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Mortgage Administrator Jobs
Company | Maitre Mortgages Inc. |
Address | Mississauga, Ontario, Canada |
Employment type | FULL_TIME |
Salary | |
Expires | 2023-08-28 |
Posted at | 9 months ago |
Compliance Officer
The Compliance officer will be responsible for managing compliance issues that arise in relation to:
• Mortgage Investment Company (MIC) and Exempt market dealers and exempt offerings,
• Review KYC and suitability assessments and AML inputs.
• Prepare compliance-related filings and reports.
• Maintain the firm’s compliance calendar and compliance records.
• At least two years of relevant industry experience in a compliance capacity at a fund or investment management firm, investment dealer, or exempt market dealer.
• Post-secondary education in Finance/ Business or relevant field.
• Passing either the Exempt Market Products exam or the Canadian Securities Course (CSC) exam.
• Strong knowledge of the financial industry and laws applicable to exempt market.
• Experience with SEDAR+ filings will be an asset.
• • Demonstrated analytical and reporting competencies.
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