Monitoring And Testing Specialist Jobs in Manitoba

3+ years experience in a compliance or audit role ideally in a dealer and/or portfolio management environment.

Working knowledge of information technology tools required including: MS Excel, MS Word and portfolio management or investment industry software.

Ability to demonstrate effective use of judgment, interpretation, knowledge and skill in the application of regulations and compliance requirements.

Act as a liaison and compliance support to various internal business partners across the Wealth Management businesses.

Prepare reports and related test results dashboard for various stakeholders including management.

Excellent data analysis skills, organizational, analytical and communication skills.

3-5 years knowledge and experience in credit risk and/or financial analysis

A Non-Bank Financial Institutions (NBFI), including Investment Managers, Funds, Regulated Insurance, Insurance Brokers, Investment Dealers, Canadian Credit Unions, among others;

Self-motivated with a combination of strong credit and analytical skills

Excellent verbal and written communication skills

Experience with S&P, Capital IQ, Moody’s

A comprehensive Total Rewards Program including performance-based bonuses, flexible benefits, competitive compensation packages

Strong knowledge of privacy, compliance and regulatory risk management practices

review and advise on the adequacy of management actions plans to resolve issues identified.

- Lead ad-hoc projects and activities as required (management requests, committee reporting,

systems, controls and processes to manage privacy risk in Canada and the Caribbean

Experience working in the financial services industry; experienced Privacy Professional is an asset

Experience assessing design and operational effectiveness of internal controls