Senior Manager - Capital Markets Internal Audit

Come Work with Us!

At RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose.

Whether you’re helping clients find new opportunities, developing new technology, or providing expert advice to internal partners, you will be doing work that matters in the world, in an environment built on teamwork, service, responsibility, diversity, and integrity.

Job Title

Senior Manager - Capital Markets Internal Audit

What is the opportunity?

As a Senior Manager, Capital Markets, Internal Audit you will assess the effectiveness of internal controls, risk management practices, corporate governance processes, and fraud prevention and detection, in the Capital Markets platform of RBC. You will take a strategic approach to engagements that incorporate emerging risks and the implementation of new approaches and techniques. This role will operate within a global resource model; assigned to a home platform but capable of working in any RBC platform as part of a pool of resources.

We are looking for an eager and high performing individual with an interest in continuing to develop their already advanced audit and data analytics skills. During your tenure, you will gain exposure to RBC products, business lines and platforms with the aim of becoming a subject matter expert. You will also work with management in achieving business objectives by identifying opportunities to improve business operations, while remaining objective and independent.

RBC Internal Audit leverages a unique perspective— with a coordinated view across the entire business—to deliver valuable advice that not only gives assurance, but that illuminates a bigger picture, connects dots, builds best practices and broadens possibilities. We connect intelligence to protect and enable RBC.

What will you do?

• Develop, draft and review recommendations relating to audit programs and sampling techniques
• Contribute to the development of peers by providing direction and coaching; impart specialized skills to other audit team members through peer discussions and cooperation on integrated audits
• Contribute to and manage integrated audit teams in the planning, execution and reporting of audits of various businesses within RBC Capital Markets – Global Markets, Corporate and Investments Banking, and Capital Markets Operations
• Promote and assist management in self-reporting control issues
• Respond to stakeholder needs quickly and efficiently, while building constructive relationships with Internal Audit peers and business partners
• Assess the effectiveness of internal controls, risk management practices and governance processes to complete audit programs
• Uncover patterns, insights, trends and anomalies through analysis of data sets and the use of visualization tools
• Assist with regulatory requests in all regions and provide support on key projects and audits.

What do you need to succeed?

Must-have

• Minimum 4+ years of Financial Institution (preferably Banking) experience/ previous audit experience.
• Knowledge of technology and data analytics
• Demonstrated strong written and oral communication skills, including the ability to interact effectively with team members and senior stakeholders. Aptitude and desire to work in a dynamically changing environment
• CA or CPA in good standing or similar equivalent undergraduate degree with a financial services background.
• Proficient in Project Management and auditing principles and techniques

Nice-to-have

• Understanding of the principles of Operational Risk, Credit Risk, and Regulatory Risk
• Capital Markets business or functional experience
• Highly proficient in the use of Microsoft Excel, Word and Powerpoint

What’s in it for you?

We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.

• Leaders who support your development through coaching and managing opportunities
• Opportunities to do challenging work
• Work in a dynamic, collaborative, progressive, and high-performing team
• A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation
• Flexible work/life balance options

Job Summary

Address:

TORONTO, Ontario, Canada

City:

CAN-ON-TORONTO

Country:

Canada

Work hours/week:

37.5

Employment Type:

Full time

Platform:

Internal Audit

Job Type:

Regular

Pay Type:

Salaried

Posted Date:

2023-06-30

Application Deadline:

2023-07-15

Inclusion and Equal Opportunity Employment

At RBC, we embrace diversity and inclusion for innovation and growth. We are committed to building inclusive teams and an equitable workplace for our employees to bring their true selves to work. We are taking actions to tackle issues of inequity and systemic bias to support our diverse talent, clients and communities.

We also strive to provide an accessible candidate experience for our prospective employees with different abilities. Please let us know if you need any accommodations during the recruitment process.

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Expand your limits and create a new future together at RBC. Find out how we use our passion and drive to enhance the well-being of our clients and communities at rbc.com/careers.