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Compliance Monitoring Specialist Jobs

Compliance Specialist Jobs
By Securian Canada At Toronto, Ontario, Canada
Educational assistance of up to $3,500 a year (with approval from your manager);
Many, more benefits, perks and programs.
Flexible work arrangements with monthly financial allocations to support your work-life balance;
Generous starting paid vacation time, plus additional vacation days for every year of service;
Paid volunteer day so you can dedicate time to a cause you are passionate about;
Paid personal and wellness days to support your total wellbeing;
Groundwater Monitoring Specialist Jobs
By BC Public Service At British Columbia, Canada
Experience planning and overseeing the drilling of observation / monitoring wells and collecting groundwater level and chemistry data.
Experience applying scientific theory, policy, and regulation (for example, surface and groundwater hydraulics, hydrology, and hydrogeology) to practical on-the-ground situations.
Experience planning, organizing and leading field-based surface and groundwater assessments and providing oversight to those engaged in these activities.
Qualifications for this role include:
At least 2 years of experience in each of the following:
Ministry of Environment and Climate Change Strategy
Manager, Business Compliance Monitoring & Testing, Canada Wealth Management
By BMO At Toronto, Ontario, Canada
3+ years experience in a compliance or audit role ideally in a dealer and/or portfolio management environment.
Working knowledge of information technology tools required including: MS Excel, MS Word and portfolio management or investment industry software.
Ability to demonstrate effective use of judgment, interpretation, knowledge and skill in the application of regulations and compliance requirements.
Act as a liaison and compliance support to various internal business partners across the Wealth Management businesses.
Prepare reports and related test results dashboard for various stakeholders including management.
Excellent data analysis skills, organizational, analytical and communication skills.
Analyst, External Compliance Monitoring – Iso Rules
By AESO At Calgary, Alberta, Canada
You thrive in a dynamic environment, identifying changing priorities to help guide and lead change management within the team;
AESO teams through the reciprocal sharing of subject matter knowledge;
Demonstrated and extensive working knowledge and understanding of ISO rules, and governing legislation;
Experience programming, data modeling, and data visualization, including experience with Power BI, SQL, or Python is considered an asset;
Accountabilities include but are not limited to:
Conduct and enhance CMP through technology and process improvements;
Condition Monitoring Specialist Jobs
By Valmet At Toronto, Ontario, Canada
Be part of a global team that supports our Customers worldwide, exchanging experience, knowledge and supporting each other to succeed
Some experience with presentation and negotiation skills
Knowledge of Valmet customer industries; pulp, paper and energy
Excellent oral and written communication skills
Please describe your experience with software engineer and troubleshooting field hardware
Responsible for implementation and front-line services for new system deliveries and upgrades
Monitoring And Testing Specialist
By Coast Capital Savings At Vancouver, British Columbia, Canada
7 - 9 years of professional experience in Credit Lending, Regulatory process oversight, Internal Audit, Quality and Assurance Testing.
Strong knowledge of the Financial Services Industry.
Knowledge of Canadian regulatory frameworks
Excellent presentation and organizational skills to produce quality work with exceptional attention to detail
Benefits that flex to the needs of you and your family.
Mortgage and auto financing benefits.
Director, Compliance, Monitoring & Inspections
By Government of Yukon At Whitehorse, Yukon Territory, Canada
Experience in the delivery of client service programs.
Developing and implementing strategic plans and government programs and policies
Building partnerships and working collaboratively other levels of government, including First Nations
Leading professional teams, managing significant financial and human resources; and
developing and implementing strategic plans and government programs and policies
building partnerships and working collaboratively other levels of government, including First Nations
Associate/Senior Analyst, Compliance Monitoring – Enterprise Reporting & Controls (12 Month Contract)
By CPP Investments | Investissements RPC At Toronto, Ontario, Canada
Undergraduate degree/college diploma or above; especially in Business Administration/Management Commerce/Finance, Mathematics, Computer Science, or another related field.
Strong time management and prioritization skills; deadline-oriented, able to manage the needs of multiple stakeholders.
Experience with one or more investment management systems (Bloomberg, etc.) is an asset.
A flexible/hybrid work environment combining in office collaboration and remote working
Maintain and strengthen relationships with external portfolio managers, vendors, and auditors.
Minimum 3 years of applicable professional experience.
Performance Monitoring Lead Specialist ‎
By هيئة الزكاة والضريبة والجمارك At الرياض الرياض السعودية, Saudi Arabia
Update the organizational performance management reporting tools for monitoring purposes
Prepare awareness materials and conduct awareness and educational workshops to enhance capabilities in organizational performance
Conduct meetings with senior leadership and concerned external stakeholders (e.g., ADAA, Ministry of Finance) to discuss results and recommendations
Research and keep abreast of international best practices to identify latest trends, methods and approaches used for data reporting
Develop and/or update the reporting framework to ensure standardized and consistent reporting
Control the reporting systems (Tableau, S+)

Are you looking for an exciting opportunity to help ensure compliance with regulations and standards? We are looking for a Compliance Monitoring Specialist to join our team and help us ensure that our organization is compliant with all applicable laws and regulations. You will be responsible for monitoring and evaluating compliance activities, developing and implementing corrective action plans, and providing guidance and support to ensure compliance with applicable laws and regulations. If you are a detail-oriented individual with strong analytical and problem-solving skills, this could be the perfect job for you!

Overview:

A Compliance Monitoring Specialist is responsible for ensuring that a company is compliant with all applicable laws, regulations, and standards. This includes conducting audits, developing and implementing policies and procedures, and providing training and guidance to staff. The Compliance Monitoring Specialist must be knowledgeable in the areas of risk management, corporate governance, and regulatory compliance.

How To Become an Compliance Monitoring Specialist:

To become a Compliance Monitoring Specialist, you will need to have a bachelor’s degree in a related field, such as business, finance, or accounting. You may also need to have experience in the field, such as working in a compliance department or as an auditor. Additionally, you may need to obtain certifications in compliance-related topics.

Compliance Monitoring Specialist Skills:

• Knowledge of applicable laws, regulations, and standards
• Ability to develop and implement policies and procedures
• Ability to conduct audits and reviews
• Excellent communication and interpersonal skills
• Strong organizational and problem-solving skills
• Attention to detail
• Ability to work independently and as part of a team

What is Compliance Monitoring Specialist Knowledge?

• Knowledge of risk management principles
• Knowledge of corporate governance principles
• Knowledge of regulatory compliance principles
• Knowledge of audit techniques
• Knowledge of data analysis techniques
• Knowledge of industry best practices

What is Compliance Monitoring Specialist Responsibilities?

• Develop and implement policies and procedures to ensure compliance with applicable laws, regulations, and standards
• Conduct audits and reviews to ensure compliance
• Provide training and guidance to staff on compliance-related topics
• Monitor changes in laws, regulations, and standards and update policies and procedures accordingly
• Investigate and resolve compliance issues
• Prepare reports and presentations on compliance-related topics

What is Compliance Monitoring Specialist Experience?

• Previous experience in a compliance department or as an auditor
• Experience in risk management, corporate governance, or regulatory compliance
• Experience in developing and implementing policies and procedures
• Experience in conducting audits and reviews
• Experience in providing training and guidance to staff

What is Compliance Monitoring Specialist Qualifications?

• Bachelor’s degree in a related field, such as business, finance, or accounting
• Certifications in compliance-related topics (e.g., Certified Compliance Professional)
• Knowledge of applicable laws, regulations, and standards
• Knowledge of risk management, corporate governance, and regulatory compliance
• Excellent communication and interpersonal skills

Compliance Monitoring Specialist Educations:

• Bachelor’s degree in a related field, such as business, finance, or accounting
• Certifications in compliance-related topics (e.g., Certified Compliance Professional)
• Courses in risk management, corporate governance, and regulatory compliance
What tools help Compliance Monitoring Specialist work better?
• Compliance management software
• Risk management software
• Audit software
• Data analysis software
• Document management software
Good tips to help Compliance Monitoring Specialist do more effectively?
• Stay up to date on changes in laws, regulations, and standards.
• Develop and implement policies and procedures that are tailored to the company’s specific needs.
• Utilize data analysis techniques to identify potential compliance issues.
• Develop and maintain relationships with key stakeholders.
• Utilize audit software to streamline the audit process.
Common Compliance Monitoring Specialist interview questions?
• What experience do you have in compliance monitoring?
• How do you stay up to date on changes in laws, regulations, and standards?
• How do you ensure that policies and procedures are tailored to the company’s specific needs?
• What techniques do you use to identify potential compliance issues?
• How do you develop and maintain relationships with key stakeholders?