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Student Conduct Administrator Jobs in Manitoba

Business Conduct Compliance Examiner
By CIRO / OCRI At Toronto, Ontario, Canada
Interact with senior management, supervisory and compliance staff of a Dealer Member to evaluate the effectiveness of the firm’s controls
Actively contribute to team discussion, openly sharing experiences and ideas to improve examination practices and departmental goals
The following courses are an asset: Derivatives Fundamental Course, Branch Managers Course and Chief Compliance Officers Course
Knowledge of securities industry, CIRO Dealer Members and their activities.
Effective written and oral communication skills
The following courses are required: Canadian Securities Course, and Examination based on the Conduct and Practices Handbook for Securities Industry Professionals,
Investigations And Hearings Coordinator, Professional Conduct
By College of Opticians of Ontario At Toronto, Ontario, Canada
Proven time management, organizational and analytical skills; ability to manage multiple priorities and deadlines.
Assisting the Manager and/or Senior Management with research-based projects relating to Professional Conduct.
Proven exceptional written and verbal communications skills, including experience with formal report writing.
Supporting the Manager with investigating new and ongoing complaint, report and unauthorized practice matters.
At least two years’ related experience, preferably in investigations or with another regulatory body.
Experience with conducting interviews and document findings.