Associate Investment Advisor Jobs

Vaughn Wealth Management | iA Private Wealth Inc is a full-service wealth management team located in Port Moody, BC. We specialize in providing personalized, goals-based wealth advice to families, business owners, and foundations across Canada.

At Vaughn Wealth Management, iA Private Wealth Inc. we treasure the relationships that we have with our valued clients. We treat our clients as trusted partners that we work with to help them clearly define their lifestyle goals and then deliver customized wealth and retirement plans to help turn their goals into reality. We are grateful for the level of trust that our clients place in us, which we are constantly striving to merit.

We believe that a holistic approach to wealth management is more than just constructing and monitoring an investment portfolio. We view the wealth management process as a framework to ensure that our clients can position themselves financially to live the quality of life that they want to live.

Our goal is to build sustainable, long-term relationships with each of our clients and their family members to make sure that they have a deep understanding of their current financial health. We want to help them create a blueprint to define their current financial position and to establish a vision for helping them achieve the things in life that mean the most to them. Our discovery process ensures that each client’s investment plan and wealth plan is tailored to their individual goals and objectives.

We are looking for a highly motivated individual to join our team in the dynamic role of an Associate Investment Advisor. You will work directly with the lead Portfolio Manager in helping deliver customized wealth plans to satisfy each of our client’s unique needs and circumstances.

As an Associate Investment Advisor your primary Responsibilities will include:

•Working directly with a lead Portfolio Manager and Wealth Advisor to help design and prepare comprehensive wealth plans.

•Helping prepare ongoing analysis with respect to investment plan design, retirement income needs, estate planning, cash flow budgeting, capital needs analysis, and tax planning.

•Preparing, analyzing, and presenting reports and recommendations.

•Help ensure that all client information and regulatory requirements are up to date and current.

•Working with the Portfolio Manager to develop client communications and marketing pieces.

•Proactively recommending team and business process improvements.

•Develop and strengthen client relationships and help build new relationships via client referrals.

•Responding to client requests, inquiries, and concerns promptly and efficiently

•Offering clients sound investment advice that align with their investment objectives

•Ensuring all client interactions are accurately documented.

•Delivering an impeccable level of client service by remaining aware of the changing needs and circumstances of our clients.

•Assist the Portfolio Manager with investment research, portfolio construction, and model portfolio trades.

As an Associate Investment Advisor your key experiences and qualifications will include:

•First and foremost, this individual must be enthusiastic about building a career within the wealth management industry.

•

•Minimum 3-5 years of direct experience in the financial services industry, preferably with a financial planning firm.

•

•Direct experience using and analyzing financial planning software.

•Excellent written and verbal communication skills.

•Strong organizational skills.

•Growth-oriented with the ability to take initiative and work independently.

•Ability to meet deadlines.

•In-depth industry knowledge.

•

•Advanced Microsoft Office, Excel, and Power Point skills.

•Certified Financial Planner (CFP) or working towards.

•Chartered Investment Manager (CIM) or working towards.

•Licensed for Life, Sickness & Accident Insurance would be considered an asset.

•Canadian Securities Course (CSC), Conduct and Practices Handbook CPH), Wealth, Management Essentials (WME), and relevant licensing as required by the advisor’s business.

As an Associate Investment Advisor, your Key Competencies Will include:

•Strong interpersonal skills with the ability to build trusted client relationships.

•Client-focused, highly observant with attention to detail.

•Entrepreneurial spirit coupled with a desire to work in a team-oriented environment.

•Self-motivated with a commitment to excellence and a high level of integrity.

•Motivated to build a career in the wealth management industry.

•Strong willingness to learn.

Vaughn Wealth Management 2023® iA Private Wealth Inc. is a member of the Canadian Investor Protection Fund and the Investment Industry Regulatory Organization of Canada. iA Private Wealth is a trademark and a business name under which iA Private Wealth Inc. operates. This is not an official website or publication of iA Private Wealth and the information and opinions contained herein do not necessarily reflect the opinion of iA Private Wealth. The particulars contained on this website were obtained from various sources which are believed to be reliable, but no representation or warranty, express or implied, is made by iA Private Wealth, its affiliates, employees, agents or any other person as to its accuracy, completeness or correctness. Furthermore, this website is provided for information purposes only and is not construed as an offer or solicitation for the sale or purchase of securities. The information contained herein may not apply to all types of investors. The Investment Advisor can open accounts only in the provinces where they are registered. *Insurance products are provided through iA Private Wealth Insurance Agency which is a trade name of PPI Management Inc. Only products and services offered through iA Private Wealth Inc. are covered by the Canadian Investor Protection Fund.