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Capital Markets Audit Manager Jobs

Senior Java Developer – Capital Markets
By HSBC At Toronto, Ontario, Canada
FX business knowledge an advantage, but focus is on technical skills
Speaking to the product owner and business on features and requirements
Experience with Java 8+ (Concurrency, data structures, lock-free, wait free code, low latency, lambdas)
Experience of working in an agile team
Experience with REST and messaging technologies
Risk delivers client facing applications including risk managment
Solutions & Change Specialist, Bmo Capital Markets Hr
By BMO At Toronto, Ontario, Canada
Program management skills – In-depth.
Supports change management of varying scope and type; tasks typically focused on execution and sustainment activities.
Broader work or accountabilities may be assigned as needed. Qualifications:
Technical proficiency gained through education and/or business experience.
Experience in learning design and facilitation.
Verbal & written communication skills - In-depth.
Bmo Capital Markets - Global Markets Developer (Winter 2024)
By BMO At Toronto, Ontario, Canada
Specialized knowledge from education and/or business experience.
Improving on existing technology involving system infrastructure, internal reporting, client/management presentations, etc.;
Currently working towards a degree in: Engineering, Computer Science, Computing and Financial Management, Mathematics, Physics, or Statistics;
Knowledge and/or experience of front end developer languages (HTML, CSS, JavaScript, React, Angular);
Knowledge and/or experience in back end developer languages (C++, C#, Java, Python);
Knowledge and/or experience of at least one type of statistical programming language (i.e. R, MatLab);
Python Developer (Capital Markets)
By DISYS At Mississauga, Ontario, Canada
• Working under remote day-to-day leadership, although there is also local management
• 7+ years in capital markets technology, preferably in the derivatives risk management domain within market data
• Experience in a high pressure environment with demanding clients, with quick but safe turnaround of changes
• Strong communication skills, oral and written
• Demonstrable experience in writing reusable, testable, and efficient code with proper error and exception handling
• Demonstrable solution of requirements refinement and solution design.
Data Governance Consultant (Capital Markets)
By BeachHead At Toronto, Ontario, Canada
10+ years of relevant experience with data management practices including data profiling, matching, cleansing, mastering, and exception management
Experience in an operational data management and reporting function
Knowledge of Fenergo or similar client lifecycle management application
Knowledge of Capital Markets regulatory requirements
Ensure compliance with any relevant regulatory compliance requirements
Develop a strategic framework for the expansion of CRD use cases and capabilities
Capital Markets Lawyer For Top Firm
By Smart Street Legal Recruitment Inc. At Toronto, Ontario, Canada
3. Requirements / Preferred Qualifications
3 to 6 years Securities Associate lawyer experience
Securities Lawyer for top firm in Toronto with law firm experience in:
Public & Private Equity and Debt Financing
All other matters as required
Member good standing, Law Society of Canadian jurisdiction
Nodejs Developer - Capital Markets
By Direct IT Recruiting Inc. At Toronto, Ontario, Canada
NodeJS Developer – Capital Markets
NOTE: HYBRID Work Model, office located in Toronto, Ontario
3+ years NodeJS Developer, Angular, GraphQL, Jenkins
Business Analysis, Capital Markets
By TechTammina LLC At Toronto, Ontario, Canada
5+ years post-graduate experience in industry or academia in in the areas of capital markets, finance and banking
5 + years experience as a Business Analysis with prior solution implementation and process improvement
3+ years’ experience in banking/capital markets operations
Demonstrated knowledge of analytical problem solving and process engineering techniques (i.e. process mapping and analysis techniques)
Job Title: Business Analysis, Capital Markets
Downtown, Toronto, ON - Hybrid (6 days per month)
Business Analysis - Capital Markets
By TechTammina LLC At Toronto, Ontario, Canada
5+ years post-graduate experience in industry or academia in in the areas of capital markets, finance and banking
5 + years experience as a Business Analysis with prior solution implementation and process improvement
3+ years' experience in banking/capital markets operations
Demonstrated knowledge of analytical problem solving and process engineering techniques (i.e. process mapping and analysis techniques)
Director, Etf Capital Markets (Etf Experience Required)
By Invesco Canada At Toronto, Ontario, Canada
5+ years of experience in asset management, capital markets or financial services preferred
Provide education on ETF liquidity and effectively communicate specific trading strategies and associated costs
Responsible for managing and enhancing pre-trade analytics and reporting platform and capabilities
Manage new and existing LMM/DLP assignments and act as subject matter expert in ETF market maker programs
Drives ETF value proposition through delivery of educational presentations, thought leadership and strategic content
A Bachelor’s Degree in Finance or related field, MBA a plus
C# Developer - Capital Markets
By Michael Page At Toronto, Ontario, Canada
Capital Markets experience, specifically with Equity/Portfolio Swaps and Equity Derivatives
Extenstive professional experience programming in C#
Professional experience as a back end developer
Java Developer (Capital Markets)
By CorGTA Inc. At Toronto, Ontario, Canada
2. 3+ years experience in micro services development
4. Strong experience with relational or no sql databases
• Capital Markets experience, in trading or analytical platforms
***For a TOP5 Bank in Canada!***
Structure: 6 months contract + possible extensions up to 2 years
Location: Toronto, ON (Hybrid - 1 day a week to office)
C# Developer - Capital Markets
By Michael Page At Greater Toronto Area, Canada
Capital Markets experience, specifically with Equity/Portfolio Swaps and Equity Derivatives
Extenstive professional experience programming in C#
Professional experience as a back end developer
The investment banking arm of a Canadian financial institution.
Here's some of what you bring to the table:
Associate (Manager), Capital Markets
By EY At Toronto, Ontario, Canada
Prepare quality first drafts of pitches, marketing materials, management presentations and client presentations.
Perform financial due diligence including analysis, datebooks management, and report writing.
A passion for working with entrepreneurs and private business owners and management teams.
Manage the daily activities of debt capital advisory, capital placement advisory, financing/capital raise relating to acquisition, divestiture, and mergers.
Minimum 5+ years of relevant work experience.
Strong financial modelling skills (i.e., 3-statement model, DCF, CCA, etc.).
Ba Capital Markets Jobs
By Synechron At Mississauga, Ontario, Canada
A minimum of 7 years’ of working experience as Business Analyst
Previous financial industry ideally Capital Markets work experience is required (Especially for Front office)
Product experience in Derivatives, Trading, FX, Fixed Income, equities, bonds etc.
Must Have Degree in business, computer science or related fields
Ability to work in a collaborative environment
Data analyst who can write SQL queries if need be PLUS
Ba/ Bsa - Capital Markets
By Finance Professionals Inc. At Toronto, Ontario, Canada
• Gathers requirements from business units and translates those to programmers and developers
• Prepares cost-benefit and return-on-investment analyses to aid in decisions on system implementation
• Demonstrates an informed knowledge of business functions to resolve problems and capitalize on improvement opportunities
• 10+ years’ experience in a relevant capacity as a BA or BSA
• 2+ years previous experience within capital markets
• Deeper knowledge of modelling IR swaps products
Data Analyst/Capital Markets
By VDart At Mississauga, Ontario, Canada
Experience in JIRA & confluence will be an add-on benefit.
In-depth knowledge on capital markets domain with clear understanding on trade flow, products
Hands-on Experience on Business Analysis Frameworks, Documentation, Process flow etc.
Hands-on Experience in writing BRD, FSD.
Good experience with data analysis.
Excellent written and verbal communication skills.
Senior Manager, Business Operations, Capital Markets Finance
By OMERS At Toronto, Ontario, Canada
Works closely with partners across Capital Finance Markets and responds flexibly to their inherent project management skillsets
Excellent knowledge and experience in project management methodology, disciplines, and best practices
Establishes effective project structure and governance with clear roles and responsibilities
Manages interdependencies across project workstreams and proactively identify risks and issues
Minimum 10 years’ experience in leading delivery of complex programs/projects in financial institutions
Good knowledge of investment life cycle process and applications
Finance Intern, Capital Markets - En
By Laurentian Bank At Toronto, Ontario, Canada
Contributes to reports production required by the various investment activities and in line with risk management policies.
Analyzes the information collected to ensure the quality of management information and to explain discrepancies.
Performs any other related task requested by management or required in the course of their duties.
Collaborates in the development of new tracking models based on products and managers' needs.
In process of obtaining Bachelor's degree in Finance, Economics, Accounting, or any other related field.
Spoken and written communication skills
Lead Capital Markets Developer - Fx Technology - Permanent
By CorGTA At Toronto, Ontario, Canada
Pay: Variable base (depending on experience) plus bonus, RRSP matching, Pension, Stock Options and Benefits
10 years of progressive technical working experience in application programming, system analysis, design, unit testing and debugging
Technical working experience in an Agile environment.
Must have working experience in the use of Jenkins or similar tool(s) for building Continuous Integration/Continuous Delivery (CI/CD) pipelines
Must have experience in Unit Testing, such as familiarity with JUnit/Jest, Mockito/Mocha etc.
Have competency to lead team members with differing opinions and levels of experience.

Are you looking for a challenging and rewarding role in the capital markets? We are looking for an experienced Audit Manager to join our team and help us ensure the integrity of our capital markets operations. You will be responsible for leading and managing the audit process, ensuring compliance with regulations, and providing guidance and advice to senior management. If you have a passion for financial services and a commitment to excellence, this could be the perfect opportunity for you!

An Capital Markets Audit Manager is responsible for overseeing the audit of capital markets activities. This includes ensuring that all activities are conducted in accordance with applicable laws and regulations, as well as internal policies and procedures. The Audit Manager is also responsible for developing and implementing audit plans, conducting risk assessments, and preparing audit reports. To become an Capital Markets Audit Manager, you should have a bachelor's degree in accounting, finance, or a related field. You should also have experience in the capital markets industry, as well as knowledge of auditing standards and regulations. Additionally, you should have strong analytical and problem-solving skills, as well as excellent communication and interpersonal skills.

Skills required for a Capital Markets Audit Manager include:

• Knowledge of capital markets and financial instruments
• Understanding of auditing standards and regulations
• Strong analytical and problem-solving skills
• Excellent communication and interpersonal skills
• Ability to work independently and as part of a team
• Proficiency in Microsoft Office Suite
• Ability to manage multiple projects simultaneously

Knowledge required for a Capital Markets Audit Manager includes:

• Understanding of financial statements and accounting principles
• Knowledge of capital markets regulations and laws
• Familiarity with auditing techniques and procedures
• Understanding of risk management principles
• Knowledge of internal control systems
• Familiarity with data analysis and reporting tools

Responsibilities of a Capital Markets Audit Manager include:

• Developing and implementing audit plans
• Conducting risk assessments
• Preparing audit reports
• Ensuring compliance with applicable laws and regulations
• Identifying areas of improvement in internal control systems
• Recommending changes to improve internal control systems
• Monitoring and evaluating the effectiveness of internal control systems
• Assisting in the development of audit strategies

Experience required for a Capital Markets Audit Manager includes:

• At least 5 years of experience in the capital markets industry
• At least 3 years of experience in auditing
• Experience in developing and implementing audit plans
• Experience in conducting risk assessments
• Experience in preparing audit reports

Qualifications required for a Capital Markets Audit Manager include:

• Bachelor's degree in accounting, finance, or a related field
• Professional certification in auditing (e.g. CPA, CIA, CISA)
• Proficiency in Microsoft Office Suite
• Ability to work independently and as part of a team

Tools that help Capital Markets Audit Managers work better include:

• Audit software: This software helps to automate the audit process and streamline the workflow.
• Data analysis and reporting tools: These tools help to analyze data and generate reports.
• Risk assessment tools: These tools help to identify and assess risks.

Good tips to help Capital Markets Audit Managers do more effectively include:

• Stay up to date on changes in the capital markets industry.
• Develop strong relationships with stakeholders.
• Utilize data analysis and reporting tools to identify areas of improvement.
• Develop and implement audit plans that are tailored to the specific needs of the organization.
• Monitor and evaluate the effectiveness of internal control systems.

Common Capital Markets Audit Manager interview questions include:

• What experience do you have in the capital markets industry?
• How familiar are you with auditing standards and regulations?
• What experience do you have in developing and implementing audit plans?
• How do you ensure compliance with applicable laws and regulations?
• What strategies do you use to identify areas of improvement in internal control systems?