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Compliance Team Lead Jobs

Team Leader Compliance Jobs
By Edward Jones At Edmonton, Alberta, Canada
7-10 years industry and/or regulatory experience in compliance capacity with a strong working knowledge of the industry regulatory structure and process.
Manage the oversight and lead the Registration team.
College/University degree or equivalent work experience is required
Branch Managers Course/Investment Dealer Supervisor's Course
3-5 years leadership experience including leading multiple teams and/or functions, leading other leaders, planning, and setting strategy and direction strongly preferred.
Must have a strong knowledge of and ability to interpret securities regulations.
(Can) Compliance Lead Jobs
By Walmart Canada At Williams Lake, British Columbia, Canada

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(Can) Compliance Lead Jobs
By Walmart Canada At Montreal, Quebec, Canada

Position Summary... To collaborate with all levels including Store Management, Market Management, and Subject Matter Experts. They will be responsible for the education of associates and managers on ...

(Can) Compliance Lead Jobs
By Walmart Canada At Saint John, New Brunswick, Canada

Position Summary... To collaborate with all levels including Store Management, Market Management, and Subject Matter Experts. They will be responsible for the education of associates and managers on ...

Financial Controls And Compliance Lead
By Sandoz Canada At South Shore, Quebec, Canada
Highly qualified in accounting/IFRS and excellent computer skills with advanced knowledge of MS Office Excel, Outlook, PowerPoint, etc.
Liaison/coordination with Global and GCC, including obtaining/providing sub-certifications, testing etc as required.
Strong planning, organizational and analytical skills.
Excellent people and communication skills in English and French (spoken and written)
Lead the control and compliance activities within Sandoz Canada for various functions
Liaison with stakeholders, including CFO, Internal Audit (IA), external Audit and Corporate Financial Controls (CFC)
It Compliance Lead Jobs
By NLB Services At Montreal, Quebec, Canada
Experience and skill set required:
· MBA with specialization in Risk Management desired
· Implement a structured approach to capturing compliance requirements and translating them into IT requirements.
Outstanding leadership and communication skills
· Excellent skills in MS Office Tools (PowerPoint, Word, Excel)
· Conduct compliance risk assessments and identify areas of potential compliance risk.
Compliance Lead Jobs
By Walmart Canada At Edmonton, Alberta, Canada

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(Can) Compliance Lead Jobs
By Walmart Canada At Victoria, British Columbia, Canada

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Privacy & Compliance Lead Jobs
By Relay At Toronto, Ontario, Canada
Demonstrated project management, organization, communication, and presentation skills
Experience with the SOC-2 certification process, for type 1 or type 2 documents
Demonstrated experience and skills in collaboration, teamwork, and problem-solving
4-8 years of experience in a compliance (or similar) role
Experience with a sub-processor listing within the GDPR context
Experience with regulatory framework/law/bodies such as GLBA, FS-ISAC, FSR, NIST, etc
Operational Compliance Lead Jobs
By Gestion de risques VSR Canada Inc. At Brossard, Quebec, Canada
Fulfill management functions such as providing advice and feedback to junior employees.
Our desired profile for this role includes the following skills and experience:
Have the ability to use judgment when reviewing a client to ensure all issues and concerns are appropriately managed and timely.
Bachelor’s Degree in Business, Finance, Accounting, Economics, Politics or related
Excellent technical skills vis-à-vis compliance systems and software; excellent IT literacy.
3-5 years of leadership experience in AML compliance.
(Can) Compliance Lead Jobs
By Walmart Canada At Toronto, Ontario, Canada

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Compliance Lead Jobs
By Walmart Canada At Whitecourt, Alberta, Canada

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Compliance Lead Jobs
By Walmart Canada At Pickering, Ontario, Canada

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(Can) Compliance Lead Jobs
By Walmart Canada At Brampton, Ontario, Canada

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Compliance Lead Jobs
By Integriti At Montreal, Quebec, Canada
Manage a team of analysts who research and enable dissemination of knowledge with the WGS compliance team.
MBA with specialization in Risk Management desired
Experience and skill set required:
Implement a structured approach to capturing compliance requirements and translating them into IT requirements.
Outstanding leadership and communication skills
Excellent skills in MS Office Tools (Power Point, Word, Excel)
Corporate Iiba Compliance Lead
By Baffinland At Nunavut, Canada
Support the IIBA Implementation Manager in monitoring IIBA compliance, and oversight in collaboration with the management team at Baffinland
Collaborate with management team on existing company policies and programs to determine their compliance with the IIBA and support continuous improvement
Support and collaborate with the IIBA Implementation Manager to ensure effective IIBA implementation
Assist with the development of the IIBA annual budget and assist with accruals requirements for the IIBA activities and commitments
Draft formal correspondence to stakeholders on behalf of the department and for the IIBA Implementation Manager
Prepare reports and documents as required by the IIBA committees and the IIBA Implementation Manager
Environment & Compliance Team Lead
By LNG Canada At Kitimat, British Columbia, Canada
• 10-15 years of progressive oil and gas environment industrial experience including management of environment offset programs.
• Excellent people management skills.
• Develop and integrate the asset environmental management system as a component of the asset management system.
• Liaise with the Execute Environmental Compliance Lead to develop and implement the asset compliance management system.
• Put in place and manage environmental monitoring contracts to meet internal and external compliance requirements.
• Assist HSSE manager with management of the environmental and compliance aspects of the HSSE budget.
Kyc Compliance Validation, Team Lead
By BNP Paribas At Montreal, Quebec, Canada
Offer guidance on pertinent KYC issues and their impact on applicable business lines/clients/accounts/transactions/business scenarios.
5 years of experience in a financial services industry or regulatory environment
Bachelor’s degree from an accredited college/university in Accounting, Finance, Legal, Economics or related discipline.
Knowledge of the English is required.
Background in KYC/ AML/OFAC / Sanctions risk; 5 years overall experience
Computer skills including MS Office Suite particularly MS Excel
Compliance Lead / Consultant Jobs
By Zortech Solutions At Montreal, Quebec, Canada
Manage a team of analysts who research and enable dissemination of knowledge with the WGS compliance team.
MBA with specialization in Risk Management desired
Implement a structured approach to capturing compliance requirements and translating them into IT requirements.
Excellent skills in MS Office Tools (Power Point, Word, Excel)
Conduct compliance risk assessments and identify areas of potential compliance risk.
Analyze compliance solution options and recommend the preferred option.
Compliance Lead / Consultant Jobs
By Maarut Inc At Montréal-Est, Quebec, Canada
Manage a team of analysts who research and enable dissemination of knowledge with the WGS compliance team.
MBA with specialization in Risk Management desired
Implement a structured approach to capturing compliance requirements and translating them into IT requirements.
Excellent skills in MS Office Tools (Power Point, Word, Excel)
Conduct compliance risk assessments and identify areas of potential compliance risk.
Analyze compliance solution options and recommend the preferred option.