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Regulatory Compliance Analyst Jobs in Manitoba

Director – Itsm Compliance & Regulatory
By RBC At Toronto, Ontario, Canada
Bachelor’s degree in Engineering or Computer Science or equivalent Industry-recognized qualifications and certifications in Information Security and/or Risk Management (CISSP /CRISC/CISSP).
Seek industry trends and knowledge to support effective risk management practices.
Excellent communication (verbal and written) skills, including relationship management, problem-solving, analytical, research, detail-oriented, and quantitative skills.
People management and leadership skills and Ability to influence senior management, risk groups, and operational teams.
Have self-discipline and organization with proven time management skills.
Ensure fair presentation of risk statements, findings, responses, and controls in ongoing reporting and escalate to senior management when necessary.
Regulatory Compliance Management Consultant
By Kelly Services (Canada), Ltd. At Toronto, Ontario, Canada
Support person for all DCOR and CNB risk management which may include attending weekly risk meetings and monitoring department level compliance
Liaise with DCOR and CNB towers to gather requirements, track and manage audit findings to ensure successful audit completion
Assist and support with Vendor onboarding and supplier risk management
Update reporting documentation for Senior Management Team on risk and compliance items
Knowledge/previous experience in audit, governance, or project administration
Communicate with RBC and CNB partners on matters related to compliance, risk, regulations, and audit requirements
Operations Specialist- Regulatory/Compliance- Lending/Deposit
By BeachHead At Toronto, Ontario, Canada
Review processes and procedures of the Operating Areas, to assess the sufficiency of controls for current regulatory requirements.
2+ years of experience in Deposit Compliance
2+ years of experience in Banking Compliance
Strong computer skills; Must be strong in Microsoft Outlook, Excel, Word and PowerPoint.
Assess the impact of Federal and/or State rules and regulations governing lending & deposits to each Operating Area
Assist in the completion of Regulatory Compliance Risk Assessments
Director, Regulatory Compliance & Governance
By Robert Walters At Toronto, Ontario, Canada
Knowledge and experience in the operation of a Schedule III foreign bank branch.
Evaluate business objectives, regulatory developments and propose customized compliance solutions within the firm’s risk tolerance and regulatory requirements.
Knowledge and understanding of the bank act, OFSI regulations and FINTRAC
Minimum 3 years of experience in managing people or practicing law in a leading Canadian law firm.
Good communicator with a high level of written and oral communication skills.
Jointly responsible for drafting and updating the AML/AFT and sanctions policies and procedures.
Regulatory Compliance Officer Jobs
By 8Twelve Mortgage At North York, Ontario, Canada
Monitor and access compliance risks, create and maintain compliance risk management programs.
Knowledge of federal and provincial regulatory bodies, requirements, and guidelines.
knowledge of federal and provincial regulatory bodies, requirements, and guidelines.
Minimum of 4 years' of experience in Compliance within the financial services industry.
Strong Analytical and problem-solving skills.
Strong written and verbal communication skills.
Compliance Analyst Jobs
By Sun Life At North York, Ontario, Canada
Knowledge of SLGI Asset Management Inc. product offering and categories of registration
Experience working in the asset management compliance function within a federally regulated financial institution
College diploma or University degree with 3-6 years of experience or an equivalent combination of education and experience
Solid understanding of the Regulatory Compliance Management (RCM) lifecycle and program elements
Excellent analytical skills (planning, quantitative skills, attention to detail and quality standards)
Ability to manage and prioritize high work volumes during peak periods (annual planning, quarterly reporting cycles, etc.)
Compliance Analyst Jobs
By Dawn InfoTek At Toronto, Ontario, Canada
2) Good knowledge of regulatory rule/obligations applicable to the Wealth Management Businesses (e.g., MFDA, IIROC, OSC, etc.)
1)Experience in the records and information management field
•Together with the Senior Manager, provides status reporting to track the progress and completion of records inventories
•Offers support to ongoing and additional projects within the GWM RIM team as required
3) Experience facilitating working sessions with key stakeholders
4) Good working knowledge of Microsoft Excel, PowerPoint, and Word
Senior Specialist, Regulatory Capital Compliance
By BMO At Toronto, Ontario, Canada
In-depth communication and relationship management skills.
Leads change management programs of varying scope and type, including readiness assessments, planning, stakeholder management, execution, evaluation and sustainment of initiatives.
Understanding of accounting, balance sheet, and risk management concepts and practices.
Ability to manage multiple priorities with effective planning and organizing skills.
Effectively challenges risk assessments undertaken by 1st line to ensure compliance with CAR requirements.
Effectively challenges monitoring and testing activities to ensure regulatory compliance controls are operating and aligned to regulatory requirements.
Manager, Regulatory Compliance - Internet Gaming
By The Alcohol and Gaming Commission of Ontario At North York, Ontario, Canada
Liaise with a diverse group of stakeholders, including senior management of iGaming operators regarding compliance priorities and issues.
Expert knowledge and demonstrated experience in:
A Bachelor’s degree, or an equivalent combination of relevant work experience and education.
Demonstrated experience in managing and leading teams of professional staff in a fast-paced, technically challenging, and ever-changing environment.
Strong judgement with an ability to be direct, clear, and decisive with respect to compliance requirements and issues.
Excellent analytical and problem-solving skills in a variety of complex situations.
Business Analyst, Regulatory & Compliance Technology
By Scotiabank At Toronto, Ontario, Canada
Analyze the use of derivatives as a form of financial risk management to support benchmark rate reform project (SOFR Reformation).
Benefit to have an accounting designation together with a minimum of two years related industry experience
Ensure integrity and accuracy of HAQS (Hedge Accounting Qualification System). Test existing system processes and provide recommendations for improvements.
Meet with key stakeholders to determine business system needs and requirements.
Excellent analytical, problem-solving, attention to detail and communication skills required.
Broad understanding of the Bank’s structure, operations, accounting policies, and financial/regulatory reporting requirements is desirable.
Sr Regulatory Compliance Management Governance Specialist
By ivari Canada At Toronto, Ontario, Canada
Deep knowledge and experience of RCM requirements and industry practices is a must
Manage and execute RCM Legislative and Regulatory Updates
Review and confirm legislative/regulatory requirements (control objectives)
Assist Senior Manager with the development of methodologies and processes for oversight activities of controls
5 years minimum experience in Financial Services
5 years minimum experience in testing and oversight, risk assessment or control objective functions.
Regulatory Compliance Officer Jobs
By 8Twelve Mortgage At Toronto, Ontario, Canada
Experience designing and implementing policies, procedures, and risk management programs
Monitor and assess compliance risks, and create and maintain compliance risk management programs
Strong knowledge of federal and provincial regulatory bodies, requirements, and guidelines
Minimum 5 years of experience in Regulatory Compliance within the financial services industry
Excellent analytical and problem-solving skills with exceptional attention to detail
Strong written and verbal communication skills
Regulatory Data Analyst Jobs
By Mindlance At Toronto, Ontario, Canada
Interface and build strong relationships with internal clients and external vendors as they relate to Regulatory Counterparty Data Management
Manage the capture, measure, and report metrics on the dimensions of data quality that support business defined objectives
Expertise in analyzing large data sets; must possess strong skills in string query languages, and programming tools and advance Excel
Provide data analysis and subject matter expertise
Develop/enhance regulatory data processes in response to new/existing regulatory initiatives and align these with the strategic view for Counterparty data
Develop automations for efficiency and accuracy of data elements
Jr. Regulatory Data Analyst
By Mindlance At Toronto, Ontario, Canada
Build and mature working relationships with colleagues within Data Management and RBC business partners
Provide data analysis and subject matter expertise
Develop automations for efficiency and accuracy of data elements
Coordination of established processes within own domain; identifies and escalates issues where necessary
Leads self and demonstrates initiative to solve problems within regular scope of role
Produces insightful analysis of business issues and suggests potential solutions/options based on analysis
Analyst, Listed Company Compliance
By Canadian Securities Exchange (CSE) At Toronto, Ontario, Canada
Comprehensive benefits package (health, life insurance, dental, disability, vision care)
Financial support for fitness programs and job-related education
•Foster strong relationships with enforcement and corporate finance branches of securities commissions.
•excellent analytical and communication skills
Vacation and leaves (e.g., personal days, sick leave)
We’re looking for an Analyst, Listed Company Compliance to join the team in Toronto or Vancouver.

Are you looking for an exciting opportunity to join a dynamic team and make a real impact? We are looking for a Regulatory Compliance Analyst to join our team and help ensure our company is compliant with all applicable laws and regulations. You will be responsible for monitoring and analyzing regulatory changes, developing and implementing compliance policies and procedures, and providing guidance and support to the organization. If you are a detail-oriented problem solver with a passion for compliance, this could be the perfect job for you!

Overview Regulatory Compliance Analysts are responsible for ensuring that organizations comply with all applicable laws and regulations. They are responsible for researching and interpreting laws and regulations, developing and implementing compliance programs, and monitoring compliance with applicable laws and regulations. Detailed Job Description Regulatory Compliance Analysts are responsible for researching and interpreting laws and regulations, developing and implementing compliance programs, and monitoring compliance with applicable laws and regulations. They must be knowledgeable of the laws and regulations that apply to their organization and be able to identify potential areas of non-compliance. They must be able to develop and implement compliance programs that are tailored to the organization’s specific needs. They must also be able to monitor compliance with applicable laws and regulations and take corrective action when necessary. Job Skills Required
• Knowledge of applicable laws and regulations
• Ability to research and interpret laws and regulations
• Ability to develop and implement compliance programs
• Ability to monitor compliance with applicable laws and regulations
• Ability to identify potential areas of non-compliance
• Ability to take corrective action when necessary
• Excellent communication and interpersonal skills
• Excellent organizational and time management skills
• Ability to work independently and as part of a team
Job Qualifications
• Bachelor’s degree in business, law, or a related field
• Relevant experience in regulatory compliance
• Professional certification in regulatory compliance (e.g., Certified Regulatory Compliance Manager (CRCM))
Job Knowledge
• Knowledge of applicable laws and regulations
• Knowledge of compliance programs and procedures
• Knowledge of risk management principles
• Knowledge of auditing principles and practices
Job Experience
• At least two years of experience in regulatory compliance
• Experience in developing and implementing compliance programs
• Experience in monitoring compliance with applicable laws and regulations
• Experience in identifying potential areas of non-compliance
Job Responsibilities
• Research and interpret applicable laws and regulations
• Develop and implement compliance programs
• Monitor compliance with applicable laws and regulations
• Identify potential areas of non-compliance
• Take corrective action when necessary
• Prepare reports and presentations on compliance activities
• Provide guidance and advice on compliance matters
• Maintain up-to-date knowledge of applicable laws and regulations