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Compliance And Regulatory Manager Jobs

Director – Itsm Compliance & Regulatory
By RBC At Toronto, Ontario, Canada
Bachelor’s degree in Engineering or Computer Science or equivalent Industry-recognized qualifications and certifications in Information Security and/or Risk Management (CISSP /CRISC/CISSP).
Seek industry trends and knowledge to support effective risk management practices.
Excellent communication (verbal and written) skills, including relationship management, problem-solving, analytical, research, detail-oriented, and quantitative skills.
People management and leadership skills and Ability to influence senior management, risk groups, and operational teams.
Have self-discipline and organization with proven time management skills.
Ensure fair presentation of risk statements, findings, responses, and controls in ongoing reporting and escalate to senior management when necessary.
Regulatory And Compliance Manager
By Stoakley-Stewart Consultants Ltd. At Oshawa, Ontario, Canada
A comprehensive compensation package is on offer, including salary, benefits, and wellness program.
Guides and supervises ongoing procedures with an application of GMP knowledge and adherence to Health Canada guidelines.
Oversees, aids, and coordinates in-house audits and inspections according to GMP standards.
Formulates, observes, and enhances the organization’s quality structure.
Regularly refines areas impacted by deviations and sanctions suitable CAPAs.
Organizes and carries out tasks related to quality.
Compliance And Governance Manager
By Confidential At Mississauga, Ontario, Canada
Essential experience in Fraud Management
A minimum of five years of relevant experience in a governance and compliance capacity
Responsible for supervising operational and contractual adherence
Proficient in leading projects within a compliance setting
Full flexibility 24/7 to work full-time on-site
Display a comprehension of customer and client contentment
Assistant Director Legal Services -Sanctions And Financial Regulatory Compliance - Hybrid!
By Life After Law At Montreal, Quebec, Canada
-Strong leadership, interpersonal, communication and project management skills; and
-Approximately 8-12 years of pertinent legal experience in increasingly responsible positions;
-Experience in engaging with regulators on sanctions and/or financial payments regulation matters;
Provide legal advice on diverse matters, including but not limited to: sanctions, financial regulatory matters and anti-money laundering;
Act as a liaison with regulatory authorities regarding disclosure and other related matters;
Coordinate re: all reporting and notification activities to banks and regulators re: sanctions matters;
Manager, Member Engagement And Compliance
By Health Products Stewardship Association - HPSA At Greater Toronto Area, Canada
Minimum 5 years relevant experience (stakeholder engagement, compliance, audit, legal, risk management, regulatory affairs).
Maintain Customer Relationship Management (CRM) system and accurate membership records.
Proven experience in reviewing and analyzing regulations, and explaining regulatory requirements for non-legal people.
All members’ reporting and remitting requirements are promptly and accurately fulfilled.
Manage member ad hoc committees.
Manage, maintain, and propose updates to the Members Portal.
Marketing And Regulatory Compliance Specialist
By Empire Life At Ontario, Canada
Provide research, file management and other support
Knowledge of financial services and marketing/advertising regulations and requirements with regards to compliance review
Participate in the product development process to determine marketing compliance requirements
Work experience in insurance/financial services industry, preferably with distribution or marketing
Understanding of insurance, mutual funds and marketing, preferably with related legislative and regulatory knowledge
Knowledge of word processing, spreadsheet, database, email, internet, and presentation software
Project Manager, Regulatory Jobs
By Finance Professionals Inc. At Toronto, Ontario, Canada
• 8 years of combined previous experience as a Project Manager/Project Coordinator or related field
• Working in tandem with another Project Manager to support the initiative
• 4+ years of previous experience with regulatory & business projects
• Experience with MS Project Plan/PowerBI
• Experience with Excel & MS Office
• Previous experience in the financial industry
Audit And Compliance Manager
By Osler, Hoskin & Harcourt LLP At Toronto, Ontario, Canada
Project Management skills in order to lead teams on projects
Time management and organizational skills in order to efficiently multi-task and prioritize among many demands
Solid knowledge of advanced accounting concepts and principles
Strong knowledge of commodity taxes
Analytical skills necessary for detailed analyses
Leads preparation of the monthly and annual audited financial statements and the related supporting schedules
Regulatory Compliance Manager Jobs
By TekWissen ® At Montreal, Quebec, Canada
Project management & organizational skills
Regulatory Inquiries and Examinations Management:
Ensure regular update to management on key implementation risks
10 to 15 years’ experience in financial sector. The role is open to Senior VPs who would meet the requirements below.
Ability to work both independently and collaboratively with members of the management team and other colleagues across the bank
Ability to interact with experienced managers (COO, CEO level) and provide effective briefs on risks and issues
Regulatory And Indigenous Engagement Records Compliance Specialist
By DIMEC At Canada
Provide guidance and support to project teams in data management best practices, ensuring compliance with relevant privacy and confidentiality requirements.
Stay up-to-date with industry trends, regulatory changes, and emerging best practices related to stakeholder engagement and indigenous consultation data management.
Proficiency in data management techniques and tools, with a strong attention to detail and accuracy.
Familiarity with stakeholder data management software and platforms.
Bachelor's degree in a relevant field or equivalent practical experience.
Demonstrated experience in stakeholder engagement or Indigenous consultation for energy or mining projects in Canada.
Manager, Compliance, Programs And Performance
By City Of Guelph At Guelph, Ontario, Canada
Knowledge of the requirements and application of a Quality Management System.
Excellent organizational and project management skills with the ability to manage multiple projects effectively.
Applied experience with formal change management and conflict management processes is an asset.
Oversee the development of critical corporate, cross-departmental projects and initiatives, such as the Integrated Water Management Strategy.
Coordinate departmental business plan, work plan, project management and other corporate process templates and mapping.
Adhere to all applicable legislation, including Environmental Compliance Approvals and drinking water requirements, supporting the department in adherence to legislation.
Risk And Compliance Manager & Researcher
By NetraScale At Ontario, Canada
University degree in Accounting, Finance, Law, Risk Management or a related discipline
Provide advice on statutory and regulatory requirements for AML, CFT, sanctions, FATCA, and CRS domains
Minimum 5 years of experience in AML/CFT compliance (bank, fintech or regulatory institution)
Strong analytical skills with the ability to plan, organize and prioritize tasks
Solid communication, interpersonal and leadership skills
Recommend solutions for mitigating identified ML/TF risks for digital products, services, onboarding and developing sustainable business relationships
Junior Measurement And Regulatory Support
By Blue Chip ESGR At Edmonton, Alberta, Canada
• Experience in oil and gas
• Ability to manage tight deadlines and learn quickly
• Works well independently and in a team environment
• Able to plan multiple activities.
Regulatory Project Manager Jobs
By US Tech Solutions At Montreal, Quebec, Canada
Project management & organizational skills
Regulatory Inquiries and Examinations Management:
10 to 15 years’ experience in financial sector. The role is open to Senior VPs who would meet the requirements below.
Ability to work both independently and collaboratively with members of the management team and other colleagues across the bank
Ability to interact with experienced managers (COO, CEO level) and provide effective briefs on risks and issues
Sharing knowledge with the business and organizing preliminary impact analysis
Tax Manager - Global Compliance And Reporting - Ottawa
By EY At Ottawa, Ontario, Canada
Manage clients/engagements, develop budgets, determine resource requirements, expand relationships with clients and help grow the tax practice.
Oversee the issues management process and adapt to challenges in the process.
Maintain continuous interaction with clients, manage expectations and ensure outstanding client service.
Formulate a plan to gather/communicate information, monitor and manage as required.
Share knowledge to develop professionally and enhance service delivery.
Strong written and verbal communication skills
Manager, Regulatory Compliance Jobs
By Vancouver Fraser Port Authority At Vancouver, British Columbia, Canada
Develop strategy for compliance, information management and reporting by requirements and audience (internal, regulators, Indigenous, public).
Implement, manage and oversee compliance for all environmental project approval and permit conditions and requirements.
Develop a resource and management plan for RBT2 construction and operations compliance monitoring and reporting
The Manager, Regulatory Compliance Will Have The Following Accountabilities
Lead environmental and consultation-related data room uploads and upkeep, assigning roles and responsibilities to contractors, input into RFQ, reviews.
Oversee and manage significant environmental budgets and work stream scope including financial reporting, preparation of submissions, and scope change authorization.
Regulatory Compliance Coordinator Jobs
By Recochem Inc. At Milton, Ontario, Canada
Preferred Skills: Familiarity with pesticide and VOC regulations. Familiarity with CEPA DSL and TSCA requirements.
Support regulatory assessment of new products and/or new markets.
Keep track of new government regulations affecting Recochem.
Other duties as specified by the Director.
Regulatory Compliance Officer Jobs
By 8Twelve Mortgage At North York, Ontario, Canada
Monitor and access compliance risks, create and maintain compliance risk management programs.
Knowledge of federal and provincial regulatory bodies, requirements, and guidelines.
knowledge of federal and provincial regulatory bodies, requirements, and guidelines.
Minimum of 4 years' of experience in Compliance within the financial services industry.
Strong Analytical and problem-solving skills.
Strong written and verbal communication skills.
Regulatory Compliance Specialist Jobs
By BioNiagara At St. Catharines, Ontario, Canada

BioNiagara a Contract Development and Manufacturing Organization (CDMO) based in St.Catharines, Ontario is searching for professional and talented individuals who are enthusiastic, goal oriented and ...

Regulatory And Compliance Specialist
By Trojan Technologies At London, Ontario, Canada
Minimum 2 years Post-secondary education (college or university) in technical or science area required
Experience with Microsoft Office required
Experience in writing technical documents required
It would be a plus if you are also experienced in:
Collaborate with cross-functional teams to gather information and data to ensure compliance with applicable regulations and standards
Coordinate with cross-functional teams to implement product and process changes based on current standards

Are you looking for an exciting opportunity to lead a team of compliance and regulatory professionals? We are seeking an experienced Compliance and Regulatory Manager to join our team and help ensure our organization is compliant with all applicable laws and regulations. In this role, you will be responsible for developing and implementing policies and procedures, monitoring compliance, and providing guidance and training to staff. If you have a passion for compliance and regulatory matters, we want to hear from you!

An Compliance And Regulatory Manager is responsible for ensuring that a company is compliant with all applicable laws, regulations, and standards. They are responsible for developing and implementing policies and procedures to ensure compliance, as well as monitoring and auditing processes to ensure that they are being followed. They also work with other departments to ensure that all processes are in compliance with applicable laws and regulations. To become an Compliance And Regulatory Manager, you will need to have a bachelor's degree in a related field such as business, law, or accounting. You may also need to have experience in a related field, such as risk management or auditing. Additionally, you may need to have certifications or licenses, depending on the industry and the specific job.

Compliance And Regulatory Manager skills required for your resume and career include:

• Knowledge of applicable laws, regulations, and standards
• Ability to develop and implement policies and procedures
• Ability to monitor and audit processes
• Ability to work with other departments to ensure compliance
• Excellent communication and interpersonal skills
• Strong analytical and problem-solving skills
• Attention to detail
• Ability to work independently and as part of a team

Compliance And Regulatory Manager knowledge for your resume and career include:

• Knowledge of applicable laws, regulations, and standards
• Knowledge of risk management principles
• Knowledge of auditing principles
• Knowledge of corporate governance principles
• Knowledge of data privacy and security principles
• Knowledge of financial reporting principles
• Knowledge of corporate compliance principles

Compliance And Regulatory Manager responsibilities for your resume and career include:

• Developing and implementing policies and procedures to ensure compliance
• Monitoring and auditing processes to ensure that they are being followed
• Working with other departments to ensure that all processes are in compliance with applicable laws and regulations
• Investigating and resolving compliance issues
• Preparing reports and presentations on compliance activities
• Assisting with the development of compliance training programs
• Keeping up to date with changes in applicable laws, regulations, and standards

Compliance And Regulatory Manager experience for your resume and career include:

• Experience in a related field such as risk management or auditing
• Experience developing and implementing policies and procedures
• Experience monitoring and auditing processes
• Experience working with other departments to ensure compliance
• Experience preparing reports and presentations
• Experience assisting with the development of compliance training programs

Compliance And Regulatory Manager qualifications for your resume and career include:

• Bachelor’s degree in a related field such as business, law, or accounting
• Certifications or licenses, depending on the industry and the specific job
• Excellent communication and interpersonal skills
• Strong analytical and problem-solving skills
• Attention to detail
• Ability to work independently and as part of a team

Compliance And Regulatory Manager educations for your resume and career include:

• Bachelor’s degree in a related field such as business, law, or accounting
• Certifications or licenses, depending on the industry and the specific job
• Courses in risk management, auditing, corporate governance, data privacy and security, financial reporting, and corporate compliance

Tools that help Compliance And Regulatory Manager work better include:

• Compliance management software: This software helps Compliance And Regulatory Managers track and monitor compliance activities, as well as generate reports and presentations.
• Risk management software: This software helps Compliance And Regulatory Managers identify, assess, and manage risks.
• Auditing software: This software helps Compliance And Regulatory Managers audit processes and procedures to ensure compliance.
• Data privacy and security software: This software helps Compliance And Regulatory Managers protect sensitive data and ensure compliance with data privacy and security regulations.

Good tips to help Compliance And Regulatory Manager do more effectively include:

• Stay up to date with changes in applicable laws, regulations, and standards.
• Develop and implement policies and procedures to ensure compliance.
• Monitor and audit processes to ensure that they are being followed.
• Work with other departments to ensure that all processes are in compliance with applicable laws and regulations.
• Prepare reports and presentations on compliance activities.
• Assist with the development of compliance training programs.

Common Compliance And Regulatory Manager interview questions include:

• What experience do you have in compliance and regulatory management?
• How do you ensure that a company is compliant with applicable laws, regulations, and standards?
• How do you develop and implement policies and procedures to ensure compliance?
• How do you monitor and audit processes to ensure that they are being followed?
• What experience do you have working with other departments to ensure compliance?