By BMO At Toronto, Ontario, Canada
In-depth communication and relationship management skills.
Leads change management programs of varying scope and type, including readiness assessments, planning, stakeholder management, execution, evaluation and sustainment of initiatives.
Understanding of accounting, balance sheet, and risk management concepts and practices.
Ability to manage multiple priorities with effective planning and organizing skills.
Effectively challenges risk assessments undertaken by 1st line to ensure compliance with CAR requirements.
Effectively challenges monitoring and testing activities to ensure regulatory compliance controls are operating and aligned to regulatory requirements.

Are you looking for an exciting opportunity to make a real impact on a company's regulatory compliance? We are looking for a Regulatory Compliance Officer to join our team and help ensure our company is compliant with all applicable laws and regulations. If you have a passion for compliance and a commitment to excellence, this could be the perfect job for you!

Overview:

A Regulatory Compliance Officer is responsible for ensuring that a company complies with all applicable laws and regulations. They are responsible for monitoring and analyzing changes in the regulatory environment, developing and implementing compliance policies and procedures, and providing guidance and training to staff on regulatory compliance matters.

How To Become an Regulatory Compliance Officer:

To become a Regulatory Compliance Officer, you will need to have a bachelor’s degree in a related field such as business, finance, accounting, or law. You may also need to have experience in the field, such as working in a compliance or legal department. Additionally, you may need to obtain certifications or licenses, such as a Certified Regulatory Compliance Professional (CRCP) or Certified Regulatory Compliance Manager (CRCM).

Regulatory Compliance Officer Skills:

• Knowledge of applicable laws and regulations
• Ability to interpret and apply regulations
• Excellent communication and interpersonal skills
• Ability to analyze and interpret data
• Strong problem-solving and decision-making skills
• Ability to work independently and as part of a team
• Excellent organizational and time management skills
• Proficiency in Microsoft Office Suite

What is Regulatory Compliance Officer Knowledge?

• Knowledge of applicable laws and regulations
• Understanding of risk management principles
• Knowledge of corporate governance principles
• Understanding of financial reporting requirements
• Knowledge of auditing principles and practices
• Knowledge of corporate compliance programs
• Understanding of anti-money laundering regulations

What is Regulatory Compliance Officer Responsibilities?

• Monitor and analyze changes in the regulatory environment
• Develop and implement compliance policies and procedures
• Provide guidance and training to staff on regulatory compliance matters
• Monitor and review compliance with applicable laws and regulations
• Investigate and resolve compliance issues
• Prepare and submit regulatory reports
• Prepare and review contracts and other legal documents
• Liaise with external regulatory bodies

What is Regulatory Compliance Officer Experience?

• Previous experience in a compliance or legal department
• Experience in a financial services or banking environment
• Experience in developing and implementing compliance policies and procedures
• Experience in preparing and submitting regulatory reports
• Experience in conducting investigations and resolving compliance issues

What is Regulatory Compliance Officer Qualifications?

• Bachelor’s degree in a related field such as business, finance, accounting, or law
• Certifications or licenses, such as a Certified Regulatory Compliance Professional (CRCP) or Certified Regulatory Compliance Manager (CRCM)

Regulatory Compliance Officer Education:

• Bachelor’s degree in a related field such as business, finance, accounting, or law
• Certifications or licenses, such as a Certified Regulatory Compliance Professional (CRCP) or Certified Regulatory Compliance Manager (CRCM)

Tools to Help Regulatory Compliance Officer Work Better:

• Compliance management software
• Risk management software
• Regulatory tracking software
• Document management software
• Data analytics software

Good Tips to Help Regulatory Compliance Officer Do More Effectively:

• Stay up to date on changes in the regulatory environment
• Develop and maintain strong relationships with external regulatory bodies
• Develop and implement effective compliance policies and procedures
• Monitor and review compliance with applicable laws and regulations
• Investigate and resolve compliance issues promptly
• Provide guidance and training to staff on regulatory compliance matters

Common Regulatory Compliance Officer Interview Questions:

• What experience do you have in developing and implementing compliance policies and procedures?
• How do you stay up to date on changes in the regulatory environment?
• What strategies do you use to ensure compliance with applicable laws and regulations?
• How do you handle investigations and resolving compliance issues?
• What challenges have you faced in your previous roles as a Regulatory Compliance Officer?