Director, Regulatory Developments, Policy & Investigations
By Aviso Wealth At Toronto, Ontario, Canada
Extensive experience working in the securities industry (IIROC, MFDA, CSA), preferably in a Compliance or risk management role
Strong organization and records management skills are required
Maintain the records management system for relevant policy records and data to support Compliance reporting, assurance, and audit purposes
Manage and maintain the client complaint handling program for all lines of business of Aviso Wealth
Extensive experience in compliant and investigation handling
Fluent Communication skills in English are required and bilingual skills in French are an asset
Fraud Investigations Manager Jobs
By Robert Half At Toronto, Ontario, Canada
Strong stakeholder management and problem-solving skills
Manage comprehensive investigations through to reporting to the applicable governing authorities. Ensure maintenance of thorough investigation records.
5+ years’ experience in Financial Crimes investigations ideally within the financial sector
Knowledge of current Risk, Anti-Fraud, and Anti-Money Laundering obligations and frameworks
Strong communication skills, both written and verbal, with the capability to articulate complex technical information
The QC exercise includes review of Level 1 and 2 alerts and checking/verifying any STRs
Manager, Fiu / Siu (Transaction Monitoring Case Investigations)
By Scotiabank At Toronto, Ontario, Canada
Maintains up-to-date knowledge and skills sets relevant for AML, TF, sanction and other regulatory matters to perform FIU / SIU investigations.
Strong investigative skills and understanding of financial transactions with AML investigative technology experience.
Prioritizes and manages investigations conducted by the FIU / SIU team, including monitoring performance and meeting established benchmarks.
Establishes and monitors team goals and objectives to manage workload and performance.
Knowledge of local and relevant international AML laws and regulations.
Strong writing and analytical skills.
Manager, Aml Investigations - Correspondent Banking
By RBC At Toronto, Ontario, Canada
Conduct quality assurance reviews for the Team Manager as directed
Undergraduate degree in Finance or equivalent
Sound knowledge of banking platforms, clearing streams, ACH, SWIFT
Proven track record and solid experience within AML roles
A comprehensive Total Rewards Program including bonuses and flexible benefits and competitive compensation
Well-developed understanding of correspondent banking payments and trade business
Senior Manager, Training, Compliance, And Investigations
By Corus Entertainment At Toronto, Ontario, Canada
Excellent judgement and objectivity supported by strong analytical, problem solving skills and case management skills.
Excellent organizational, administrative and time management skills.
Prepare compliance data reports and trend analysis for the purpose of risk management and prevention.
Skills and experience you bring:
A JD/LL.B. and experience in human rights law are definite assets
Extensive interviewing, investigative and research skills, report writing and presentation skills.
Investigations And Hearings Coordinator, Professional Conduct
By College of Opticians of Ontario At Toronto, Ontario, Canada
Proven time management, organizational and analytical skills; ability to manage multiple priorities and deadlines.
Assisting the Manager and/or Senior Management with research-based projects relating to Professional Conduct.
Proven exceptional written and verbal communications skills, including experience with formal report writing.
Supporting the Manager with investigating new and ongoing complaint, report and unauthorized practice matters.
At least two years’ related experience, preferably in investigations or with another regulatory body.
Experience with conducting interviews and document findings.
Investigations Officer Jobs
By Home Construction Regulatory Authority (HCRA) At Toronto, Ontario, Canada
We foster a professional home building industry that Ontarians can trust.
gathering information (including past conduct), conducting records checks, and conducting interview of complainants.
attend court to swear to court documents
If interested, please apply by April 28, 2023.
Director, Investigations Jobs
By RBC At Toronto, Ontario, Canada
Proven Leadership skills and Team Management experience
University Degree or equivalent experience
Minimum 10 years of experience in financial crime / fraud investigation
Extensive experience in conducting interviews including those suspected of wrongdoing
General knowledge of Canadian Criminal and Civil litigation procedures
Accounting / Forensic accounting knowledge

Are you looking for an exciting and challenging role in Investigations? We have an opening for an Investigations Manager to join our team! As Investigations Manager, you will be responsible for leading investigations into potential violations of company policies and procedures. You will be expected to develop and implement investigative strategies, analyze evidence, and provide recommendations to senior management. If you have a passion for uncovering the truth and a commitment to integrity, this could be the perfect job for you!

Overview The Investigations Manager is responsible for leading and managing the investigations team in order to ensure that all investigations are conducted in a timely and effective manner. The Investigations Manager will be responsible for developing and implementing policies and procedures related to investigations, as well as managing the investigations team and providing guidance and support. Detailed Job Description The Investigations Manager is responsible for leading and managing the investigations team. This includes developing and implementing policies and procedures related to investigations, as well as managing the investigations team and providing guidance and support. The Investigations Manager will be responsible for conducting investigations, gathering evidence, interviewing witnesses, and preparing reports. The Investigations Manager will also be responsible for ensuring that all investigations are conducted in a timely and effective manner. Job Skills Required
• Excellent communication and interpersonal skills
• Strong organizational and problem-solving skills
• Ability to work independently and as part of a team
• Knowledge of investigative techniques and procedures
• Knowledge of relevant laws and regulations
• Proficiency in computer applications such as Microsoft Office
Job Qualifications
• Bachelor’s degree in criminal justice, law enforcement, or a related field
• At least 5 years of experience in investigations
• Knowledge of investigative techniques and procedures
• Knowledge of relevant laws and regulations
• Ability to work independently and as part of a team
Job Knowledge
• Knowledge of investigative techniques and procedures
• Knowledge of relevant laws and regulations
• Knowledge of computer applications such as Microsoft Office
Job Experience
• At least 5 years of experience in investigations
• Experience in conducting investigations, gathering evidence, interviewing witnesses, and preparing reports
Job Responsibilities
• Develop and implement policies and procedures related to investigations
• Manage the investigations team and provide guidance and support
• Conduct investigations, gather evidence, interview witnesses, and prepare reports
• Ensure that all investigations are conducted in a timely and effective manner
• Monitor and evaluate the performance of the investigations team
• Maintain records of investigations and ensure accuracy of data