Director, Wealth Operations Jobs

Our client, a leader in the financial industry is searching for a Director of Wealth Operations with a proven track record for process development and execution within dealer operations. You will be responsible for building and leading the development of this firm’s Wealth operational infrastructure in Canada. You will work closely with product, sales, investment management, legal and finance to create the business project plan to align with this firm’s objectives.

Key Responsibilities:

• Develop a strong wealth operations team that is given opportunities to learn and develop their skills through training, conferences and increased responsibilities
• Review technology initiatives to improve overall performance of the operations groups through increased rates, productivity and accuracy
• Build effective controls to minimize daily business operational risk
• Create and oversee the implementation of new processes, platforms and operational controls
• Leverage existing partners to lead various projects that specifically automate manual processes
• Maintain an understanding of evolving regulatory requirements and best practises and ensure these same policies and practises align with the firm’s best practices

Qualifications:

• Strong middle office experience supporting advisors and liaising with back office custody teams
• Exceptional understanding of the wealth management industry
• Minimum 7 plus years of relevant experience
• MBA/other Designations are an asset
• Great leadership capabilities
• Strong background in dealer operations with a proven track record for process improvement and execution
• Completion of a University Degree

Hybrid Work Model. Extremely Competitive Compensation Package

Interested candidates may forward a resume to Martha Orr [email protected]