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Regulatory Reporting Associate Jobs

Finance Specialist, Asfi Regulatory Reporting
By ATB Financial At Calgary, Alberta, Canada
Strong time management and organizational skills to juggle multiple priorities
Drives the production of accurate regulatory and management reporting within prescribed timelines and supports analysis of financial results
Translate new reporting requirements and supports the implementation of system and procedural changes to ensure compliance with new regulatory requirements
University Degree in Business, Accounting or Finance (or equivalent)
5 - 7 years of comparable experience (financial industry or regulatory reporting experience preferred) in a complex environment
Advanced knowledge of business rules, processes and policies
Business Analyst - Regulatory Reporting
By Iris Software Inc. At Toronto, Ontario, Canada
· Regulatory Reporting experience in Banks
· Preference given to experience with US Fed reports/ US Reg reporting experience
· Experience in FR Y 14/9C/15 and 009 reports (as examples)
· Experience with using Axiom
Business Analyst – Regulatory Reporting
Full Time / Long Term Contract
Regulatory Operations Associate I (Canada)
By Premier Research At Canada
Bachelor’s degree, or international equivalent from an accredited institution, in Science/Technology, or an equivalent combination of education and experience
BA/BS degree and 0 - 2 years, or 2-4 years of Regulatory Operations experience within the pharmaceutical or biotech industry
Basic to Intermediate experience using Microsoft Office and Adobe Professional
Electronically publish components of Regulatory Agency submissions, including INDs and amendments, annual reports, safety reports, etc.
Perform the QC for all applications, amendments and supplements prior to submitting to Agency
Participate in the implementation of new health agency guidelines and rules relevant to regulatory submissions
Jr. Regulatory Associate Jobs
By Caldic North America At Mississauga, Ontario, Canada
Manage Kosher records for ingredients and resale products
Working experience 1-2 years with Food Quality and Safety Programs and GMP’s is considered an asset
Knowledge of GFSI standards is considered an asset
Must possess strong interpersonal, organizational and problem solving skills
Must be able manage multiple priorities and deliver results within expected timeliness
Coordinate and request technical information (GMO, Prop 65, Etc.) from suppliers
Senior Associate, Contract Administration And Reporting
By MUFG Investor Services At Toronto, Ontario, Canada
Excellent stakeholder management and relationship skills when interacting with both internal stakeholders and TPPs.
Files and archives all contractual documentation through the contract management system.
Participate in policy and procedure reviews for Third Party Management.
Knowledge of contract law, accounting principles and finance.
Support sourcing managers with managing and administering contracts throughout the contract lifecycle.
Support sourcing managers with evaluating TPP performance within the category they oversee.
Qa Associate Director - Regulatory Inspections
By IQVIA At Toronto, Ontario, Canada
3+ years of Line Management experience within Quality Assurance
Provide Quality Assurance support, guidance and management of Quality Issues, as assigned
Support Quality Management in proposal reviews and reporting QA metrics
Promote the concept of quality, the principles of quality management and devise and implement quality improvements
Or equivalent combination of education, training and experience
Oversee proper coordination of customer-initiated audits and mock regulatory inspections, manage regulatory facility inspections, as assigned
Associate Sales Intelligence And Reporting Manager
By Lactalis Canada At Toronto, Ontario, Canada
· BA/BS degree in Business Administration, Computer Science, Finance/Operations Management, or related fields
· Excellent relationship management and communication skills
· Best-in-class analytical, quantitative and organization skills
· CPG or Food Manufacturing experience preferred
Lactalis Canada believes in rewarding its people with the following comprehensive benefits package and perks:
· Comprehensive extended Health and Dental Benefits effective day 1
Ba(Regulatory Reporting) Jobs
By Infinity Solutions At Montreal, Quebec, Canada
Translate regulatory requirements into business requirements and functional specifications; manage client data extraction, transformation, and loading
Knowledge of regulatory reporting of major regimes; preferred experience with North American regulations (CFTC, SEC, and Canada) and EMIR/Refit
Able to work with Development and QA during testing to ensure implementation meets design and requirements
Act as a liaison between the client and the delivery team to define and validate client requirements
Previous experience in a client facing role
5-10 years financial services experience, in particular financial regulatory reporting
Regulatory Reporting Associate Jobs
By IFG - International Financial Group At Toronto, Ontario, Canada
4+ years of experience in capital markets or wealth management
Prepare guidance and SOPs around report preparation and reporting requirements
At least 7+ years of experience working with Broker Dealer Regulatory Reporting including IIROC and CIRO
Strong Excel and technical skills including VLOOKUPS, Pivot Tables, SQL, Python
Understanding of CIRO and new reporting requirements
As a Regulatory Reporting Associate, your duties and responsibilities include:

Are you looking for an exciting opportunity to work in a fast-paced, dynamic environment? We are looking for a Regulatory Reporting Associate to join our team! As a Regulatory Reporting Associate, you will be responsible for ensuring the accuracy and timeliness of regulatory reporting. You will be working with a variety of stakeholders to ensure compliance with applicable regulations. If you have a passion for financial services and a keen eye for detail, this could be the perfect job for you!

Overview:

Regulatory Reporting Associates are responsible for ensuring that their organization complies with all applicable laws and regulations. They are responsible for preparing and submitting regulatory reports to the appropriate government agencies, as well as monitoring and responding to any changes in regulations. Regulatory Reporting Associates must have a strong understanding of the laws and regulations that apply to their organization, as well as the ability to interpret and apply them.

How To Become an Regulatory Reporting Associate:

To become a Regulatory Reporting Associate, you will need to have a bachelor’s degree in a related field, such as accounting, finance, or business administration. You will also need to have experience in regulatory reporting, as well as a strong understanding of the laws and regulations that apply to your organization. Additionally, you may need to obtain certifications or licenses, depending on the type of organization you work for.

Regulatory Reporting Associate Skills:

• Knowledge of applicable laws and regulations
• Ability to interpret and apply regulations
• Excellent communication and organizational skills
• Ability to work independently and as part of a team
• Proficiency in Microsoft Office Suite
• Knowledge of accounting principles and practices
• Ability to analyze data and identify trends
• Attention to detail and accuracy

What is Regulatory Reporting Associate Knowledge?

• Knowledge of applicable laws and regulations
• Knowledge of accounting principles and practices
• Knowledge of financial reporting standards
• Knowledge of risk management principles
• Knowledge of data analysis and reporting tools
• Knowledge of financial markets and instruments
• Knowledge of financial products and services

What is Regulatory Reporting Associate Responsibilities?

• Prepare and submit regulatory reports to the appropriate government agencies
• Monitor and respond to changes in regulations
• Analyze data and identify trends
• Develop and implement policies and procedures to ensure compliance with regulations
• Provide guidance and advice to management on regulatory matters
• Liaise with external auditors and other stakeholders
• Maintain records of regulatory filings and other documents

What is Regulatory Reporting Associate Experience?

• Previous experience in regulatory reporting
• Experience in financial services or banking
• Experience in risk management
• Experience in data analysis and reporting
• Experience in developing and implementing policies and procedures
• Experience in liaising with external auditors and other stakeholders

What is Regulatory Reporting Associate Qualifications?

• Bachelor’s degree in accounting, finance, or business administration
• Professional certifications or licenses, depending on the type of organization
• Knowledge of applicable laws and regulations
• Knowledge of financial reporting standards
• Knowledge of risk management principles
• Knowledge of data analysis and reporting tools
• Knowledge of financial markets and instruments

Regulatory Reporting Associate Education:

• Bachelor’s degree in accounting, finance, or business administration
• Professional certifications or licenses, depending on the type of organization
• Courses in financial reporting, risk management, and data analysis

Tools to Help Regulatory Reporting Associate Work Better:

• Regulatory reporting software: Regulatory reporting software can help Regulatory Reporting Associates automate the process of preparing and submitting regulatory reports.
• Data analysis and reporting tools: Data analysis and reporting tools can help Regulatory Reporting Associates analyze data and identify trends.
• Risk management software: Risk management software can help Regulatory Reporting Associates identify and manage risks associated with their organization.
• Financial markets and instruments software: Financial markets and instruments software can help Regulatory Reporting Associates understand the financial markets and instruments they are dealing with.

Good Tips to Help Regulatory Reporting Associate Do More Effectively:

• Stay up to date on changes in regulations: Regulatory Reporting Associates should stay up to date on changes in regulations to ensure their organization is compliant.
• Develop and implement policies and procedures: Regulatory Reporting Associates should develop and implement policies and procedures to ensure compliance with regulations.
• Analyze data and identify trends: Regulatory Reporting Associates should analyze data and identify trends to help their organization make informed decisions.
• Liaise with external auditors and other stakeholders: Regulatory Reporting Associates should liaise with external auditors and other stakeholders to ensure their organization is compliant.

Common Regulatory Reporting Associate Interview Questions:

• What experience do you have in regulatory reporting?
• How do you stay up to date on changes in regulations?
• What policies and procedures have you developed and implemented to ensure compliance with regulations?
• How do you analyze data and identify trends?
• How do you liaise with external auditors and other stakeholders?