Register
Recruit Create CV

Customer Compliance Analyst Jobs

Compliance Analyst Jobs
By Sun Life At North York, Ontario, Canada
Knowledge of SLGI Asset Management Inc. product offering and categories of registration
Experience working in the asset management compliance function within a federally regulated financial institution
College diploma or University degree with 3-6 years of experience or an equivalent combination of education and experience
Solid understanding of the Regulatory Compliance Management (RCM) lifecycle and program elements
Excellent analytical skills (planning, quantitative skills, attention to detail and quality standards)
Ability to manage and prioritize high work volumes during peak periods (annual planning, quarterly reporting cycles, etc.)
Compliance Analyst Jobs
By Dawn InfoTek At Toronto, Ontario, Canada
2) Good knowledge of regulatory rule/obligations applicable to the Wealth Management Businesses (e.g., MFDA, IIROC, OSC, etc.)
1)Experience in the records and information management field
•Together with the Senior Manager, provides status reporting to track the progress and completion of records inventories
•Offers support to ongoing and additional projects within the GWM RIM team as required
3) Experience facilitating working sessions with key stakeholders
4) Good working knowledge of Microsoft Excel, PowerPoint, and Word
Compliance Analyst Jobs
By Prime Hires At Waterloo, Ontario, Canada
Ensure accurate case management and record keeping protocols are maintained with regards to regulatory filing requirements
Solid experience with AML/ATF management & reporting systems (e.g., PRM, FCRM, FINTRAC F2R)
Strong oral and written communication skills to communicate complex issues and circumstances to all levels of staff and management.
Understanding of the AML/ATF regulations and risk management
Strong time management with the ability to take responsibility and operate independently to ensure that compliance objectives are achieved.
2+ years of AML/ATF experience, bank AML/ATF experience would be an asset.
Compliance Analyst Ii Jobs
By Compunnel Inc. At Waterloo, Ontario, Canada

Job Title: Compliance Analyst II

Location: CAN, Ontario, Waterloo, 500 King Street North

Business Analyst, Compliance Jobs
By Kontingence Recruitment At Toronto, Ontario, Canada
Completing requirements (BRD) and associated functional requirements (FDD) by working with business stakeholders and facilitating working sessions and meetings.
Complete business future state process flows based on requirements and gap analysis.
Determine client requirements and transform them into system requirements.
Bridge understanding of business requirements between business partners and technology and assist/and or translate business requirements to system requirements.
Work with end users to determine business needs/requirements for new/enhanced systems or applications.
Be comfortable with MS Office Suite (Excel, Word, Visio, PowerPoint, and Project). MS-Visio and MS Project experience is a must.
Content Compliance Analyst Jobs
By MindGeek At Montreal, Quebec, Canada
1 year of professional experience
Analyze content on required websites
Maintain compliance on all related products
Compile compliance related data during auditing of content
Communicate with other departments concerning compliance
Analyze Affiliate websites (including contacting/follow-ups with violating affiliates)
Compliance Analyst - En
By Laurentian Bank At Montreal, Quebec, Canada

Job Description Seeing beyond numbersº At Laurentian Bank, we believe we can change banking for the better. Founded in Montreal in 1846, Laurentian Bank helps families, businesses and communities ...

Senior Analyst, Compliance Jobs
By Li-Cycle At Toronto, Ontario, Canada
Deliver timely and concise communication, including developing and producing management reporting, illustrating SOX status, trends, and remediation of deficiencies
Help prepare executive management and Audit Committee materials highlighting overall SOX progress and results
Strong understanding of SOX regulations and experience with SOX compliance requirements
Facilitate the coordination efforts between external auditors and internal process owners as part of testing and certification of controls
Bachelor's degree in accounting, finance, or a related field
3-5 years of experience in external or internal audit, risk advisory, or SOX compliance roles
Customer Learning Manager: Risk And Compliance
By LSEG (London Stock Exchange Group) At Toronto, Ontario, Canada
Knowledge of audit, risk and regulatory compliance management is an asset
Strong presentation and written skills and knowledge of outcome-based learning techniques
Review attendance stats, view rates & customer feedback. Adjusting your offering accordingly.
Support key programs & initiatives (e.g 90-day customer onboarding, customer certifications).
3+ years Industry experience preferred
Strong knowledge of on-line presentation software’s (i.e., WebEx, Teams)
Analyst, Listed Company Compliance
By Canadian Securities Exchange (CSE) At Toronto, Ontario, Canada
Comprehensive benefits package (health, life insurance, dental, disability, vision care)
Financial support for fitness programs and job-related education
•Foster strong relationships with enforcement and corporate finance branches of securities commissions.
•excellent analytical and communication skills
Vacation and leaves (e.g., personal days, sick leave)
We’re looking for an Analyst, Listed Company Compliance to join the team in Toronto or Vancouver.