Compliance Team Lead Jobs in Alberta

7-10 years industry and/or regulatory experience in compliance capacity with a strong working knowledge of the industry regulatory structure and process.

Manage the oversight and lead the Registration team.

College/University degree or equivalent work experience is required

Branch Managers Course/Investment Dealer Supervisor's Course

3-5 years leadership experience including leading multiple teams and/or functions, leading other leaders, planning, and setting strategy and direction strongly preferred.

Must have a strong knowledge of and ability to interpret securities regulations.