Register
Recruit Create CV

Compliance Analyst Jobs

Analyst, Finance - Compliance, The Source
By Bell At Barrie, Ontario, Canada
CPA (or working towards) with 2+ years of experience in public accounting or industry; SOX experience is an asset
Very strong analytical, organization and problem-solving skills with proven ability and tenacity to resolve issues independently
Ability to partner and build strong relationships with cross-functional operational and finance teams
Highly proficient in Microsoft Office; advanced excel skills preferred
Liaise between our Corporate Responsibility & Environment team and business operations to monitor, report and support solutions on Environmental compliance.
Prime all other policy and compliance work not limited to analyzing income and sales taxes, insurance activities and provisioning review.
Distribution Compliance Analyst Jobs
By Manulife Bank of Canada At Greater Toronto Area, Canada
Bachelor’s degree or the equivalent combination of education and experience is required.
Review and approve sales practice activities pursuant to Canadian regulatory requirements (NI 81-105) and related internal policies and procedures
1-3 years of experience in the financial services industry and experience with the investment advisory industry experience.
Knowledge of US financial regulations such as the New SEC marketing rules would be helpful.
A competitive salary and benefits packages.
A growth trajectory that extends upward and outward, encouraging you to follow your passions and learn new skills.
Analyst, Risk Compliance Jobs
By KPMG Canada At Vancouver, British Columbia, Canada
Excellent time management and communication skills.
Work collectively with a dynamic team to maintain internal compliance systems and execute on general audit risk management projects.
Support the Risk Compliance team in the documentation and testing of various controls in the firm’s System of Quality Management.
Assist in preparing risk management guidance and training compliance materials for system end-users.
Provide support on a scheduled and ad-hoc basis to risk management teams.
Proven track record of teambuilding, relationship management, and dealing effectively with Senior Management
Compliance Analyst Jobs
By Insight Global At Canada
Experience/knowledge of Cap & Trade Programs
4+ years of experience working in Commodity/Energy Compliance within a related industry (Energy, Oil & Gas, Utilities)
Experience with indirect tax, fuel tax, and commodity tax
Direct NGL (Natural Gas Liquids) industry experience
Experience working with government audits
Ability to use and create Pivot Tables in Excel
Compliance Analyst Jobs
By Insight Global At Calgary, Alberta, Canada
Experience/knowledge of Cap & Trade Programs
4+ years of experience working in Commodity/Energy Compliance within a related industry (Energy, Oil & Gas, Utilities)
Experience with indirect tax, fuel tax, and commodity tax
Direct NGL (Natural Gas Liquids) industry experience
Experience working with government audits
Ability to use and create Pivot Tables in Excel
Junior Compliance Analyst Jobs
By The Citco Group Limited At Toronto, Ontario, Canada
You have strong verbal, written and interpersonal skills and the ability to liaise with all levels of management
You will review and maintain relevant policies and procedures as local legislation and requirements are amended
You have a Bachelor’s degree in Business Administration/Accounting/ Finance or Economics
You have at least 2 years of experience in the Financial Industry
You have knowledge of compliance and regulatory matters, specifically Know Your Customer (KYC) and Anti-Money Laundering (AML)
You have prior experience as a Compliance Analyst, KYC Officer
Compliance Analyst Jobs
By Sun Life At North York, Ontario, Canada
Knowledge of SLGI Asset Management Inc. product offering and categories of registration
Experience working in the asset management compliance function within a federally regulated financial institution
College diploma or University degree with 3-6 years of experience or an equivalent combination of education and experience
Solid understanding of the Regulatory Compliance Management (RCM) lifecycle and program elements
Excellent analytical skills (planning, quantitative skills, attention to detail and quality standards)
Ability to manage and prioritize high work volumes during peak periods (annual planning, quarterly reporting cycles, etc.)
Jr. Compliance Analyst/Auditor - Testing
By BeachHead At Toronto, Ontario, Canada
Support risk management activities in Canadian P&BB Business Units i.e. issue management, control documentation, reporting
Exposure to Risk Management, Audit, Compliance or Operational Risk
3-5+ years of experience working in Banking Compliance, specifically in Personal and Commercial banking realms
Previous experience in compliance or operational risk control testing
Detailed knowledge of the Bank Act and Consumer Protection regulations
Proven experience with testing - whether in operations, risk or compliance risk audit testing
Compliance Analyst Jobs
By Dawn InfoTek At Toronto, Ontario, Canada
2) Good knowledge of regulatory rule/obligations applicable to the Wealth Management Businesses (e.g., MFDA, IIROC, OSC, etc.)
1)Experience in the records and information management field
•Together with the Senior Manager, provides status reporting to track the progress and completion of records inventories
•Offers support to ongoing and additional projects within the GWM RIM team as required
3) Experience facilitating working sessions with key stakeholders
4) Good working knowledge of Microsoft Excel, PowerPoint, and Word
Compliance Analyst Jobs
By Prime Hires At Waterloo, Ontario, Canada
Ensure accurate case management and record keeping protocols are maintained with regards to regulatory filing requirements
Solid experience with AML/ATF management & reporting systems (e.g., PRM, FCRM, FINTRAC F2R)
Strong oral and written communication skills to communicate complex issues and circumstances to all levels of staff and management.
Understanding of the AML/ATF regulations and risk management
Strong time management with the ability to take responsibility and operate independently to ensure that compliance objectives are achieved.
2+ years of AML/ATF experience, bank AML/ATF experience would be an asset.
Compliance Analyst Ii Jobs
By Compunnel Inc. At Waterloo, Ontario, Canada

Job Title: Compliance Analyst II

Location: CAN, Ontario, Waterloo, 500 King Street North

Business Analyst, Compliance Jobs
By Kontingence Recruitment At Toronto, Ontario, Canada
Completing requirements (BRD) and associated functional requirements (FDD) by working with business stakeholders and facilitating working sessions and meetings.
Complete business future state process flows based on requirements and gap analysis.
Determine client requirements and transform them into system requirements.
Bridge understanding of business requirements between business partners and technology and assist/and or translate business requirements to system requirements.
Work with end users to determine business needs/requirements for new/enhanced systems or applications.
Be comfortable with MS Office Suite (Excel, Word, Visio, PowerPoint, and Project). MS-Visio and MS Project experience is a must.
Compliance Analyst (Privacy) Jobs
By Neo Financial At Calgary, Alberta, Canada
You bring 1-2 years of experience in compliance, risk management, or privacy roles, preferably with knowledge of financial services
Execute Neo’s privacy compliance program, including privacy impact assessments, privacy incident management, and acting as subject matter expert in privacy
Develop and maintain knowledge of federal and provincial compliance laws and regulations applicable to Neo’s business
You have experience working effectively in a team environment where flexibility, collaboration, and adaptability are critical to success
You possess strong organizational and prioritizing skills
Have advanced Microsoft Office or G-Suite skills
Content Compliance Analyst Jobs
By MindGeek At Montreal, Quebec, Canada
1 year of professional experience
Analyze content on required websites
Maintain compliance on all related products
Compile compliance related data during auditing of content
Communicate with other departments concerning compliance
Analyze Affiliate websites (including contacting/follow-ups with violating affiliates)
Compliance Analyst - En
By Laurentian Bank At Montreal, Quebec, Canada

Job Description Seeing beyond numbersº At Laurentian Bank, we believe we can change banking for the better. Founded in Montreal in 1846, Laurentian Bank helps families, businesses and communities ...

Senior Analyst, Compliance Jobs
By Li-Cycle At Toronto, Ontario, Canada
Deliver timely and concise communication, including developing and producing management reporting, illustrating SOX status, trends, and remediation of deficiencies
Help prepare executive management and Audit Committee materials highlighting overall SOX progress and results
Strong understanding of SOX regulations and experience with SOX compliance requirements
Facilitate the coordination efforts between external auditors and internal process owners as part of testing and certification of controls
Bachelor's degree in accounting, finance, or a related field
3-5 years of experience in external or internal audit, risk advisory, or SOX compliance roles
Analyst, Risk & Compliance Jobs
By Brookfield Asset Management At Toronto, Ontario, Canada
Assist with searches for portfolio management due diligence including using Dow Jones and Lexis Nexis
Assist risk management team with tracking of various initiatives
Operational Excellence – outstanding time-management, strong attention to detail, dedication to accuracy and
A minimum of 2+ years of work experience in a professional services environment
Excellent written and verbal communication skills
Critical Thinking - Utilizes problem-solving skills, analysis, sound judgement and evidence to support well-considered recommendations to resolve issues
Senior Analyst, Compliance & Operations
By RBC At Toronto, Ontario, Canada
3-5 years experience in Information Technology, Infrastructure, Risk Management, Software Development, Project Management, and/or Business/Finance.
Hands-on experience and exposure to technology compliance & risk management activities, principles and knowledge
Analyze user needs to determine technical requirements, collaborate and include inputs from cross-functional teams
Inquisitive mindset, strong problem-solving skills, and drive to learn
Superior collaboration & communication skills
Experience working in a professional, deadline driven environment an asset
Aws Compliance & Security Analyst (Remote)
By Insight Global At Ontario, Canada
- 3+ years of experience in a Compliance/Security Analyst role
- 3+ years of experience working at a large organization, ideally within the Consulting or Banking space
- Experience with AWS Cloud Services, AWS Security Hub, CyberArk, or Wiz
- Experience gathering key performance indicators (KPIs) and key risk indicators (KRIs) to generate reports to illustrate
- Strong knowledge of O365
- Provide periodic feedback as the new cloud services are added for use in BMO
Analyst, Listed Company Compliance
By Canadian Securities Exchange (CSE) At Toronto, Ontario, Canada
Comprehensive benefits package (health, life insurance, dental, disability, vision care)
Financial support for fitness programs and job-related education
•Foster strong relationships with enforcement and corporate finance branches of securities commissions.
•excellent analytical and communication skills
Vacation and leaves (e.g., personal days, sick leave)
We’re looking for an Analyst, Listed Company Compliance to join the team in Toronto or Vancouver.

Are you looking for an exciting opportunity to use your compliance expertise to help protect a company's reputation? We are looking for a Compliance Analyst to join our team and help ensure our company meets all applicable laws and regulations. You will be responsible for developing and implementing compliance policies, monitoring compliance activities, and providing guidance to ensure compliance with applicable laws and regulations. If you are a detail-oriented professional with a passion for compliance, this could be the perfect job for you!

A Compliance Analyst is responsible for ensuring that an organization is adhering to applicable laws, regulations, and standards. They are responsible for developing, implementing, and monitoring compliance programs, as well as conducting internal audits and investigations.

What is Compliance Analyst Skills Required?

• Knowledge of applicable laws, regulations, and standards
• Analytical and problem-solving skills
• Attention to detail
• Excellent communication and interpersonal skills
• Ability to work independently and as part of a team
• Ability to manage multiple tasks and prioritize

What is Compliance Analyst Qualifications?

• Bachelor’s degree in a related field such as law, accounting, or finance
• Relevant certifications such as Certified Regulatory Compliance Manager (CRCM)
• Relevant experience in compliance, risk management, or auditing

What is Compliance Analyst Knowledge?

• Knowledge of applicable laws, regulations, and standards
• Knowledge of risk management and auditing principles
• Knowledge of internal control systems
• Knowledge of data analysis and reporting

What is Compliance Analyst Experience?

• Previous experience in a compliance or risk management role
• Experience in conducting internal audits and investigations
• Experience in developing and implementing compliance programs

What is Compliance Analyst Responsibilities?

• Develop, implement, and monitor compliance programs
• Conduct internal