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Development Compliance Officer Jobs

Compliance Officer Jobs
By Manulife At Ontario, Canada
Outstanding planning, organizational and time management skills.
The dealer and its employees/agents follow securities regulatory requirements and internal policies and procedures;
Strong written and verbal business communication skills.
Proficient knowledge of Microsoft applications (including Word, Excel and Power Point) and familiarity with the internet and related applications as tools.
Well-developed inter-personal skills to provide a high-level o of service and maintain working relationships with assigned groups and team members.
A competitive salary and benefits packages.
Data Security & Compliance Officer
By Manulife At Toronto, Ontario, Canada
Good interpersonal, leadership and relationship-building skills to deal with senior levels of management, service providers and local and remote business partners
10+ years of experience working in information security controls, information technology audit, or security risk management.
Deep technical knowledge with Cloud Computing Environments, Cloud technology management and procedures, supporting application systems and base infrastructure platforms
Establish and lead all aspects of department procedures, documentation, and training to align with records management policies
Establish and develop GDT's compliance & risk management practices
Collaborate on Global G&C and 2nd line Risk Management partners on key initiatives
Senior Development Officer Jobs
By Royal Ontario Museum At Toronto, Ontario, Canada
Experience using donor management fundraising software or CRM, with RE or RE NXT familiarity preferred.
Measure, monitor, and manage the overall performance of team members against set performance targets.
Participate in additional events managed by other ROM Governors departments, as needed.
Minimum of three years' experience with demonstrated success developing and implementing personalized donor engagement plans and securing five-figure gifts.
Exceptional interpersonal and communication skills, with a talent for engaging with donors authentically and compellingly.
Strong organization skills and attention to detail, ensuring that donors receive timely and personalized communication.
Compliance Officer Jobs
By Thames Centre (Municipality of) At Dorchester, Ontario, Canada
Exceptional interpersonal, time management, customer service and communication skills.
Thorough organizational and time management skills
Promotes compliance with municipal by-laws through public education.
Three (3) years of work-related experience in by-law enforcement or policing.
Working knowledge of current court procedures for prosecutions
Excellent analytical and decision-making skills.
Economic Crime Supervision (Ecs) - Compliance Officer
By HM Revenue & Customs At Stratford, Ontario, Canada
Manage a caseload of anti money laundering (AML) registered businesses to deliver business targets/Key Performance Indicators.
Can write to evidential standard and possess a strong written and verbal skill set.
Good judgement, problem-solving & decision-making skills.
Can demonstrate sound interpersonal, communication and relationship-building skills and thrive working as part of a team as well as working autonomously.
Undertake interventions to AML registered businesses primarily through face-to-face but also occasionally through desk-based interventions depending on the identified risks.
Closing cases in a timely manner ensuring consideration of appropriate outcomes supported by robust evidential conclusions.
Junior Compliance Officer Jobs
By Glencore At Montreal, Quebec, Canada
1-3 years of experience working in a compliance role;
Has good written and verbal communication skills;
A comprehensive and competitive benefits plan
In detail, the position encompasses duties and responsibilities as follows:
Supporting the Regional Compliance Team in the identification, assessment, and evaluation of compliance risks at entities throughout the region; and
Identifying and implementing appropriate planned controls to remediate gaps identified during the Risk Assessment.
Bilingual Compliance Officer Jobs
By Aviso Wealth At Toronto, Ontario, Canada
Conduct onsite and/or remote examinations of IIROC and MFDA
Prepare pre-visit audit materials and schedule and plan examinations in accordance with regulatory requirements and dealer policies and procedures
University Degree related to finance and securities preferred
2+ years of compliance experience within the financial services industry
Sound knowledge of the rules and regulations governing the securities industry
Excellent analytical and investigative skills with strong attention to detail
Compliance Manager, Business Development Budgeting & Compliance
By Plan International Canada At Toronto, Ontario, Canada
Maximizing cost recovery, ensuring value for Money and compliance with Donor requirements during budget process.
Proven experience in developing costing models / budgets at the project design stage and risk assessment/ mitigation for $4M+ proposals
Plan International Canada is a hybrid workplace. You will work from the office and from home.
Other related tasks, as required.
Develop strong working relationships within Plan International Canada and with Plan International Country Offices.
Create innovative ways to improve budgeting processes.
Development Officer Jobs
By The University of Winnipeg Foundation At Winnipeg, Manitoba, Canada
Post-secondary education or equivalent combination of education and fundraising experience.
• Ability to build relationships, negotiate and influence, and manage change in a complex environment.
• Ability to exercise judgment, discretion, problem solving skills and initiative complemented by good analytical skills.
• Generate written materials associated with the fundraising process, such as proposals, stewardship reports and general correspondence.
• Work in close collaboration with the entire Foundation team.
• Ability to identify and leverage new opportunities for development.
Compliance Officer Jobs
By Aviso Wealth At Toronto, Ontario, Canada
Conduct onsite and/or remote examinations of IIROC and MFDA
Prepare pre-visit audit materials and schedule and plan examinations in accordance with regulatory requirements and dealer policies and procedures
University Degree related to finance and securities preferred
2+ years of compliance experience within the financial services industry
Sound knowledge of the rules and regulations governing the securities industry
Excellent analytical and investigative skills with strong attention to detail
Compliance Officer Jobs
By Security Financial Services & Investment Corp. At Greater Toronto Area, Canada
Independent time management, communication and priority setting skills in order to meet deadlines
Updates job knowledge by participating in educational opportunities; reading professional publications.
Daily trading, KYC updates, client file updating, and general data entry processing
Process improvement, problem solving, decision making, reporting skills, communication processes, informing others, verbal communication, teamwork, dependability
Experience in a Financial Advisory firm
Strong organizational skills and willing to take initiative
Environmental Compliance Officer Jobs
By ONxpress Transportation Partners At Toronto, Ontario, Canada
Identifies and reports environmental issues and concerns to the Environmental Manager and recommends appropriate corrective actions
A minimum of five years of experience conducting environmental inspections, monitoring and compliance;
Experience with similar projects in Ontario
Experience in environmental monitoring, oversight, and/or reporting
Knowledge of Ontario’s Transit Project Assessment Process, GO Transit Class EA Document, and Environmental Assessment Act (Ontario);
Knowledge of relevant federal and Ontario environmental policies, procedures and legislation;
Compliance Officer Jobs
By Bloom Finance Company Ltd. At Canada
Professional certifications in compliance or risk management are an asset.
Effective communication skills, both verbal and written, to articulate compliance requirements and collaborate with stakeholders at all levels.
Knowledge of mortgage industry regulations and guidelines in Ontario, British Columbia, and Alberta.
Familiarity with OSFI regulatory requirements and processes.
Excellent analytical skills with the ability to assess risks and develop appropriate mitigation strategies.
Strong understanding of compliance frameworks, policies, and procedures.
Data Compliance Officer(A190732)
By Shoplazza At Greater Toronto Area, Canada

职位描述： 1. 主导公司数据安全与隐私保护体系框架及能力规划、流程体系建设，确保隐私保护合规落地处于行业领先，并能持续创新提升； 2. 组织业务部门开展日常数据保护合规工作，实施风险评估、治理检查，确保公司产品和服务满足全球各国家地区隐私合规保护要求； 3. 负责数据保护合规横向团队组织建设，开展赋能使能，持续提升公司整体安全合规保护水位线； 4. ...

Compliance Officer Jobs
By VANEX Currency Exchange At Vancouver, British Columbia, Canada
Strong organizational and project management skills, with the ability to meet deadlines and deliver high-quality work.
Prepare and submit compliance reports to regulatory bodies and senior management as required.
Proficient in using compliance management systems and tools.
Collaborate with cross-functional teams, including legal, finance, and operations, to ensure alignment and consistency in compliance practices.
Proven experience working as a Compliance Officer or in a similar role, preferably in a regulated industry.
Excellent analytical and problem-solving skills, with the ability to assess complex situations and develop practical solutions.
Compliance Officer - Calgary
By Stifel Financial Corp. At Calgary, Alberta, Canada
Knowledge of IRROC Rule 3600 Research rules;
Minimum 2 - 3 years of collective experience in retail Compliance;
Knowledge and ability to apply Canadian regulatory rules;
Good understanding of regulatory requirements and industry rules across Canada;
Knowledge of Fidessa, Dataphile, NASDAQ Trade Surveillance and Portfolio Aid is an asset;
Excellent organizational skills and proven ability to prioritize and multi-task;
Fractional Compliance Officer Jobs
By Bloom Finance Company Ltd. At Canada
Professional certifications in compliance or risk management are an asset.
Effective communication skills, both verbal and written, to articulate compliance requirements and collaborate with stakeholders at all levels.
Knowledge of mortgage industry regulations and guidelines in Ontario, British Columbia, and Alberta.
Familiarity with OSFI regulatory requirements and processes.
Excellent analytical skills with the ability to assess risks and develop appropriate mitigation strategies.
Strong understanding of compliance frameworks, policies, and procedures.
Kyc Compliance Validation, Officer
By BNP Paribas At Montreal, Quebec, Canada
Offer guidance on pertinent KYC issues and their impact on applicable business lines/clients/accounts/transactions/business scenarios.
3-5 years of experience in a financial services industry or regulatory environment
Bachelor’s degree from an accredited college/university in Accounting, Finance, Legal, Economics or related discipline.
Knowledge of the English is required.
Background in KYC/ AML/OFAC / Sanctions risk; 3-5 years overall experience
Computer skills including MS Office Suite particularly MS Excel
Bylaw Compliance Officer Jobs
By City of Maple Ridge At Maple Ridge, British Columbia, Canada
Considerable knowledge of the by‑laws, statutes and applicable regulations.
Considerable knowledge of the various types of business operations and licensing fees.
Sound knowledge of the zoning bylaw as it relates to the application of the business license bylaw.
Sound knowledge of the geography and street locations in the Municipality.
Sound knowledge of provincial court procedures and rules of evidence.
Skill in the use of software applications related to the work.
Development Officer Jobs
By UHN Foundation At Toronto, Ontario, Canada
Exemplary attention to detail with excellent planning, organizational and time management skills
Ensure all donor touchpoints and moves management actions are captured within the Raiser’s Edge database.
Support the Senior Campaign Director with the management of the Campaign Cabinet.
Manage a portfolio of existing donors, as well as develop a pipeline of potential new donors.
3-5 years of experience working with senior professional fundraising staff and volunteers.
Excellent interpersonal, oral, and written communication skills to work effectively with a variety of stakeholders

Are you looking for an exciting opportunity to make a real difference in the development process? We are seeking a motivated and experienced Development Compliance Officer to join our team! You will be responsible for ensuring that all development projects comply with applicable laws, regulations, and standards. You will also be responsible for providing guidance and advice to project teams on development compliance matters. If you have a passion for making sure that development projects are done right, this is the job for you!

Overview:

A Development Compliance Officer is responsible for ensuring that all development projects comply with applicable laws, regulations, and standards. They are responsible for researching and interpreting laws and regulations, monitoring compliance with those laws and regulations, and providing advice and guidance to developers and other stakeholders. They also work with local, state, and federal agencies to ensure compliance with applicable laws and regulations.

How To Become an Development Compliance Officer:

To become a Development Compliance Officer, you will need to have a bachelor’s degree in a related field, such as law, public policy, or business. You may also need to have experience in the development industry, such as working as a project manager or in a related role. Additionally, you may need to obtain certifications or licenses, such as a Certified Development Compliance Officer (CDCO) certification.

Development Compliance Officer Skills:

• Knowledge of applicable laws and regulations
• Ability to interpret and apply laws and regulations
• Excellent research and analytical skills
• Strong communication and interpersonal skills
• Ability to work independently and as part of a team
• Attention to detail and accuracy
• Ability to work under pressure and meet deadlines
• Proficiency in Microsoft Office Suite

What is Development Compliance Officer Knowledge?

• Knowledge of applicable laws and regulations
• Knowledge of development processes and procedures
• Knowledge of local, state, and federal agencies
• Knowledge of project management principles
• Knowledge of risk management principles
• Knowledge of contract law
• Knowledge of environmental regulations

What is Development Compliance Officer Responsibilities?

• Research and interpret applicable laws and regulations
• Monitor compliance with applicable laws and regulations
• Provide advice and guidance to developers and other stakeholders
• Work with local, state, and federal agencies to ensure compliance
• Prepare reports and documents related to compliance
• Develop and implement compliance policies and procedures
• Investigate and resolve compliance issues
• Monitor and review development projects for compliance
• Provide training and education on compliance issues

What is Development Compliance Officer Experience?

• Previous experience in the development industry
• Previous experience in a compliance-related role
• Previous experience working with local, state, and federal agencies
• Previous experience in project management
• Previous experience in risk management
• Previous experience in contract law

What is Development Compliance Officer Qualifications?

• Bachelor’s degree in a related field, such as law, public policy, or business
• Certifications or licenses, such as a Certified Development Compliance Officer (CDCO) certification

Development Compliance Officer Educations:

• Bachelor’s degree in a related field, such as law, public policy, or business
• Certifications or licenses, such as a Certified Development Compliance Officer (CDCO) certification
• Courses in project management, risk management, and contract law
What tools help Development Compliance Officer work better?
• Compliance management software
• Document management software
• Project management software
• Risk management software
• Contract management software
Good tips to help Development Compliance Officer do more effectively?
• Stay up to date on applicable laws and regulations
• Develop and maintain relationships with local, state, and federal agencies
• Develop and implement effective compliance policies and procedures
• Monitor and review development projects for compliance
• Investigate and resolve compliance issues promptly
• Provide training and education on compliance issues
Common Development Compliance Officer interview questions?
• What experience do you have in the development industry?
• What experience do you have in a compliance-related role?
• What experience do you have working with local, state, and federal agencies?
• What experience do you have in project management?
• What experience do you have in risk management?
• What experience do you have in contract law?
• What certifications or licenses do you have?
• How would you handle a situation where a developer is not in compliance with applicable laws and regulations?